Sanket J. Bulsara

BROKERAGE #2 (H)

Individual Assets (H)

Wells Fargo (cash) (Y)

Ledyard National Bank (cash) — Interest

Citibank, N.A. (cash) — Interest

Guardian Life Insurance Whole Life Policy — Dividend

45 Grand St Family, LLC — Rent

IRA #1 (H)

Alphabet Inc. Class A (GOOGL) — None

Alphabet Inc. Class C (GOOG) — None

TIAA CREF High Yield Fd Retail (TIYRX) — Dividend

Amana Growth Fund Inv (AMAGX) — Dividend

Hancock Horizon Burkenroad Sm Cap Inv (HHBUX) — Dividend

Lazard Intl Strategic Equity Open Shares (LISOX) — Dividend

Schwab S&P 500 Index Fd (SWPPX) — Dividend

Schwab 1000 Index Fund (SNXFX) — Dividend

IRA #2 (H)

Schwab Target 2040 Fund (SWERX) — Int./Div. — Sold

BROKERAGE #1 (H)

Charles Schwab Deposit Accounts (cash) — Interest — Closed

Charles Schwab US Reit ETF (SCHH) — Dividend — Sold

iShares Gold ETF (IAU) — None — Sold

Invesco QQQ Trust Srs 1 ETF IV (QQQ) — Dividend — Sold

Invesco FTSE RAFI US 1500 Sml Mid ETF (PRFZ) — Dividend — Sold

Schwab Funda Emg Mkts Large ETF IV (FNDE) — Dividend — Sold

Schwab Fundamental Intl Large Com ETF (FNDF) — Dividend — Sold

Schwab Fundamental Intl Small Com ETF (FNDC) — Dividend — Sold

Schwab Fundamental US Large ETF IV (FNDX) — Dividend — Sold

Schwab International Small Cap Eqy ETF (SCHC) — Dividend — Sold

SPDR Blmbrg Brcly Hgh Yld Bnd ETF (JNK) — Dividend — Sold

SPDR Nuveen Blmbrg Barclays Mun Bd ETF (TFI) — Dividend — Sold

Vanguard Emerging Mkt Gov Bnd ETF DV (VWOB) — Dividend — Sold

Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Sold

Vanguard Glbal Ex US Real Est ETF IV (VNQI) — Dividend — Sold

Vanguard S&P 500 ETF (VOO) — Dividend — Sold

Vanguard Small Cap ETF (VB) — Dividend — Sold

Vanguard Total Internatl Bnd ETF DV (BNDX) — Dividend — Sold

Wisdomtree Europe Smlcp Dividend ETF (DFE) — Dividend — Sold

Baird Core Plus Bd Inv (BCOSX) — Dividend — Sold

BMO Tch Corporate Income Fd Cl Y (MCIYX) — Dividend — Sold

Comcast Corp Cl A (CMCSA) (X) — Dividend — Sold

Lord Abbett Income Fd Cl A (LAGVX) — Dividend — Sold

Metropolitan West Total Return Bond M (MWTRX) — Dividend — Sold

PIMCO Foreign Bd USD Hedged Cl A (PFOAX) — Dividend — Sold

PIMCO Incm Cl A (PONAX) — Dividend — Sold

Western Asset Core Bd Fd (WATFX) — Dividend — Sold

Alger Spectra Fund Cl A (SPECX) — Dividend — Sold

FMI Intl Fd (FMIJX) — Dividend — Sold

Glenmede Large Cap Growth (GTLLX) — Dividend — Sold

Hancock Horizon Burkenroad Sm Cap Inv (HHBUX) — Dividend — Sold

Janus Henderson Small Cap Value T (JSCVX) — Dividend — Sold

JPMorgan Equity Income (OIEIX) — Dividend — Sold

Lazard Intl Strategic Equity Open Shares (LISOX) — Dividend — Sold

Matthews China Dividend Fd Inv (MCDFX) — Dividend — Sold

Northern Small Cap Core Fund (NSGRX) — Dividend — Sold

Oberweis Intl Oppty Fd (OBIOX) — Dividend — Sold

Parnassus Core Eqty Fd Inv (PRBLX) — Dividend — Sold

Schwab Fundamental US Large Co Index (SFLNX) — None — Sold

Schwab Intl Core Equity (SICNX) — Dividend — Sold

Schwab S&P 500 Index Fd (SWPPX) — Dividend — Sold

