Gene E.K. Pratter

2019

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What was filed

196
investments
1
positions
0
gifts
0
agreements
2
debts
1
reimbursements
1
income
1
spouse income

Named parties

See Notes in Part VIII
See Notes In Part VIII
Trust #1
Bank of America
Northwestern Pritzker School of Law
University of Pennsylvania Law School (Adjunct Professor)
Cohen, Placitella & Roth (Attorney)

As filed

Schwab Money Market Fund - Retirement #7 — Dividend

Schwab Money Market Fund - Retirement #5 — Dividend

BlackRock Low Duration - Retirement #5 — Dividend

DFA Global Equity - Retirement #5 — Dividend — Buy (add'l)

Schwab Money Market Fund - Retirement #6 — Dividend

BlackRock Low Duration - Retirement #6 — Dividend — Buy (add'l)

DFA Global Equity - Retirement #6 — Dividend — Buy (add'l)

DFA US Micro Cap - Retirement #7 — Dividend

DFA Emerging Markets Core Equity - Retirement #7 — Dividend

DFA International Small Value - Retirement #7 — Dividend

DFA International Value - Retirement #7 — Dividend

DFA One Year Fixed - Retirement #7 — Dividend — Sold (part)

DFA One Year Fixed - Retirement #7 — None — Sold

DFA US Small Cap Value - Retirement #7 — Dividend — Sold (part)

DFA US Large Cap Value - Retirement #7 — Dividend — Buy (add'l)

DFA US Large Cap Value - Retirement #7 — None — Sold (part)

Dodge & Cox Stock - Retirement #7 — Dividend — Sold (part)

Dodge & Cox Stock - Retirement #7 — None — Sold (part)

First Eagle Overseas - Retirement #7 — Dividend

Hotchkis & Wiley Mid Value - Retirement #7 — Dividend

Morgan Stanley International Equity - Retirement #7 — Dividend — Buy (add'l)

Morgan Stanley Emerging Markets - Retirement #7 — Dividend — Buy (add'l)

Royce Opportunity - Retirement #7 — Dividend — Sold (part)

Westcore Intl Small Cap - Retirement #7 — None — Sold

Westcore Mid Cap Value - Retirement #7 — Dividend — Sold (part)

William Blair Large Growth - Retirement #7 — Dividend — Sold (part)

William Blair Large Growth - Retirement #7 — None — Sold (part)

Metropolitan West Total Return - Retirement #7 — Dividend — Buy (add'l)

BlackRock Low Duration - Retirement #7 — Dividend — Sold (part)

Ivy Mid Growth - Retirement #7 — Dividend — Sold (part)

Ivy Mid Growth - Retirement #7 — None — Sold (part)

DFA Global Real Estate - Retirement #7 — Dividend — Sold (part)

William Blair Small Growth - Retirement #7 — Dividend — Sold (part)

Morgan Stanley AIP - Retirement #7 — Dividend

DFA International Large Growth - Retirement #7 — Dividend

DFA Short Term Gov't - Retirement #7 — Dividend

DFA US Small Growth - Retirement #7 — Dividend — Sold (part)

DFA Intl Small Growth - Retirement #7 — Dividend

DFA Int Term Governement Bond - Retirement #7 — None — Buy

AQR Defensive Equity - Retirement #7 — Dividend — Buy

AQR Defensive Equity - Retirement #7 — None — Buy (add'l)

Schwab Money Market Fund - Trust #1 — Dividend

Dodge & Cox Stock - Trust #1 — Dividend — Buy (add'l)

First Eagle Overseas - Trust #1 — Dividend

Hotchkis & Wiley Mid Cap Value - Trust #1 — Dividend

Morgan Stanley International Equity - Trust #1 — Dividend — Buy

Morgan Stanley International Equity - Trust #1 — None — Buy (add'l)

Royce Opportunity - Trust #1 — Dividend — Sold (part)

Westcore Mid Cap Value - Trust #1 — Dividend — Sold (part)

DFA Tax Managed Marketwide Value - Trust #1 — Dividend — Buy (add'l)

DFA US Micro Cap - Trust #1 — Dividend

DFA Intl Small Cap Value - Trust #1 — Dividend — Buy

Westcore Intl Small Cap - Trust #1 — None — Sold (part)

Westcore Intl Small Cap - Trust #1 — None — Sold

DFA Int'l Value - Trust #1 — Dividend — Buy (add'l)

DFA US Small Value - Trust #1 — Dividend — Sold (part)

DFA Short Term Muni - Trust #1 — Dividend

Metropolitan West Total Return - Trust #1 — Dividend — Buy (add'l)

William Blair Small Cap Growth - Trust #1 — Dividend — Sold (part)

DFA Global Real Estate - Trust #1 — Dividend — Sold (part)

DFA Emerging Markets - Trust #1 — Dividend

DFA International Large Growth - Trust #1 — Dividend

Ivy Mid Growth - Trust #1 — Dividend — Sold (part)

Ivy Mid Growth - Trust #1 — None — Sold (part)

William Blair Large Growth - Trust #1 — Dividend — Sold (part)

