Richard R. Clifton

2019

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What was filed

  • 98

    investments

  • 5

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • American Judicature Society, Hawaii Chapter
  • Hawaii Women's Legal Foundation
  • Ninth Judicial Circuit Historical Society
  • Federal Judges Association
  • Trusts #1 - #3
  • Federal Judges Assn
  • Self-employed, dietitian consultant

As filed

First Hawaiian Bank savings — Interest

First Hawaiian Bank checking — Interest

Goodyear common — Dividend

Hawaiian Electric Industries common — Dividend

Brokerage acct #1 (H)

Echostar common — None

Dish Network Cl A common — None

IBM common — Dividend

Real Networks common — None

Charles Schwab Bank — Interest

Fidelity Growth & Income (IRA) — Dividend

Fidelity Magellan Fund (IRA) — Dividend

Invesco OFI Cap Appr Fund Cl A (IRA) — Dividend

Blackrock Money Mkt Inst — Dividend — Buy (add'l)

Brokerage acct #2 (T-CS) (H)

Charles Schwab Money Market Fund — Dividend

Unitedhealth Gr Bonds — Interest — Matured

Discover Bank CD — Interest — Matured

Amer Electric Power common — Dividend

Apple common — Dividend

Eli Lilly common — Dividend

Exxon Mobil common — Dividend

General Electric common — Dividend — Sold

Kraft Heinz common — Dividend — Sold

Microsoft common — Dividend

Mondelez Intl common — Dividend

United Technologies common — Dividend

Verizon common — Dividend

Berkshire Hathaway Cl A — None

Schwab US Large Cap — Dividend — Sold

Vanguard Dividend Appreciation ETF — Dividend — Sold

Schwab Municipal Money Fund — Int./Div.

US Treasury bill — Buy

Brokerage acct #3 (T-CS Intel Port) (H)

Charles Schwab US REIT ETF — Buy

Schwab Fundamental Intl Large Co EFT — Buy

Schwab Fundamental US Large Co EFT — Buy

Schwab Fundamental US Small Co EFT — Buy

Schwab Intl Equity ETF — Buy

Schwab US Large Cap EFT — Buy

Schwab US Small Cap EFT — Buy

Brokerage acct #4 (T-CS Intel Port) (H)

Charles Schwab US REIT ETF — Buy

Schwab Fundamental Intl Large Co EFT — Buy

Schwab Fundamental US Large Co EFT — Buy

Schwab Fundamental US Small Co EFT — Buy

Schwab Intl Equity ETF — Buy

Schwab US Large Cap EFT — Buy

Schwab US Small Cap EFT — Buy

IRA acct #3 (T) (H)

Intel common — Dividend

Microsoft common — Dividend

Petroleo Brasileiro ADRF — Dividend

HR-10 and 401K accts (former law firm) (H)

American Funds AMCAP Fund — None

Oakmark Fund — None

Virtus Ceredex Small Cap Value Eq Fund I — None

American Funds Wash Mutual Invs (HR-10) — None

PIMCO Total Return - Class D (HR-10) — None

Prudential Retirement Guaranteed Income Fund — None

Northwestern Mutual whole life — Dividend

Northwestern Mutual extra ordinary life — Dividend

Midland National whole life — Dividend

Trust #1 (R)

Eaton Vance Mut Fds Tr — Int./Div.

JPMorgan Str Inc Opp Fd — Int./Div.

JPMorgan Short Duration Bond Fd Select — Int./Div.

JPMorgan Limited Term Bond Fd Select — Int./Div. — Sold (part)

Ishares MSCI EAFE ECF — Int./Div.

Ishares S&P Midcap ECF — Int./Div.

SPDR S&P 500 ETF Trust — Int./Div.

Vanguard Emerging Market ETF — Int./Div.

Trust #2 (D)

Eaton Vance Mut Fds Tr — Int./Div.

JPMorgan Str Inc Opp Fd — Int./Div.

JPMorgan High Yield Fd Select — Int./Div.

JPMorgan Short Duration Bond Fd Select — Int./Div.

JPMorgan Limited Term Bond Fd Select — Int./Div.

Ishares MSCI EAFE ECF — Int./Div.

Ishares S&P Midcap ECF — Int./Div.

Ishares Russell 1000 Value Index Fund — Int./Div.

Ishares Russell 1000 Growth ECF — Int./Div.

SPDR S&P 500 ETF Trust — Int./Div.

Vanguard Emerging Market ETF — Int./Div.

JPMorgan Invest Growth Fd Sel — Int./Div.

Trust #3 (K)

Eaton Vance Mut Fds Tr — Int./Div.

JPMorgan Str Inc Opp Fd — Int./Div.

JPMorgan High Yield Fd Select — Int./Div.

JPMorgan Short Duration Bond Fd Select — Int./Div.

JPMorgan Limited Term Bond Fd Select — Int./Div.

Ishares MSCI EAFE ECF — Int./Div.

Ishares S&P Midcap ECF — Int./Div.

Ishares Russell 1000 Value Index Fund — Int./Div.

Ishares Russell 1000 Growth ECF — Int./Div.

SPDR S&P 500 ETF Trust — Int./Div.

Vanguard Emerging Market ETF — Int./Div.

JPMorgan Invest Growth Fd Sel — Int./Div.

Director, American Judicature Society, Hawaii Chapter

Director, Hawaii Women's Legal Foundation

Director, Ninth Judicial Circuit Historical Society

Director; Secretary (until April), President-Elect (since April), Federal Judges Association

Trustee or co-trustee, Trusts #1 - #3

Reimbursement — Federal Judges Assn — 4/15-16/2019 — Dallas, TX — Attend annual board meeting — Transportation, lodging, food

Spouse's income — 2019 — Self-employed, dietitian consultant

Line 15: The fund now known as Invesco OFI Cap App Fund - Cl A was previously known and listed as Oppenheimer Growth Fund A

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Richard R. Clifton | Frix