Schwab Small Cap Index Fund (SWSSX) — Dividend — Sold

Schwab Total Stock Mkt Index (SWTSX) — Dividend — Sold

Seafarer Overseas Gwth & Incm Fd Inv (SFGIX) — Dividend — Sold

Third Avenue Real Estate Value Fd Inv (TVRVX) — Dividend — Sold

Virtus Ceredex Mid Cap Value Eq I (SMVTX) — Dividend — Sold

Wasatch Core Growth Fd Inv (WGROX) — Dividend — Sold

Wells Fargo Discovery Fd A (WFDAX) — Dividend — Sold

RETIREMENT PLAN #1 (H)

TIAA Traditional — Interest

CREF Stock R3 — None

CREF Global Equities R3 — None

TIAA Acc Intl Eq T1 — None

TIAA Acc S&P 500 Ix T1 — None

TIAA Acc Lg-Cap Val Ix T1 — None

TIAA Acc Sm-Cap Bl Ix T1 — None

TIAA Real Estate — None

CREF Bond Market R3 — None

TIAA Acc Lifecycle 2040 T1 — None

TIAA Acc Lifecycle 2050 T1 — None

RETIREMENT PLAN #2 (H)

CREF Stock R3 — None

CREF Growth R3 — None

CREF Equity Index R3 — None

CREF Global Equities R3 — None

TIAA Acc Intl Eq T1 — None

TIAA Acc Md-Cap Gr T1 — None

TIAA Acc S&P 500 Ix T1 — None

TIAA Real Estate — None

CREF Bond Market R3 — None

TIAA Acc Lifecycle 2040 T1 — None

RETIREMENT PLAN #3 (H)

T-C Lifecycle 2040-INST — Int./Div.

RETIREMENT PLAN #4 (H)

CREF Stock R2 — None

CREF Growth R2 — None

CREF Global Equities R2 — None

T-C Lifecycle 2040-INST — Int./Div.

RETIREMENT PLAN #5 (H)

NYL Insurance Anchor IV — None — Sold

Franklin Templeton Emerging Markets Debt Opportunities Fund (FEMDX) — None — Sold

Loomis Sayles Global Bond Fund Institutional Class (LSGBX) — None — Sold

JPMorgan Strategic Income Opportunities Fund Class R5 (JSORX) — Dividend — Sold

Vanguard Target Retirement 2040 Fund (VFORX) — None — Buy (add'l)

Vanguard Target Retirement 2040 Fund (VFORX) — Sold

American Century Mid Cap Value Fund Institutional Class (AVUAX) — None — Sold

MFS Value Fund Class R3 (MEIHX) — None — Sold

Invesco Equity & Income Fund (ACEIX) — None — Sold

Loomis Sayles Growth Fund Class A (LGRRX) — None — Sold

The Hartford Midcap Fund Class Y (HMDYX) — None — Sold

Ivy Small Cap Growth Fund (WSGAX) — None — Sold

Vanguard Tax-Managed SC Adm Shs (VTMSX) — None — Sold

Acadian Emerging Mkts Fund Investor Class (AEMGX) — None — Sold

Oakmark International Fund Investor Class (OAKIX) — None — Sold

T. Rowe Price Real Estate Fund (TRREX) — None — Sold

Dreyfus Deposit (Cash) — Interest — Open

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Dividend — Buy

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Sold (part)

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Sold (part)

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Sold (part)

Ishares Tr Core S&P 500 ETF (IVV) — Dividend — Buy

Ishares Tr Core S&P 500 ETF (IVV) — Sold (part)

Ishares Tr Core S&P 500 ETF (IVV) — Sold (part)

Ishares Tr IBOXX USD Invt Grade Corp BD ETF (LQD) — Dividend — Buy

Ishares Tr IBOXX USD Invt Grade Corp BD ETF (LQD) — Sold (part)

Ishares Tr IBOXX USD Invt Grade Corp BD ETF (LQD) — Sold

Ishares Tr Global Tech ETF (IXN) — Dividend — Buy

Ishares Tr Global Tech ETF (IXN) — Sold (part)

