Colleen McMahon

Thornburg Ltd. Term Muni. Fd Nat'l — Dividend

Thornberg Value Fund Class A Mut Fd. (IRA) — Dividend

MSCP III L.P. — None

(1998 300,0000) — None

(1998 300,000) — None

Phoenix Life Ins (Trust # 1) (Whole Life Policy) — Dividend

Northwestern Mututal Life (Trust#1) (Whole Life Policy) — Dividend

Northwestern Mututal Life(Trust #1) (Whole Life Policy) — Dividend

CSG Systems International Inc.Com — Dividend — Buy (add'l)

CSG Systems International Inc.Com — Donated (part)

Summit Mariner, LLC — None

Summit Mariner LLC/JP Morgan Checking — None

Rental # 1 /JPMorgan Checking N/C JP Morgan Checking — None — See Note # 12

Rental # 2 (1999 $ 900,000) — Rent

Rental # 2/JP Morgan -Checking — Interest

JP Morgan(Checking)- — None

Vacant Land (1999 $ 425,000 ) — None

Trident Capital Fund V LP — None — Sold

Golf Partners LLC — None

JP Morgan (Checking) — Interest

JK & B Capital IV QIP LP — None — Sold

JP Morgan Checking(Foundation #1) — Interest

Kinderhook Capital I LP — None — Sold (part)

Kinderhook Capital I LP — Sold (part)

JP Morgan Tax Free MM Premier Sweep — Interest

Menemsha Captial Partners Ltd — None — See Note # 2

CGI Partners,LP — None — Sold

Micell Technologies Inc.(Com) — None

Linx Partners II LP — None

SFM Participation II LP — None — Sold (part)

Thornburg Core Growth Cl A (IRA) — Dividend

Jetblue (Com) — None

Aisling Capital II LP — None

J K & B Capital V LP — Distribution — Buy (add'l) — See Note # 1

J K & B Capital V LP — Buy (add'l)

J K & B Capital V LP — Sold (part)

SEEF II LP — Distribution — See Note # 1

Towerbrook Investors II Executive Fund LP — Distribution — Sold (part) — See Note # 1

Towerbrook Investors II Executive Fund LP — Sold (part)

Towerbrook Investors II Executive Fund LP — Buy (add'l)

Trident VI LP — None

Kinderhook Capital Fund II LP — None — Sold (part)

Kinderhook Capital Fund II LP — Sold (part)

Kohls Corp (Com). — Dividend — Buy (add'l)

Kohls Corp (Com). — Donated (part) — See Note # 5 To line 435

KPB Partners LP — None

Thornburg-Income Builder Cl 1 — Dividend

Thornburg Global Opportunity Cl 1 — Dividend

Thornburg CRE GWT (IRA) — Dividend

Ironwood Management Partners Fund II LP — None

RGI Partners II B LP — Distribution — Sold (part) — See Note # 1

RGI Partners II B LP — Sold (part)

RGI Partners Ltd — Distribution — Sold (part) — See Note # 1

Tailwind Capital Partners LP — See Note # 4

Apex Companies LLC — None — Sold (part)

Oceus Networks,Inc — None

Optimal Solutions Intergration Inc — None

Cumberland Consulting Group,LLC — None — Sold (part)

Tailwind Management LP — Distribution — Sold (part) — See Note # 1

Tailwind Capital Partners (GP) LP — See Note # 4

Apex Companies LLC — None — Sold (part)

Oceus Networks Inc. — None

Optimal — None

Cumberland Consulting Group LLC — None — Sold (part)

Syndicate Holdings Corp(Com) — None — Closed — See Note # 11

Safe Bulkers Inc(Com) — None — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Asling Investors III LP — Distribution — Sold (part) — See Note # 1

Asling Investors III LP — Sold (part)

Asling Investors III LP — Sold (part)

Asling Investors III LP — Sold (part)

Asling Investors III LP — Sold (part)

Eastern Growth Capital II LP — None — Sold (part)

Eastern Growth Capital II LP(IRA) — None — Sold (part)

Linx-Metaltech Co Investment LLC — None

Olympus Capital Asia IV LP — None

Safe Bulkers Inc (Com)(IRA) — None

Towerbrook Investors III Executive Fund LP — None

Invesco Equity Income FD A (401K) — None — Sold

First Republic Bank (Checking) — Interest

Kinderhook Capital Fund III LP — Distribution — Buy (add'l) — See Note # 1

Kinderhook Capital Fund III LP — Buy (add'l)

