Colm Felix Connolly

M&T Bank Accounts — Interest

Capital One Money Market Accounts — Interest

Retirement Savings Plan #1 (H)

T. Rowe Price Growth Stock Trust A — Dividend

Vanguard Institutional Index Instl PI — Dividend

American Funds EuroPacific Growth R6 — Dividend

Retirement Savings Plan #2 (H)

William Blair Intnl Growth I — Dividend

Dodge & Cox Intl Stock — Dividend

DFA US SMall Cap Port Instl — Dividend

Goldman Sachs Global Income Fund Instl — Dividend

Vanguard REIT Index Fund — Dividend

Defined Contribution Plan #1 (H)

William Blair Intnl Growth I — Dividend

Dodge & Cox Intl Stock — Dividend

DFA US Small Cap Port I — Dividend

Invesco GI Real Estate R5 — Dividend

Vanguard REIT Index Fund Inst — Dividend

IRA #1 (H)

Vanguard Emerging Markets Select Stock Fund — Dividend

IRA #2 (H)

Vanguard Emerging Markets Stock Index Admiral CL — Dividend

Vanguard Mid Cap Value Index Admiral CL — Dividend

Vanguard High Yield Corp Investor CL — Dividend

Roth IRA #1 (H)

Vanguard Capital Opportunity Find Invst CL — Dividend

Vanguard Emerging Markets Select Stock Fund — Dividend

Roth IRA #2 (H)

Vanguard Capital Opportunity Fund Investor — Dividend

Roth IRA #3 (H)

Vanguard Target Retirement 2060 Fund — Dividend

Brokerage Account #1 (H)

Vanguard Federal Money Market Fund — Dividend

Vanguard Dividend Appreciation Index Fund Admiral CL — Dividend

Vanguard Prime Money Market Investor CL — Dividend

Vanguard Small Cap Growth Index Fund Admiral CL — Dividend

Vanguard Comsumer Discretionary ETF — Dividend

Vanguard Consumer Staples ETF — Dividend

Vanguard Energy ETF — Dividend

Vanguard Health Care ETF — Dividend

Vanguard REIT Index ETF — Dividend

Vanguard S&P 500 Index ETF — Dividend

Vanguard Communication Services ETF — Dividend

Proteon Therapeutics — None

Brokerage Account #3 (H)

International Business Machines — Dividend

Microsoft Corp. — Dividend

Brokerage Account #4 (H)

International Business Machines — Dividend

Fidelity Blue Chip Growth Fund — Dividend

Microsoft — Dividend

529 #1 (H)

NY's 529 Moderate Growth Portfolio — None — Sold (part)

NY's 529 Interest Accumulation Portfolio — None — Sold (part)

NY's 529 Conservative Growth Portfolio — None — Sold (part)

529 #4 (H)

NY's 529 Conservative Growth Portfolio — None — Sold (part)

NY's 529 Conservative Growth Portfolio — Sold (part)

NY's 529 Income Portfolio — None — Sold (part)

NY's 529 Income Portfolio — Sold (part)

NY's 529 Moderate Growth Portfolio — None — Sold (part)

NY's 529 Moderate Growth Portfolio — Sold (part)

NY's 529 Moderate Growth Portfolio — Sold (part)

NY's 529 Moderate Growth Portfolio — Sold (part)

529 #5 (H)

Fidelity DE Aggressive Growth Portfolio (Fidelity Indx) — None

Fidelity DE Aggressive Growth Portfolio (Fidelity FDS) — None — Sold (part)

529 #6 (H)

Fidelity DE Conservative (Fid. Index) — None

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — None

529 #7 (H)

Fidelity DE Conservative (Fid. Index) — None — Sold (part)

Fidelity DE Conservative (Fid. Index) — Sold (part)

Fidelity DE Conservative (Fid. Index) — Sold (part)

Fidelity DE Conservative (Fid. Index) — Sold (part)

Fidelity DE Conservative (Fid. Index) — Sold (part)

Fidelity DE Conservative (Fid. Index) — Buy (add'l)

Fidelity DE Conservative (Fid. Index) — Sold (part)

Fidelity DE Conservative (Fid. Index) — Sold (part)

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — None — Sold (part)

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — Sold (part)

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — Sold (part)

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — Sold (part)

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — Sold (part)

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — Buy (add'l)

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — Sold (part)

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — Sold (part)

529 #8 (H)

Fidelity DE Conservative (Fid. Index) — None

Fidelity DE Aggressive Growth Portfolio (Fidelity Indx) — None

Fidelity DE Moderate Growth Portfolio (Fidelity Indx) — None

UTMA #2 (H)

Fidelity Blue Chip Growth Fund — Dividend — Distributed

International Business Machines — Dividend — Distributed

Microsoft Corp. — Dividend — Distributed

UTMA #3 (H)

Fidelity Blue Chip Growth Fund — Dividend

International Business Machines — Dividend

Microsoft Corp. — Dividend

College Avenue Student Loans, LLC units — None

IRA #3 (H)

