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What was filed

  • 88

    investments

  • 2

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • CLAREMONT HOMEOWNERS ASSOCIATION
  • METROPOLITAN LIFE (STRUCTURED SETTLEMENT - COMPENSATION FOR PRIOR SERVICES)

As filed

++++ (2000, $79,000.) — None

(H) PACIFIC LIFE VARIABLE UNIVERSAL LIFE

FIXED ACCOUNT-PACIFIC LIFE — None

THERMOSURGERY, INC. — None

(H) NATIONWIDE FLEXIBLE VARIABLE UNIVERSAL LIFE POLICY

NW NVIT MD CAP INDEX 1 (FORMERLY NVIT MID CAP INDEX 1) — None

BNY MEL VIF APP (NAME CHANGE FROM DREY VIF APPRECIATION PT ) — None

INVESCO OPP VI DISC MDCP (FORMERLY OPP MIDCAP/VA NSS) — None

INVESCO OPP VI DISC MD CP (FORMERLY OPP MS ST/VA NSS) — None

JnsHndrsn VIT OVRSEAS SVC (FORMERY JNS ASP OVERSEAS SERVICE — None

NW NVIT WF DISC1 (FORMERLY NVIT MULT-MGR MID CAP GROWTH) — None

(H) EQUITABLE LIFE POLICY

EQ/ INTERMEDIATE GOVERNMENT BOND — None

EQ/ BLACK ROCK BASIC VALUE EQUITY — None

EQ/ MID CAP INDEX — None

EQ/LARGE CAP CORE ,MGD VOL (FORMERLY EQ/LARGE CAP CORE PLUS) — None

EQ/LARGE CAP GROWTH MGD VOL (-FORMERLY AXA LARGE CAP GROWTH) — None

EQ/INTL CORE MNGD VOLAT (FORMERLY AXA INTL INTERNATIONAL CORE PLUS — None

CHARTER SMALL CAP VALUE — None

JOHN HANCOCK FREEDOM 529, PORTFOLIO 2017-2020A, (NO CONTROL) — Int./Div.

JOHN HANCOCK FREEDOM 529, PORTFOLIO 2017-2020A, (NO CONTROL) — Int./Div. — Redeemed (part)

JOHN HANCOCK FREEDOM 529, PORTFOLIO 2021-20524A (NO CONTROL) — Int./Div.

NUVEEN MUNICIPAL VALUE FUND — Dividend

(H) LINCOLN NATIONAL AMERICAN LEGACY III VIEW 14L

AF BL CHP INCOME & GROWTH — None

AF GROWTH — None

AF GRWTH-INC — None

AF GLBL SM CAP — None

AF INT'L — None

AF NEW WORLD — None

GLOBAL GROWTH-INCOME — None

AF GLOBAL GROWTH — None

AF BOND — None

GLOBAL BOND — None

GOV'T/AAA SECURITIES — None

HIGH INCOME BOND — None

AXA EQUITABLE WHOLE LIFE INSURANCE — Int./Div.

MET. TOWER LIFE ACQ. GENERAL AMER. LIFE 04/30 /18 — Int./Div.

BANK OF AMERICA NA, RASP — Int./Div.

ISHARES MBS ETF — Int./Div. — Sold (part)

ISHARES MBS ETF — Sold (part)

(H) PRUDENTIAL RETIREMENT B SERIES ANNUITY

AST ACADEMIC STRATEGIES ASSET ALLOCATION — None

AST GOLDMAN SACHS MULTI- ASSET — None

AST BLACKROCK GLOBAL STRATEGIES PORT. — None

AST PRUDENTIAL GROWTH ALLOCATION — None

ISHARES IBOXX $ INV GRADE CORP BD FD — Dividend — Sold (part)

ISHARES IBOXX $ INV GRADE CORP BD FD — Buy (add'l)

ISHARES IBOXX $ INV GRADE CORP BD FD — Sold (part)

ISHARES IBOXX $ INV GRADE CORP BD FD — Sold (part)

VANGUARD INTERMEDIATE TERM BOND ETF — Dividend — Sold (part)

VANGUARD INTERMEDIATE TERM BOND ETF — Sold (part)

VANGUARD INTERMEDIATE TERM BOND ETF — Sold (part)

VANGUARD SHORT TERM BOND — None — Sold

INVESCO EMERGING MARKET SOVEREIGN — Dividend — Sold (part)

INVESCO EMERGING MARKET SOVEREIGN — Sold (part)

ISHARES 3-7 YEAR TREASURY BOND ETF — Dividend — Sold (part)

ISHARES 3-7 YEAR TREASURY BOND ETF — Sold (part)

++++ (2015, $55,000.) — None

VANGUARD GROWTH ETF — Dividend — Buy (add'l)

VANGUARD GROWTH ETF — Sold (part)

VANGUARD GROWTH ETF — Buy (add'l)

ISHARES INC CORE MSCI EMERG MKTS ETF — Dividend — Buy (add'l)

ISHARES INC CORE MSCI EMERG MKTS ETF — Sold (part)

ISHARES INC CORE MSCI EMERG MKTS ETF — Sold (part)

VANGUARD VALUE ETF — Dividend — Buy (add'l)

VANGUARD VALUE ETF — Sold (part)

INVESCO PREFERRED ETF — Dividend — Sold (part)

ISHARES TIPS BOND ETF — Dividend — Sold (part)

ISHARES TIPS BOND ETF — Sold (part)

VANGUARD SMALL CAP VALUE ETF — Dividend — Buy (add'l)

VANGUARD SMALL CAP VALUE ETF — Sold (part)

VANGUARD SMALL CAP VALUE ETF — Buy (add'l)

VANGUARD SMALL CAP GROWTH ETF — Dividend — Buy (add'l)

VANGUARD SMALL CAP GROWTH ETF — Sold (part)

VANECK VECTORS. JPMORGAN EM LOCAL CURR CCY — Dividend

ISHARES IBOXX HIGH YIELD CORP BD — Dividend — Sold (part)

ISHARES TR CORE MSCI EAF — Dividend — Sold (part)

ISHARES TR CORE MSCI EAF — Sold (part)

ISHARES TR CORE MSCI EAF — Sold (part)

MERRILL LYNCH CASH ACCOUNT — None

VANGUARD SHORT-TERM CORP BOND — Dividend — Buy

VANGUARD SHORT-TERM CORP BOND — Sold (part)

VANGUARD INTERMEDIATE-TERM CORPORATE BOND FD — Dividend — Buy

VANGUARD INTERMEDIATE-TERM CORPORATE BOND FD — Sold (part)

XTRACKERS USE HIGH YIELD CORP BOND ETF — Dividend — Buy

BLACKROCK LIQUIDITY FUND T FD — Dividend — Buy

DIRECTOR AND VICE PRESIDENT, CLAREMONT HOMEOWNERS ASSOCIATION

DIRECTOR

Agreement — 1997 — METROPOLITAN LIFE # 1 (STRUCTURED SETTLEMENT - COMPENSATION FOR PRIOR SERVICES)

Income — 2019 — METROPOLITAN LIFE (STRUCTURED SETTLEMENT - COMPENSATION FOR PRIOR SERVICES) — $13,000.00

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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James A. Teilborg | Frix