Kinderhook Capital Fund III LP — Sold (part)

Rapid Ratings International Inc (Com) — None

Parkstone Capital Partners LLC — None

UBS Bank USA Dep MM (IRA) — Interest

Tailwind Capital Group LLC — None

Empowered World Ventures LLC(Preferred A) — None — Closed — See Note # 11

CSL Energy Opportunity Fd I LP — None — Sold (part)

Parkstone Capital Partners II LP — Distribution — Sold (part) — See Note # 1

Highland Investment Group LLC — Distribution — Sold (part) — See Note # 1

Artiman Venture Fund LP — None

Docero LLC N/C EHP Ventures LLC — Distribution — See Note # 1

Collision Funding Partners LLC — None

Figue Holdings LLC (Class B Common) — None

JustFamily.Com,Inc(.Preferred Stock) — None

Kenesto Corp (Preferred C) — None — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

MogilityCapital Fund LP — None — Sold (part)

OpenFin Inc.(Preferred Stock) — None

Remedy Pharmaceuticals Inc — Dividend — Sold (part)

Cardflight Inc (Preferred) — Interest — Sold (part)

Fenway HTM Partners LLC — None — Closed — See Note # 11

Gain Fitness Inc(Com) — None

CMNet Inc (D/B/A iSeek Corp) Ser C (Preferred) — None

Linx RE-Co-Invest LLC — Interest

Linx III LP — Distribution — Sold (part) — See Note # 1

Linx III LP — Sold (part)

Linx III LP — Buy (add'l)

Linx III LP — Sold (part)

Monaeo Inc(Conv. Promissory Note) — None

Romulus Capital II US Feeder LP — None

Linx-Grammer Co LLC — Distribution — Sold (part) — See Note # 1

Tailwind Capital Partners II LP — See Note # 8

Diamondback Drugs of Delaware LLC — Distribution — Sold (part) — See Note # 1

Long's Drugs Inc — Distribution — Sold (part) — See Note # 1

Colony Hardware Corp — Distribution — Sold (part) — See Note # 1

Lieberman Research Worldwide LLC — Distribution — Sold (part) — See Note # 1

Lieberman Research Worldwide LLC — Sold (part)

Lieberman Research Worldwide LLC — Sold (part)

Premier Store Fixtures — None — Closed — See Note # 11

TowerCo IV Holdings LLC — Distribution — Sold (part) — See Note # 1

TowerCo IV Holdings LLC — Sold (part)

Cumming Group LLC — Distribution — Buy (add'l) — See Note # 1

Cumming Group LLC — Sold (part)

Distinct Holdings Group,Inc (-dba Diversified ) — None

MetroGistics N/C Acertus — Distribution — Sold (part) — See Note # 1

Stratix Corp — None

AST Corporation — None

DermaRite Industires LLC — None — Buy (add'l)

Edenbridge Pharmceuticals LLC — None

HMT Holdings Inc — Distribution — Sold (part) — See Note # 1

TW Lone Peak Master LLC — Distribution — See Note # 1

Towerco 2013 Holdings LLC (X) — Distribution — Sold — See Note # 1& Note # 3

Trust # 4 — See Note # 7

Principal Global Diversified Income Fd Cl A — Dividend — Sold (part)

Thornburg Income Builders Cl 1 — Dividend

Thornburg Global Opp Fd Cl 1 — Dividend

Thornburg Intl Value Fd 1 — Dividend

Thornburg Limited Term Inc Cl 1 — Dividend

UBS Bank USA Dep Account — Interest

JP Morgan Checking — Interest

Docero LLC N/C EHP Ventures LLC — Distribution — See Note # 1

Microsoft Corp(Com) — Dividend

Columbia Select Large Cap Growth FD — None — Sold

Safebulkers Inc — None

Martin Pharmaceuticals,Inc(Convertible Note) — None

Kinderhook Capital Fund VI LP — None — Buy

Alliance Bernstein Holdings LP MLP — Distribution — Buy — See Note # 1

Ares Capital Corp — Dividend — Buy

Tailwind Capital Partners III LP — See Note # 10

Smith Cooper International Inc N/C Anvil/ Smith Cooper — None — Buy (add'l)

Smith Cooper International Inc N/C Anvil/ Smith Cooper — Buy (add'l)

Benevis Holding Corp — None — Buy (add'l)

Abode Healthcare, Inc — Distribution — Sold (part) — See Note # 1

Abode Healthcare, Inc — Buy (add'l)

Convergence Technologies,Inc — None — Buy (add'l)