Diamond Hill Large Cap — Dividend — Buy

Eaton Vance Atlanta Cap — Dividend

Edgewood Growth Instl — Dividend — Buy

Edgewood Growth Instl — None — Buy (add'l)

Pear Tree Polaris — Dividend — Buy

Vanguard Intl Growth FD Admiral Shares — Dividend — Buy

Thornburg Strategic — Dividend — Sold

Primecap Odyssey Growth — None — Sold

Putnam Diversified INCM Trust — None — Sold

PIMCO INCM CL — Dividend — Sold

PIMCO STKSPLUS Absolute Return — None — Sold

Morgan Stanley Growth — None — Sold

Neuberger Berman Eqty — None — Sold

Loomis Sayles Global — None — Sold

Matthews Asia Dividend — None — Sold

First Eagle Global Fund — None — Sold

Hartford Growth Opportunity — None — Sold

Columbia Adaptive Risk — None — Sold

Columbia Dividend Income — None — Sold

Verizon Stock — None — Sold

Verizon Stock — None — Sold

Verizon Stock — None — Sold

Verizon Stock — None — Sold

Ventas Inc REIT — None — Sold

Ventas Inc REIT — None — Sold

Ventas Inc REIT — None — Sold

Ventas Inc REIT — None — Sold

Ventas Inc REIT — None — Sold

Ventas Inc REIT — None — Sold

Ventas Inc REIT — None — Sold

Vanguard Info Technology ETF — None — Sold

Select Sector Health Care ETF — None — Sold

Select Sector Health Care ETF — None — Sold

Select Sector Health Care ETF — None — Sold

Select Sector Health Care ETF — None — Sold

Select Sector Health Care ETF — None — Sold

Phillips 66 Stock — Dividend — Sold

Microsoft Stock — Dividend — Sold

Medtronic Stock — None — Sold

Medtronic Stock — None — Sold

Occirdental Petroleum Stock — Dividend — Sold

Occirdental Petroleum Stock — Dividend — Sold

First Trust Cloud Computing ETF — None — Sold

Lilly Eli & Co. Stock — Dividend — Sold

Lilly Eli & Co. Stock — Dividend — Sold

Eaton Vance Enhanced Eqty INCM II — Dividend — Sold

Eaton Vance Enhanced Eqty INCM II — Dividend — Sold

Eaton Vance Enhanced Eqty INCM II — Dividend — Sold

Eaton Vance Enhanced Eqty INCM II — Dividend — Sold

Comcast Stock — None — Sold

Calamos Strategic Total Return — None — Sold

Century Link Inc Stock — Dividend — Sold

Century Link Inc Stock — Dividend — Sold

Century Link Inc Stock — Dividend — Sold

Century Link Inc Stock — Dividend — Sold

Century Link Inc Stock — Dividend — Sold

Century Link Inc Stock — Dividend — Sold

Century Link Inc Stock — Dividend — Sold

Century Link Inc Stock — Dividend — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Blackstone Group Inc — None — Sold

Brokerage Account #5 (H)

Vanguard High Yield Tax Exempt Fund — Dividend — Buy

Vanguard Interim Tax Exempt Fund — Dividend — Buy

Vanguard LTD Term Tax Exempt Fund — Dividend — Buy

Eaton Vance Atlanta SMID Cap — Dividend — Buy

Eaton Vance Atlanta SMID Cap — Buy (add'l)

Harding Loevner Inst Emerg Mkts — Dividend — Buy

Harding Loevner Inst Emerg Mkts — Buy (add'l)

Vanguard Tax Managed Small Cap — Dividend — Buy

Vanguard Tax Managed Small Cap — Buy (add'l)

Vanguard Tax Managed Small Cap — Buy (add'l)

Chevron — Dividend

Colgate-Palmolive — Dividend

Exxon Mobile — Dividend

McDonalds — Dividend

NY NY GO 5% Bonds — None — Sold

Merk & Co. Stock — None — Sold

NY NY GO 5% Bonds — None — Sold

NY NY GO 5% Bonds — None — Sold

NY ST Dorm Auth Pers Bonds — None — Sold

NYC NY Tran Auth Bonds — None — Sold

Met Tran Auth NY Bonds — None — Sold

NY NY GO 5% Bonds — None — Sold

NY NY GO 5% Bonds — None — Sold

NY NY GO 5% Bonds — None — Sold

NY NY GO 5% Bonds — None — Sold

NY NY GO 5% Bonds — None — Sold

Board Member, Ministry of Caring

Reimbursement — Duke Law School — March 5, 2019 — Durham, NC — Lecture and Student Interviews — Travel, Lodging, Meals

Reimbursement — NYIPLA — March 21, 2019 — NY, NY — Federal Judiciary Dinner — Travel, Lodging, Meals

Reimbursement — Law & Economics Center — April 25, 2019 — Washington, DC — Lecture — Travel, Lodging, Meals

Spouse's income — 2019 — salary

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.