Dean D. Pregerson

Individual Assets (H)

Real Estate, Pacific Palisades, CA — Rent

Brokerage Account #1 (H)

Schwab Money Market (SWFXX) (cash) — Interest

MICROSOFT CORP (MSFT) — Dividend

IRA #1 (H)

Schwab Money Market (SWGXX) — Interest

Crossingbridge Low Dur High Yield I (CBLDX) — Dividend — Buy

DoubleLine Total Return Bond I (DBLTX) — Dividend — Buy (add'l)

Riverpark Floating Rate CMBS Fd I (RCRIX) — Dividend — Buy

Riverpark Floating Rate CMBS Fd I (RCRIX) — Buy (add'l)

Riverpark Floating Rate CMBS Fd I (RCRIX) — Buy (add'l)

Riverpark Short Term Hi Yield (RPHIX) — Dividend

ROBINSON TAX ADVANTAGED (ROBNX) — Dividend

Stone Ridge ALT Lending (LENDX) — Dividend — Sold (part)

Stone Ridge ALT Lending (LENDX) — Sold (part)

Stone Ridge ALT Lending (LENDX) — Sold (part)

Stone Ridge ALT Lending (LENDX) — Sold (part)

VOYA Securitized Credit (VCFIX) — Dividend

Doubleline Strategic Commodity Fd I (DBCMX) — Dividend — Buy (add'l)

Doubleline Strategic Commodity Fd I (DBCMX) — Buy (add'l)

ELEMENTS EMERGING MARKETS PORT (ELMMX) — Dividend

ELEMENTS INTERNATIONAL PORT: (ELINX) — Dividend — Sold (part)

ELEMENTS INTERNATIONAL PORT: (ELINX) — Sold (part)

ELEMENTS INTERNATIONAL SMALL CAP PORT: (ELISX) — Dividend

ELEMENTS US PORT: (ELUSX) — Dividend — Buy (add'l)

ELEMENTS US PORT: (ELUSX) — Buy (add'l)

ELEMENTS US SMALL CAP: (ELSMX) — Dividend

Glenmede Secured Options Inst. (GLSOX) — None — Sold

Goldman Sachs MLP Energy (GMLPX) — Dividend — Buy (add'l)

Goldman Sachs MLP Energy (GMLPX) — Buy (add'l)

Stoneridge All Asset Risk Premium (AVRPX) — None — Sold

StoneRidge Reinsurance Risk Premium Fd (SRRIX) — Dividend — Sold (part)

StoneRidge Reinsurance Risk Premium Fd (SRRIX) — Sold (part)

StoneRidge Reinsurance Risk Premium Fd (SRRIX) — Sold (part)

IRA #2 (H)

Schwab Govt Money Fund (SWGXX) (Y)

Double Line Total Return Bond (DBLTX) — Dividend

ROBINSON TAX ADVANTAGED (ROBNX) — Dividend

STONE RIDGE ALT LENDING (LENDX) — Dividend — Sold (part)

VOYA SECURITIZED CREDIT (VCFIX) — Dividend

DOUBLELINE STRATEGIC (DBCMX) — Dividend — Buy (add'l)

DRIEHAUS FRONTIER EMRG MKTS FD (DRFRX) (Y)

ELEMENTS INTERNATIONAL PORT: (ELINX) — Dividend

ELEMENTS US PORT: (ELUSX) — Dividend — Buy (add'l)

ELEMENTS US SMALL CAP: (ELSMX) — Dividend

GLENMEDE SECURED OPTIONS (GLSOX) — None — Sold

GOLDMAN SACHS MLP ENERGY (GMLPX) — Dividend

Oakmark International Sm Cap Fd (OAKEX) — Dividend

Stoneridge All Asset (AVRPX) — None — Sold

Trust #1 (H)

Schwab Govt money Market (SNVXX) (cash) (X) — Interest

IShares Russell 2000 (IWM) — Dividend

Vanguard Growth (VUG) — Dividend

XTRACKERS MSCI EURPE HDGD EQY ETF (DBEU) — Dividend

ANGEL OAK MULTI STRATEGY INCM FD INSTL (ANGIX) — Dividend

Doubleline Total Return Bd Fd I (DBLTX) — Dividend — Buy

EATON VANCE FLOATING RATE & HIGH INC I (EIFHX) — Dividend — Sold (part)

Osterweis Strategic Income Fund (OSTIX) — Dividend

VANGUARD SHORT TERM TAX EXEMPT ADMIRAL SHARE (VWSUX) — Dividend

ARIEL INTL FD INST (AINIX) — Dividend

Matthews Asia Dividend (MIPIX) — Dividend

Vanguard Mid Cap Value Index (VMVAX) — Dividend

Vanguard 500 Index Fund (VFIAX) — Dividend

WCM Focused Int'l Growth Fund (WCMIX) — Dividend

Advisory Board Member, Salvation Army Los Angeles Metropolitan

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.