Ishares Tr Barclays 20+ yr Treas BD ETF (TLT) — Dividend — Buy

Ishares Tr MBS ETF (MBB) — Dividend — Buy

Ishares Tr MBS ETF (MBB) — Buy (add'l)

Ishares Tr MBS ETF (MBB) — Sold (part)

Ishares Tr Intermediate-Term CR BD ETF (IGIB) — Dividend — Buy

Ishares Tr Intermediate-Term CR BD ETF (IGIB) — Sold (part)

Ishares Tr US Treas BD ETF (GOVT) — Dividend — Buy

Ishares Tr US Treas BD ETF (GOVT) — Sold (part)

Ishares Tr US Treas BD ETF (GOVT) — Buy (add'l)

Ishares Tr US Treas BD ETF (GOVT) — Buy (add'l)

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) — Dividend — Buy

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) — Buy (add'l)

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) — Sold (part)

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) — Sold (part)

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Dividend — Buy

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Sold (part)

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Sold (part)

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Sold (part)

Ishares Tr Edge MSCI USA Quality Factor ETF (QUAL) — Dividend — Buy

Ishares Tr Edge MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)

Ishares Tr Edge MSCI USA Size Factor ETF (SIZE) — Dividend — Buy

Ishares Tr Edge MSCI USA Momentum Factor ETF (MTUM) — Dividend — Buy

Ishares Tr Edge MSCI USA Momentum Factor ETF (MTUM) — Sold (part)

Ishares Tr Edge MSCI USA Momentum Factor ETF (MTUM) — Sold

Ishares Tr Core MSCI EAFE ETF (IEFA) — Dividend — Buy

Ishares Tr Core MSCI EAFE ETF (IEFA) — Sold (part)

iShares Core MSCI Emerging ETF (IEMG) — Dividend — Buy (add'l)

iShares Core MSCI Emerging ETF (IEMG) — Buy (add'l)

iShares Core MSCI Emerging ETF (IEMG) — Sold (part)

iShares Core MSCI Emerging ETF (IEMG) — Buy (add'l)

iShares Core MSCI Emerging ETF (IEMG) — Buy (add'l)

IRA #3 (H)

Dreyfus Deposit (Cash) — Interest — Open

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Dividend — Buy

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Buy (add'l)

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Sold (part)

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Buy (add'l)

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) — Sold (part)

Ishares Tr Core S&P 500 ETF (IVV) — Dividend — Buy

Ishares Tr Core S&P 500 ETF (IVV) — Buy (add'l)

Ishares Tr Core S&P 500 ETF (IVV) — Sold (part)

Ishares Tr IBOXX USD Invt Grade Corp BD ETF (LQD) — Dividend — Buy

Ishares Tr IBOXX USD Invt Grade Corp BD ETF (LQD) — Buy (add'l)

Ishares Tr IBOXX USD Invt Grade Corp BD ETF (LQD) — Sold (part)

Ishares Tr IBOXX USD Invt Grade Corp BD ETF (LQD) — Sold (part)

Ishares Tr IBOXX USD Invt Grade Corp BD ETF (LQD) — Sold

Ishares Tr Global Tech ETF (IXN) — Dividend — Buy

Ishares Tr Global Tech ETF (IXN) — Buy (add'l)

Ishares Tr Global Tech ETF (IXN) — Sold (part)

Ishares Tr Global Tech ETF (IXN) — Sold (part)

Ishares Tr Barclays 20+ yr Treas BD ETF (TLT) — Dividend — Buy

Ishares Tr Core S&P Mid-Cap ETF (IJH) — Dividend — Buy

Ishares Tr Core S&P Mid-Cap ETF (IJH) — Buy (add'l)

Ishares Tr Core S&P Mid-Cap ETF (IJH) — Sold (part)

Ishares Tr Core S&P Small-Cap ETF (IJR) — Dividend — Buy

Ishares Tr Core S&P Small-Cap ETF (IJR) — Sold (part)

Ishares Tr Core S&P Small-Cap ETF (IJR) — Buy (add'l)

Ishares Tr Core S&P Small-Cap ETF (IJR) — Sold

Ishares Tr MBS ETF (MBB) — Dividend — Buy

Ishares Tr MBS ETF (MBB) — Buy (add'l)

