Shiva V. Hodges

401K #1 (H)

American Beacon SIM High Yield Opptys CL Y — Dividend — Buy

Artisan Intl Value Advisor CL APDKX — Buy

Artisan Mid Cap Advisor CL — Buy

Artisan Mid Cap Advisor CL — Sold

ASG Managed Futures Strategy CL Y — Dividend — Buy

ASG Dynamic Alloc CL Y — Dividend — Buy

ASG Tactical US Market CL Y — Dividend — Buy

Bond Fund of America CL F2 — Dividend — Buy

Capital Income Builder CL F2 — Dividend — Buy

Causeway Intl Value Instl CL — Buy

Causeway Intl Value Instl CL — Sold

Clearbridge Small Cap CL I — Dividend — Buy

Clearbridge Small Cap CL I — Sold (part)

Clearbridge Large Cap Growth CL I — Dividend — Buy

Clearbridge Large Cap Growth CL I — Buy (add'l)

Consumer Distretionary Select Sector Spdr ETF — Buy

Consumer Distretionary Select Sector Spdr ETF — Sold

Credit Suisse Floating Rate High Income Instl CL — Buy

Credit Suisse Floating Rate High Income Instl CL — Sold (part)

Credit Suisse Floating Rate High Income Instl CL — Sold

Deam Small Cap Value — Buy

Deam Small Cap Value — Sold

Delaware Diversified Income Instl CL — Dividend — Buy

Goldman Sachs Small Cap Growth Insights Investor CL — Dividend — Buy

Growth Fund of America CL F2 — Dividend — Buy

Harbor Cap Apprec Instl CL — Dividend — Buy

Harbor Cap Apprec Instl CL — Sold (part)

Harbor Cap Apprec Instl CL — Sold (part)

Harding Loevner Emerging Markets Advisor CL — Dividend — Buy

Harding Loevner Emerging Markets Advisor CL — Sold (part)

Intermediate Bond Fund of America CL F2 — Dividend — Buy

Investment Company of America CL F2 — Dividend — Buy

Ishares Iboxx $ High Yield Corp Bond ETF — Dividend — Buy

Ishares US Real Estate ETF IYR — Dividend — Buy

Ishares US Real Estate ETF IYR — Sold

Ishares US Real Estate ETF IYR — Buy

Janus Henderson Enterprise CL T — Dividend — Buy

John Hancock Disciplines Value CL I — Dividend — Buy

John Hancock Disciplines Val Mid Cap CL I — Dividend — Buy

John Hancock Disciplines Val Mid Cap CL I — Buy (add'l)

Loomis Sayles Growth CL Y — Dividend — Buy

Manigate MLP CL I — Buy

Manigate MLP CL I — Sold

Metropolitan West Total Return Bond CL I — Dividend — Buy

MFS Value CL I — Dividend — Buy

MFS Value CL I — Buy (add'l)

New World CL F2 — Dividend — Buy

Nuveen Small Cap Value CL I — Dividend — Buy

Oakmark Intl Investor CL — Dividend — Buy

Payden Low Duration Investor CL — Dividend — Buy

Pimco Real Return CL 12 — Buy

Pimco Real Return CL 12 — Sold

Sector Consumer Staples Select Sector SPDR ETF — Dividend — Buy

Sector Technology Select Sector Spdr ETF — Dividend — Buy

Sector Utilities Select Sector SPDR ETF — Dividend — Buy

Smallcap World CL F2 — Dividend — Buy

SPDR S&P 500 ETF — Dividend — Buy

SPDR S&P 500 ETF — Sold (part)

SPDR S&P 500 ETF — Buy (add'l)

SPDR S&P 500 ETF — Sold (part)

T Rowe Price Emerging Markets Bond Investor — Dividend — Buy

Vaughan Nelson Value Oppty CL Y — Dividend — Buy

Washington Mutual Investors CL F2 — Dividend — Buy

Ishares Russell 1000 GRW ETF — Dividend — Sold

Ishares Russell 1000 Value ETF — Dividend — Sold

Vanguard Mid-cap ETF Index — Dividend — Sold

Clearbridge Aggressive GWTH I — Int./Div. — Sold

American Europacific GRW F2 — Dividend — Sold

MFS International Value I — Dividend — Sold

Fidelity ADV Real Estate Inc. I — Dividend — Sold

Vanguard Small Cap ETF — Dividend — Sold

Victory Incore Low Dur BD A — Int./Div. — Sold

JP Morgan Strat Inc. OPP I (X) — Int./Div. — Sold

Oppenheimer Developing MKTS Y — Dividend — Sold

Wisdomtree Euro SM Cap DIV ETF — Dividend — Sold

JPMorgan Value Advantage I — Dividend — Sold

Center Coast MLP Focus I — Int./Div. — Sold

SPDR Gold TR Gold SHS — Sold

HSBC Bank USA NA cash holding — Interest

Southern First Cash Accounts — Interest

401K #2 (H)

Invesco Moderate Allocation — Dividend

Future Scholar 529 (H)

FS AGGR Track12-13 C — Int./Div. — Sold

FS AGGR Trrack 14-15 — Int./Div. — Buy

JH Multi-Index LS Growth — None — Buy

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

JH Multi-Index LS Growth — Buy (add'l)

Board Member, Federal Magistrate Judges Association

Reimbursement — Federal Magistrate Judges Association — March 25-27, 2019 — Washington, D.C. — Attending board meeting — Lodging/Mileage

Reimbursement — Federal Magistrate Judges Association — April 17-19, 2019 — Miami, FL — Attending conference as representative of FMJA — Lodging/Airfare

Spouse's income — 2019 — - Partnership share

Spouse's income — 2019 — - salary