Convergence Technologies,Inc — Buy (add'l)

Loenbro LLC — None — Buy (add'l)

Banner Solutions — None — Buy

Randys Worldwide Automotive Inc — None — Buy

Ventiv Technlogy — None — Buy

Invatron Systems — None — Buy

Trust # 3 — See Note # 7

Thornburg Income Builders Cl 1 — Dividend

Thornburg Global Opportunities Fd — Dividend

Thornburg Intl Value Fd — Dividend

UBS Bank USA -Depost Account — Interest

SPC Intermex LP — Distribution — Sold (part) — See Note # 1

Tailwind Capital Partners III LP — See Note # 10

Smith Cooper International Inc N/C Anvil/ Smith Cooper International — None — Buy (add'l)

Smith Cooper International Inc N/C Anvil/ Smith Cooper International — Buy (add'l)

Benevis Holding Corp — None — Buy (add'l)

Abode Healthcare, Inc — Distribution — Buy (add'l) — See Note # 1

Abode Healthcare, Inc — Sold (part)

Convergence Technologies,Inc — None — Buy (add'l)

Convergence Technologies,Inc — Buy (add'l)

Loenbro LLC — None — Buy (add'l)

Banner Solutions — None — Buy

Randys Worldwide Automotive Inc — None — Buy

Ventiv Technology — None — Buy

Invatron Systems — None — Buy

Tailwind Capital Partners II (GP)LP — See Note # 8

Colony Hardware Corp — Distribution — Sold (part) — See Note # 1

Cummings Group Inc — Distribution — Buy (add'l) — See Note # 1

Cummings Group Inc — Sold (part)

Diamondback Drugs of Delaware LLC — Distribution — Sold (part) — See Note # 1

Distinct Holdings Group,Inc(dba Diversified) — None

Long's Drugs Inc — Distribution — Sold (part) — See Note # 1

Lieberman Research Worldwide LLC — Distribution — Sold (part) — See Note # 1

Lieberman Research Worldwide LLC — Sold (part)

MetrogisticsLLC N/C Acertus — Distribution — Sold (part) — See Note # 1

Premier Store Fixtures,LLC — None — Closed — See Note # 11

Stratix Corp — None

Towerco 2013 Holdings LLC (X) — Distribution — Sold — See Note # 1 & Note # 3

TowerCo IV Holdings LLC — Distribution — Sold (part) — See Note # 1

TowerCo IV Holdings LLC — Sold (part)

TowerCo IV Holdings LLC — Sold (part)

AST Corporation — None

DermaRite Industries LLC — None

Edenbridge Pharmaceuticals LLC — None

HMT Holdings Inc — None — Sold (part)

TW Lone Peak Master LLC — Distribution — See Note # 1

The Yard (Promissory Note) — Interest

RGI Partners B LP — Distribution — Sold (part) — See Note # 1

Radius Networks Inc (Com) — None

Safebulkers Ser D 8 % Preferred — Dividend

ChartIQ LLC — None

Transplant Genomics Inc (Convertible Note) — None — Sold (part)

Transplant Genomics Inc( Preferred A) — None — Sold (part)

Real Endpoints LLC — None

Valuestream Development Lab Fund LLC — None

Romulus Placester Special Opportunity Fd — None

Grove Hospitality Asia GP LLC — None

Grove Hospitality Europe GP LLC — Distribution — Sold (part) — See Note # 1

Grove Aurelis II GP LLC — Distribution — Sold (part) — See Note # 1

Grove Aurelis II GP LLC — Sold (part)

Grove Aurelis II GP LLC — Sold (part)

GN WMC LLC — None — Sold (part)

Romulus Cohealo Special Opportunity Fund LP — None

Invesco International Growth A (401k) — None — Sold — See Note # 6

Safebulkers Inc (Ser C Preferred) (IRA) — Dividend

Personalized Cancer Therapy Inc (Com) d/b/ a( PERTHA) — None

Romulus ELC B3 Special Opportunity LP — None

Sommetrics. Inc (Preferred Ser B) — None

Sensai Corp (Converitible Note) — None

Cycle Pharmaceuticals LTD (Ser A Shares) — None

Free ATM Inc (Ser A Preferred) — None

Engage Simply Inc (Convertible Note) — None

Build and Imagine LLC — None

SpireCube LLC — None — Closed — See Note # 11

Linx-Transpro Co-Invest LLC — Distribution — Sold (part) — See Note # 1

Linx-Gullett Co-Invest LLC — None

50 Mast LLC — None

AG Team Partners LLC — Distribution — See Note # 1

AG Team Partnners III LP — None — Buy (add'l)