William Blair Large Growth - Trust #1 — None — Sold (part)

Thornburg Limited Term Muni - Trust #1 — Dividend

DFA US Small Growth - Trust #1 — Dividend — Sold (part)

iShares MSCI EAFE ETF - Trust #1 — None — Sold

iShares MSCI EAFE Small Cap ETF - Trust #1 — None — Sold

AQR Defensive Equity - Trust #1 — Dividend — Buy

AQR Defensive Equity - Trust #1 — None — Buy (add'l)

DFA Intl Small Cap Growth - Trust #1 — Dividend — Buy

DFA Tax Mgd US Marketwide Value - Brokerage #1 — Dividend

DFA US Small Value - Brokerage #1 — Dividend

DFA Emerging Markets Core Equity - Brokerage #1 — Dividend — Sold (part)

DFA Tax Mgd International Value - Brokerage #1 — Dividend — Sold (part)

First Eagle Overseas - Brokerage #1 — Dividend

Morgan Stanley International Equity - Brokerage #1 — Dividend

Schwab Money Market Fund - Brokerage #1 — Dividend

Hotchkis & Wiley Mid Cap Value Brokerage #1 — Dividend

William Blair Large Growth - Brokerage #1 — Dividend

William Blair Small Cap Growth - Brokerage #1 — Dividend — Sold (part)

Westcore Mid Cap Value - Brokerage #1 — Dividend — Sold (part)

DFA Int'l Small Value - Brokerage #1 — Dividend

Metropolitan West Total Return - Brokerage #1 — Dividend

Thornburg Limitd Term Municipal - Brokerage #1 — Dividend

DFA Global Real Estate - Brokerage #1 — Dividend

Dodge & Cox Stock - Brokerage #1 — Dividend

Royce Opportunity - Brokerage #1 — Dividend — Sold (part)

DFA US Micro Cap - Brokerage #1 — Dividend

DFA Int'l Large Growth - Brokerage #1 — Dividend

Ivy Mid Growth - Brokerage #1 — Dividend — Sold (part)

DFA Short Term Muni - Brokerage #1 — Dividend — Sold (part) — See Notes in Part VIII

DFA Intl Small Growth - Brokerage #1 — Dividend

iShares MSCI EAFE Small Cap ETF - Brokerage #1 — None — Sold

AQR Defensive Equity - Brokerage #1 — Dividend — Buy

DFA International Value - Brokerage #1 — Dividend — Buy — See Notes in Part VIII

DFA US Small Cap Growth - Brokerage #1 — Dividend — Buy — See Notes In Part VIII

DFA US Micro Cap - Brokerage #2 — None — Sold (part)

DFA US Micro Cap - Brokerage #2 — None — Merged (with line 95)

DFA Tax Mgd Marketwide Value - Brokerage #2 — Dividend — Sold (part)

DFA Tax Mgd Marketwide Value - Brokerage #2 — None — Merged (with line 78)

DFA US Small Value - Brokerage #2 — Dividend — Sold (part)

DFA US Small Value - Brokerage #2 — None — Merged (with line 79)

Dodge & Cox Stock - Brokerage #2 — Dividend — Sold (part)

Dodge & Cox Stock - Brokerage #2 — None — Merged (with line 93)

First Eagle Overseas - Brokerage #2 — Dividend — Buy (add'l)

First Eagle Overseas - Brokerage #2 — None — Merged (with line 82)

Hotchkis & Wiley Mid Cap Value - Brokerage #2 — Dividend — Buy (add'l)

Hotchkis & Wiley Mid Cap Value - Brokerage #2 — None — Merged (with line 85)

Morgan Stanley International Equity - Brokerage #2 — None — Buy (add'l)

Morgan Stanley International Equity - Brokerage #2 — None — Sold (part)

Morgan Stanley International Equity - Brokerage #2 — None — Merged (with line 83)

Royce Opportunity - Brokerage #2 — None — Sold (part)

Royce Opportunity - Brokerage #2 — None — Merged (with line 94)

Schwab Money Market Fund - Brokerage #2 — Dividend — Merged (with line 84)

Westcore Mid Cap Value - Brokerage #2 — None — Sold (part)

Westcore Mid Cap Value - Brokerage #2 — None — Merged (with line 88)

Westcore International Small Cap - Brokerage #2 — None — Sold (part)

Westcore International Small Cap - Brokerage #2 — None — Sold

Metropolitan West Total Return - Brokerage #2 — Dividend — Buy (add'l)

Metropolitan West Total Return - Brokerage #2 — None — Merged (with line 90)

DFA Short Term Muni - Brokerage #2 — Dividend — Sold (part)

DFA Short Term Muni - Brokerage #2 — None — Sold (part)

DFA Short Term Muni - Brokerage #2 — None — Merged (with line 98)

DFA Global Real Estate - Brokerage #2 — None — Sold (part)

DFA Global Real Estate - Brokerage #2 — None — Merged (with line 92)

DFA Intl Small Cap Value - Brokerage #2 — None — Buy

DFA Intl Small Cap Value - Brokerage #2 — None — Merged (with line 89)