Ishares Tr Intermediate-Term CR BD ETF (IGIB) — Dividend — Buy

Ishares Tr Intermediate-Term CR BD ETF (IGIB) — Buy (add'l)

Ishares Tr JPMorgan USD Emerging Mkts Bd ETF (EMB) — None — Buy

Ishares Tr JPMorgan USD Emerging Mkts Bd ETF (EMB) — Buy (add'l)

Ishares Tr JPMorgan USD Emerging Mkts Bd ETF (EMB) — Sold

Ishares Tr US Treas BD ETF (GOVT) — Dividend — Buy

Ishares Tr US Treas BD ETF (GOVT) — Buy (add'l)

Ishares Tr US Treas BD ETF (GOVT) — Buy (add'l)

Ishares Tr US Treas BD ETF (GOVT) — Buy (add'l)

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) — Dividend — Buy

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) — Buy (add'l)

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) — Buy (add'l)

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) — Sold (part)

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Dividend — Buy

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Buy (add'l)

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Sold (part)

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Sold (part)

Ishares US ETF Tr Short MTY BD ETF (NEAR) — Sold (part)

Ishares Tr Edge MSCI USA Quality Factor ETF (QUAL) — Dividend — Buy

Ishares Tr Edge MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)

Ishares Tr Edge MSCI USA Size Factor ETF (SIZE) — Dividend — Buy

Ishares Tr Edge MSCI USA Momentum Factor ETF (MTUM) — Dividend — Buy

Ishares Tr Edge MSCI USA Momentum Factor ETF (MTUM) — Buy (add'l)

Ishares Tr Edge MSCI USA Momentum Factor ETF (MTUM) — Sold (part)

Ishares Tr Edge MSCI USA Momentum Factor ETF (MTUM) — Sold

Ishares Tr Core MSCI EAFE ETF (IEFA) — Dividend — Buy

Ishares Tr Core MSCI EAFE ETF (IEFA) — Buy (add'l)

Ishares Tr Core MSCI EAFE ETF (IEFA) — Buy (add'l)

Ishares Tr Core MSCI EAFE ETF (IEFA) — Sold (part)

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — Dividend — Buy

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — Buy (add'l)

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — Buy (add'l)

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — Buy (add'l)

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — Buy (add'l)

IRA #4 (H)

Ishares Tr Core S&P Total US Stk Mkt ETF (ITOT) (X) (Y)

Ishares Tr Core S&P 500 ETF (IVV) — Dividend — Buy

Ishares IBOXX USD Invt Grade Corp BD ETF (LQD) (X) (Y)

Ishares Global Tech ETF (INX) — Dividend — Buy

Ishares Tr MBS ETF (MBB) (X) — Dividend

Ishares Tr US Treas BD ETF (GOVT) — Dividend — Buy

Ishares Tr MSCI USA Minimum Volatility ETF (USMV) (X) — Dividend

Ishares US ETF Tr Short MTY BD ETF (NEAR) (X) (Y)

Ishares Tr Edge MSCI USA Quality Factor ETF (QUAL) — Dividend — Buy

Ishares Tr Core MSCI EAFE ETF (IEFA) — Dividend — Buy

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — Dividend — Buy

Reimbursement — Harvard Law School Asian Pacific Law Students Association — Feb 1-2, 2019 — Cambridge, MA — Asian Pacific Law Students Association Conference — Transportation, lodging, meals

Reimbursement — Cornell Law School Moot Court — Feb 14-17, 2019 — Ithaca, NY — Rossi Moot Court Competition — Transportation, lodging, meals

Income — 2019 — Adjunct Professor, St. John's Law School (salary) — $12,000.00

Spouse's income — 2019 — SUNY Stonybrook (salary)

Part VII, line 6, Column C(2): The estimated value of this investment is determined by the LLC based upon the market value of its holdings (rental real estate);

a more precise valuation method is not available.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

PIMCO Foreign Bd USD Hedged Cl A (PFOAX) was PIMCO Foreign Bd USD Hedged Cl D (PFODX).

PIMCO Incm Cl A (PONAX) was PIMCO Incm Cl D (PONDX).