AG Team Partnners III LP — Sold (part)

CSL Energy Opp Fund II LP — Distribution — Sold (part) — See Note # 1

Estimize Inc (Ser B Preferred) — None

Grotech Ventures III LP — None — Buy (add'l)

Grotech Ventures III LP — Buy (add'l)

Grotech Ventures III LP — Buy (add'l)

Grotech Ventures III LP — Buy (add'l)

Karma Culture LLC — None

Kinderhook Capital Fund IV — None — Buy (add'l)

Kinderhook Capital Fund IV — Buy (add'l)

Kinderhook Capital Fund IV — Buy (add'l)

Kinderhook Capital Fund IV — Sold (part)

Kinderhook Capital Fund IV — Sold (part)

Linx-CPT Co Invest LLC — Interest — Sold (part)

Linx-CPT Co Invest LLC — Sold (part)

Linx-CPT Co Invest LLC — Sold (part)

Linx-CPT Co Invest LLC — Sold (part)

Logic9S LLC (Conv Promissory Note) — Interest — Sold (part)

Logic9S LLC (Conv Promissory Note) — Sold

Oxy Docs, Inc (Conv Promissory Note) — None

Olympus Capital Asia Fd V LP — Distribution — Buy (add'l) — See Note # 1

Olympus Capital Asia Fd V LP — Buy (add'l)

Aila. (Ser A Preferred) N/C Aila — None

Romulus Capital III (US) Feeder LP — None

Perry Lane LLC — None

Slingshot Insights Inc (Conv. Promissory Note) — Interest

Syndicated Loan Direct Inc (Conv. Promissory Note) — None — Closed — See Note # 11

TBCP Jacksonville LLC — None

TernPro Inc (Conv Promissory Note &Preferred Stock) — None — Sold

Terafina Inc (Conv Promissory Note) — None

Home Team Marketing LLC (Senior Promissory Notes ) — Interest — Closed — See Note # 11

Highland Resort At the Peaks LLC — Distribution — Sold (part) — See Note # 1

Edward Jones Retirement MM(IRA) — Dividend

Fidelity (Cash) — Interest

Figue Holdings LLC — None

Gain Fitness Inc(Conv Note) — None

Aisling Capital IV LP — Distribution — Buy (add'l) — See Note # 1

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Sold (part)

Canal Logix LLC — None — Closed — See Note # 11

Collision Funding Partners LLC (Note) — None

Linx-Elite Co Invest LLC — Interest — Sold (part)

Linx-Elite Co Invest LLC — Sold (part)

Linx-Elite Co Invest LLC — Sold (part)

Linx-Elite Co Invest LLC — Sold (part)

Linx-Elite Co Invest LLC — Sold (part)

Linx-Nebr Co Invest LLC — None

Romulus Estify Sp Opportunity LP — None

Romulus Growth Cogito LP — None

Strategic Alternative Fund Group LLC — None

Parkstone Capital Partners IV Holdings LP — None

Linx Q Liquidating Tr — None — Sold

Fulling Mills LLC — None

Ram Realty IV LP — None — Buy (add'l)

Ram Realty IV LP — Buy (add'l)

Ram Realty IV LP — Sold (part)

Ram Realty IV LP — Sold (part)

Alpine-Gleenwood LP — None

BigID Inc(Conv Note) — None

Lending Front Inc (Conv Note) — None

Mine One GMBH (Ser A sh) (IRA) — None

Relationship Capital Partners Inc (Conv Notes) — None

PHRP LLC — See Note # 9

Shareablee Inc (Ser A Pref) — None — See Note # 9

Skyfront Corp (Note Rec) — None

SPC Intermex LP — Distribution — Sold (part) — See Note # 1

Yingo Yango Inc (Ser A Pref) — None — Closed — See Note # 11

American Fund Cap Inc (401K) — None — Sold — See Note # 6

UBS Bank USA Deposit Ac — Interest

312 Atlantic Ave LLC — None — Sold (part)

312 Atlantic Ave LLC — Sold (part)

Flank 71 Smith LLC — None — Sold (part)

Flank 71 Smith LLC — Sold (part)

Flank 71 Smith LLC — Sold (part)

