Diane Pamela Wood

TIAA Traditional Fund (note 1, Part VIII) — None

CREF Stock R3 Traditional Mutual Fund (note 1, Part VIII) (note 1) — None

BMO Harris Bank - Cash Account — Interest

Chase Bank - Cash Account — Interest

Ameriprise 403(b) (H)

RiverSource Flexible Annuity — None

Ameriprise Brokerage Acct. (H)

Dreyfus Gen. Govt. Sec. — Dividend

Columbia Disc. Core Cl. Mutual Fund — Dividend

Columbia Select Int'l Equity — Dividend

Columbia High Yield Bond — Dividend

Baird Insured Deposit — Interest

BMY (Bristol-Myers Squibb) Common Stock — Dividend

Fastenal — Dividend

Fidelity Rollover IRA (H)

FDRXX — None

CLSPX — None

FAST — None

FDVLX — None

GE — None

TFFYX — None

Fidelity SEP IRA (H)

FDRXX — None

FLPSX — None

Fidelity Northwestern (H)

JDVWX — None

MVCKX — None

VPMAX — None

Northwestern Mem 401(k) (H)

FGCKX (Fidelity Growth) — None

Vanguard Target — None

JDVWX (Y) (note 2)

BPLIX (X) (note 2) — None — Buy — Plan Admin

Northwestern 457(b) (H)

VTTVX — None

VTXVX (note 1) — None

Fidelity Puritan Fund — Dividend

General Electric Common Stock — Dividend

Walmart de Mex. — Dividend

Wells Fargo (H)

WMFAX (Municipal Bond-A) — Dividend

SADAX (Ultra Short Term Income-A) — Dividend

NWMXX (Municipal Money Market) — Dividend

Zimmer Biomet Holdings — Dividend

JPMorgan Managed Brokerage (X) (note 3) — Interest — Buy — Self-cash

Vanguard Inst. Idx. Inst,. Plus (X) — None — Buy — University of Chicago

E*Trade Cash (X) (note 3) — Interest — Buy — Self-cash

Senior Lecturer in Law, The University of Chicago Law School

Trust, Council, and Board, American Academy of Arts & Sciences

Board, Constitutional Rights Foundation Chicago (to 11/1/2019)

Council, American Law Institute

Reimbursement — American Academy of Arts & Sciences — January 23-24, 2019 — Cambridge, MA — Project Meeting — T, F, L

Reimbursement — Renaissance Weekend — February 15-18, 2019 — Austin, TX — Conference — F, L

Reimbursement — Seventh Circuit Bar Association — March 15, 2019 — Chicago, IL — Conference — F

Reimbursement — NYU Law School — March 26-27, 2019 — New York, NY — Moot Court — T, F, L

Reimbursement — ABA Antitrust Section — March 27, 2019 — Washington, DC — Panel Talk — T

Reimbursement — American Academy of Arts & Sciences — March 31-April 2, 2019 — Dallas, TX — Project Meeting — T, F, L

Reimbursement — PennLaw Center for Asian Law — April 5-6, 2019 — Philadelphia, PA — Keynote Speaker — T, F, L

Reimbursement — American Academy of Arts & Sciences — April 10-12, 2019 — Cambridge, MA — Governance Meeting — T, F, L

Reimbursement — University of Toulouse, IAST Foundation — April 16-20, 2019 — Toulouse, France — Lectures — T, F, L

Reimbursement — University of Chicago — May 19-22, 2019 — Washington, DC — ALI Annual Meeting — T, F, L

Reimbursement — American Law Institute — September 18-19, 2019 — New York, NY — Project Meeting — T, F, L

Reimbursement — NYU Law School — September 26, 2019 — New York, NY — Conference — T, F

Reimbursement — American Academy of Arts & Sciences — October 10-13, 2019 — Cambridge, MA — Fall Induction Meetings — T, F, L

Reimbursement — American Law Institute — October 17-18, 2019 — New York, NY — Council — T, F, L

Reimbursement — Duke University — November 7-8, 2019 — Durham, NC — Planning Conference — T, F, L

Reimbursement — University of Haifa (Israel) — December 6-22, 2019 — Haifa, Israel — Teaching — T, L

Income — 2019 — University of Chicago (Teaching) — $28,440.00

Income — 2019 — LEG, Inc. (West) (Book royalties) — $2,527.00

Spouse's income — 2019 — Northwestern University Feinberg School of Medicine - Professor of Neurology - salary

Spouse's income — 2019 — Self-employed Health Care Consultant - Expert Neurologist

Part VII. Investments and Trusts

Notes:

1. All holdings with a "Note 1" designation are ordinary mutual funds or annuities for which neither I nor my spouse has any say in the investment mix, and which

are not income-producing. The value of accumulations increases or decreases depending on the market and premiums paid.

2. The account manager swapped out the JDVWX fund for the BPLIX fund in the middle of the year. Neither I nor my husband had any say in that exchange,

which was an even exchange without profit or loss.

3. My husband and I moved some available cash into the JPMorgan Managed Brokerage account and the E*Trade Cash Account. This accounts for the

appearance of these two new items.