DFA Emerging Markets Core Equity - Brokerage #2 — None — Merged (with line 80)

DFA International Value - Brokerage #2 — None — Merged (with line 102)

Ivy Mid Cap Growth - Brokerage #2 — None — Sold (part)

Ivy Mid Cap Growth - Brokerage #2 — None — Merged (with line 97)

DFA Intl Large Growth - Brokerage #2 — None — Sold (part)

DFA Intl Large Growth - Brokerage #2 — None — Merged (with line 96)

William Blair Large Growth - Brokerage #2 — None — Sold (part)

William Blair Large Growth - Brokerage #2 — None — Merged (with line 86)

Thornburg Limited Term Muni - Brokerage #2 — Dividend — Buy (add'l)

Thornburg Limited Term Muni - Brokerage #2 — None — Merged (with line 91)

DFA US Small Growth - Brokerage #2 — None — Sold (part)

DFA US Small Growth - Brokerage #2 — None — Merged (with line 103)

iShares MSCI EAFE Small Cap ETF - Brokerage #2 — None — Sold

DFA Intl Small Growth - Brokerage #2 — None — Buy

DFA Intl Small Growth - Brokerage #2 — None — Merged (with line 99)

AQR Defensive Equity - Brokerage #2 — None — Buy

AQR Defensive Equity - Brokerage #2 — None — Buy (add'l)

AQR Defensive Equity - Brokerage #2 — None — Merged (with line 101)

DFA One Year Fixed - Retirement #8 — Dividend — Sold

DFA Emerging Markets Core Equity - Retirement #8 — Dividend

DFA International Value - Retirement #8 — Dividend

DFA US Large Value - Retirement #8 — Dividend — Buy (add'l)

DFA US Small Value - Retirement #8 — Dividend — Sold (part)

DFA US Micro Cap - Retirement #8 — Dividend

Dodge & Cox Stock - Retirement #8 — Dividend — Sold (part)

DFA Int'l Small Cap Value - Retirement #8 — Dividend

First Eagle Overseas - Retirement #8 — Dividend — Buy (add'l)

Hotchkis & Wiley Mid Cap Value - Retirement #8 — Dividend

Morgan Stanley Emerging Markets - Retirement #8 — Dividend — Buy (add'l)

Morgan Stanley International Equity - Retirement #8 — Dividend — Buy (add'l)

Royce Opportunity - Retirement #8 — Dividend — Sold (part)

Schwab Money Market Fund - Retirement #8 — Dividend

Westcore Intl Small Cap - Retirement #8 — None — Sold (part)

Westcore Intl Small Cap - Retirement #8 — None — Sold

Westcore Mid Cap Value - Retirement #8 — Dividend — Sold (part)

William Blair Large Cap Growth - Retirement #8 — Dividend — Sold (part)

William Blair Large Cap Growth - Retirement #8 — None — Sold (part)

BlackRock Low Duration - Retirement #8 — Dividend

Metropolitan West Total return - Retirement #8 — Dividend — Buy (add'l)

William Blair Small Growth - Retirement #8 — Dividend — Sold (part)

Ivy Mid Growth - Retirement #8 — Dividend — Sold (part)

Ivy Mid Growth - Retirement #8 — None — Sold (part)

DFA Global Real Estate - Retirement #8 — Dividend — Sold (part)

Morgan Stanley AIP - Retirement #8 — Dividend

DFA International Large Growth - Retirement #8 — Dividend

DFA Short Term Govt - Retirement #8 — Dividend

DFA US Small Growth - Retirement #8 — Dividend — Sold (part)

DFA Intl Small Growth - Retirement #8 — Dividend

AQR Defensive Equity - Retirement #8 — Dividend — Buy

AQR Defensive Equity - Retirement #8 — None — Buy (add'l)

DFA Int Term Governement Bond - Retirement #7 — None — Buy

Equitable Variable Life - Alliance Common Stock — None

Equitable Variable Life - Alliance International — None

PNC Bank Accounts — Interest

Nantucket Bank Account — Interest

401K Plan - John Hancock Balanced — Dividend

Co-Trustee, Trust #1

Liability — Bank of America — Credit Card

Reimbursement — Northwestern Pritzker School of Law — October 16-17, 2019 — Chicago, IL — Complex Litigation Conference — Transportation, lodging, meals

Income — 2019 — University of Pennsylvania Law School (Adjunct Professor) — $10,000.00

Spouse's income — 2019 — Cohen, Placitella & Roth (Attorney)

Line 98 - This asset was inadvertantly left off the 2018 Financial Disclosure Report. The details that should have been reported were as follows: Amount was A,

Type was Dividend, Value was J, and the Value Method was T. There were no buys or sells in 2018.

Line 102 - This asset was transferred in-kind from Brokerage #2 on November 12, 2019.

Line 103 - This asset was transferred in-kind from Brokerage #2 on November 12, 2019.

All assets in Brokerage #2 were transferred in-kind to Brokerage #1 on November 12, 2019.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.