George W. Emerson

Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)

Berkshire Hathaway Inc Del Cl B New (BRKB) — None

Dodge & Cox Stock Fund (DODGX) — Dividend — Sold

Fidelity Advisor Strategic Income (FSRIX) — Dividend — Sold

Fidelity Advisor New Insights Fund Class 1 (FINSX) — Distribution — Sold

Standard & Poors Depository Receipts (SPY) — Dividend — Sold

Carmax Inc. Com (KMX) — None — Sold

Fidelity Advisor Mid Cap II Fund (FIIMX) — Distribution — Sold

Yum Brands Inc Com (YUM) — Dividend — Sold

Pepsico Inc (PEP) — Dividend — Sold

Wells Fargo & Co New Com (WFC) — Dividend — Sold

Fedex Corp Com (FDX) — Dividend — Sold

PGIM Short Term Corp Bond (PIFZX) *See Part VIII* — Dividend — Buy (add'l)

PGIM Short Term Corp Bond (PIFZX) *See Part VIII* — Sold (part)

PGIM Short Term Corp Bond (PIFZX) *See Part VIII* — Buy (add'l)

Vanguard Index FDS Vanguard Value ETF (VTV) — Dividend — Sold

Vanguard Index FDS Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth ETF (VUG) — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Dividend

Oakmark Intl FD Class I (OAKIX) — Dividend

Wisdomtree Smallcap Earnings ETF (EES) — Dividend — Sold

Morgan Stanley Emerging Mkts Debt CF (MSD) — Dividend — Sold

CVS Health Corp. (CVS) — Dividend — Sold

Eaton Vance Global Macro Abs Ret I (EIGMX) — Dividend

Baron Emrg Mkts FD Inst (BEXIX) — Dividend — Sold (part)

IShares Core S&P Small-Cap ETF (IJR) — Dividend — Buy (add'l)

IShares Core S&P Small-Cap ETF (IJR) — Buy (add'l)

Cohen & Steers Real Estate Secs I (CSDIX) — Dividend — Sold

DWS Enhanced CMDY Strat (SKIRX) — Dividend — Buy (add'l)

DWS Enhanced CMDY Strat (SKIRX) — Buy (add'l)

DWS Enhanced CMDY Strat (SKIRX) — Sold (part)

DWS Enhanced CMDY Strat (SKIRX) — Sold

Lord Abbett Floating (LFRIX) — Dividend

Schwab Short-Term Bond Index Fund (SWSBX) — Dividend — Sold (part)

Schwab Short-Term Bond Index Fund (SWSBX) — Buy (add'l)

Schwab Short-Term Bond Index Fund (SWSBX) — Buy (add'l)

Royce Intl Premier FD (RIPNX) — Dividend

Templeton Global Income CF (GIM) — Dividend — Sold

PIMCO INCM INST CL (PIMIX) — Dividend — Buy

PIMCO INCM INST CL (PIMIX) — Buy (add'l)

Carillon Scout Mid Cap (UMBMX) — Dividend — Buy

Carillon Scout Mid Cap (UMBMX) — Distribution — Buy (add'l)

Schwab US Large Cap Value ETF (SCHV) — Dividend — Buy

Schwab US Large Cap Value ETF (SCHV) — Buy (add'l)

Schwab US Large Cap Value ETF (SCHV) — Buy (add'l)

Schwab US Large Cap Value ETF (SCHV) — Buy (add'l)

Schwab US Large Cap Value ETF (SCHV) — Buy (add'l)

Schwab US Large Cap Value ETF (SCHV) — Sold

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Buy (add'l)

Templeton Emerging Market Income CF (TEI) — Dividend — Buy

Templeton Emerging Market Income CF (TEI) — Sold

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Buy (add'l)

Lord Abbett Short Dur Income FD CL I (LLDYX) — Dividend — Buy

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Dividend — Buy

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Buy (add'l)

Nuance Concentrated Value Long Short Inst (NCLSX) — Dividend — Buy

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Buy

Schwab Short Term US Treasury ETF (SCHO) — Buy (add'l)

Schwab Short Term US Treasury ETF (SCHO) — Buy (add'l)

TransAmerica Emrg Mkts Debt FD CL I (EMTIX) — Dividend — Buy

TransAmerica Emrg Mkts Debt FD CL I (EMTIX) — Buy (add'l)

Schwab Funda Emg Mkts Large Com ETF (FNDE) — None — Buy

Schwab Fundamental US Large Co ETF (FNDX) — None — Buy

Paragon Affinity Money Mkt Savings — Interest

Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)

Templeton Global Bond Fund Class A (TPINX) — Dividend — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Dividend

Lord Abbett Short Dur Income FD CL A (LALDX) — Dividend

Carillon Scout Mid Cap FD I (UMBMX) — Dividend

Lord Abbett Floating (LFRAX) — Dividend

Schwab Fundamental US Large ETF IV (FNDX) — Dividend — Buy (add'l)

Schwab US Large Cap Value ETF (SCHV) — Dividend — Sold

Schwab US Large Cap Growth ETF (SCHG) — Dividend — Sold (part)

Baron Emrg Mkts FD (BEXFX) — Dividend — Sold (part)

Schwab Short Term Bond Index Fund (SWSBX) — Dividend

Oakmark Intl Fund Ind (OAKIX) — Dividend

Deutsche Enhanced CMDY STRAT INST (SKIRX) — Dividend — Sold

Eaton Vance Global Macro Abs Ret A (EAGMX) — Dividend

Cohen & Steers Real Estate Secs I (CSDIX) — Dividend — Sold

Schwab Fundamental Intl Small Com ETF (FNDC) — Dividend

Schwab International Equity ETF (SCHF) — Dividend — Sold

PGIM Short Term Corp BD FD CL Z (PIFZX) — Dividend — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Dividend — Sold

Nuance Concentrated Value Long Short Inv (NCLIX) — Distribution — Buy

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Buy

Schwab Funda Emg Mkts Large Com ETF (FNDE) — None — Buy

IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Dividend — Buy

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy

Mass Mutual (401K) - MFS Lifetime 2040 R2 — Dividend

Spouse's income — 2019 — Delta Materials Handling

Spouse's income — 2019 — The Costa Company, LLC

Part VII. Investments and Trusts

- The individual assets of "Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)" are listed at lines 2 - 68. The assets in this account are separate from

the assets listed under "Investment Acct #2 (Charles Schwab & Co. Inc.- IRA Contributory) (H)."

- Paragon Affinity Money Mkt Savings was listed at line number 42 on last year's report. Because this asset is a separate account and not an individual asset

within Investment Acct #1, it is now listed at line number 69, following the assets listed for Investment Acct #1.

- The individual assets of "Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)" are listed at lines 71 - 96.

- Mass Mutual (401K) - MFS Lifetime 2040 R2 was listed at line number 84 on last year's report. Because this asset is a separate account and not an individual

asset within Investment Acct #2, it is now listed at line number 97, following the assets listed for Investment Acct #2.

- Line #15: This asset was formerly known as Prudential Short-Term Bond.

Part VII. Investments and Trusts

The following assets did not generate income during the reporting period:

- Line 2: Berkshire Hathaway Inc Del Cl B New (BRKB)

- Line 9: Carmax Inc Com (KMX)

- Line 67: Schwab Funda Emg Mkts Large Com ETF (FNDE)

- Line 68: Schwab Fundamental US Large Co ETF (FNDX)

- Line 92: Schwab Funda Emg Mkts Large Com ETF (FNDE)