UBS Bank USA BUS ACCT(Foundation # 1) — Interest

Cyriline Morgan (Personal Note) — Interest

Loch Lomond Golf Club(Ser C) — None

UBS Bank USA Dept Ac (IRA) — Interest

Thornburg Global Oppy Fd CL A(IRA) — Dividend

American Balanced Fund Inc (IRA) — Dividend

American Fund Global Balanced (IRA) — Dividend

Nucana PLC GBR (IRA) — None — Sold (part)

Nucana PLC GBR (IRA) — Sold (part)

Nucana PLC GBR (IRA) — Sold (part)

Relationship Capital Partners (IRA) (Convertible Promissory Note) — None

ERA Investor Fund 6 LP — None — Sold (part)

Groupize Inc (Ser A-2 pfd) — None — Buy (add'l)

Medaptive Health Inc (Conv Prom) — None — Buy (add'l)

Medaptive Health Inc (Conv Prom) — Buy (add'l)

Medaptive Health Inc (Conv Prom) — Buy (add'l)

Poliwogg Holdings Inc (Ser B Conv Prefered) — None — Closed — See Note # 11

Shiftsmart Inc (Ser AA Preferred) — None

BondCliQ Inc (Conv Promissory Note) — None — Buy (add'l)

Canal Logic 2 LLC — None — Closed — See Note # 11

Nextremity Solutions Inc (Ser B Preferred) — None — Buy (add'l)

TG& L Holdings LLC(Convertible Note) — None — Buy (add'l)

Entrepreneurs Expansion Fund III LP — None — Buy (add'l)

Entrepreneurs Expansion Fund III LP — Buy (add'l)

Entrepreneurs Expansion Fund III LP — Buy (add'l)

KInderhook V LP — None — Buy (add'l)

KInderhook V LP — Buy (add'l)

KInderhook V LP — Buy (add'l)

KInderhook V LP — Buy (add'l)

KInderhook V LP — Buy (add'l)

KInderhook V LP — Sold (part)

Valuestream Ventures 2017 LLC — None — Buy (add'l)

Valuestream Ventures 2017 LLC — Buy (add'l)

Valuestream Ventures 2017 LLC — Buy (add'l)

Workbench Ventures III LLC — None — Buy (add'l)

Workbench Ventures III LLC — Buy (add'l)

71 Smith Retail Venture LLC — None — Sold (part)

71 Smith Retail Venture LLC — Buy (add'l)

First Republic Checking — Interest

Generation Tux (Ser D-2 Preferred) — Interest

Seventh Sibling LLC (Promissory Note) — None

RGI Recap Partners LLC — Distribution — Sold (part) — See Note # 1

Parkstone Capital Partners III LP — None

1101 Grundy Property Owner LLC — None

Adaptive Management Inc (Convertible Promissory Note) — None — Buy (add'l)

Bioxcel Therapeutics Inc (Com) — None — Donated (part) — To line # 437 See Note # 5

Bioxcel Therapeutics Inc (Com) — Sold (part)

Bioxcel Therapeutics Inc (Com) — Sold (part)

Bioxcel Therapeutics Inc (Com) — Sold (part)

Bioxcel Therapeutics Inc (Com) — Sold (part)

Bioxcel Therapeutics Inc (Com) — Sold

Blue Systems A.Y. Ltd (Ordinary) DBA Gabriel Networks — None

B Hospitality Corp (Series Seed Preferred) — None — Buy (add'l)

Felix Gray Inc (Ser A-1 Preferred) — None — Buy (add'l)

findSisterhood Inc (Convertible Promissory Note) — None — Buy (add'l)

findSisterhood Inc (Convertible Promissory Note) — Buy (add'l)

LA Aloe LLC — None

Linx-CTAM Co-Invest, LLC — Interest — Sold (part)

Linx-CTAM Co-Invest, LLC — Sold (part)

Linx-CTAM Co-Invest, LLC — Sold (part)

Plum Alley Syndicate XIII LLC — None

Vitalis LLC — None

Ladder Capital Corp (Com) (IRA) — Dividend — Sold (part)

AG Team Partners II LP — None

Martin Pharmaceuticals Inc (Convertible Promissory Note) — None

Clarke (Mortgage) N/C — Interest

MiMeetings d/b/a 242 LLC (Convertible Promissory Note) — None

Modumental Inc (Convertible Promissory Note) — None

Popin Inc (Series Seed Preferred) — None

Second Screen Inc (Convertible Promissory Note) — None — Buy (add'l)

Second Screen Inc (Convertible Promissory Note) — Buy (add'l)

SPC Vereco LP — None — Buy (add'l)

Tallarium Limited (Preferred Shares) — None

The Square Foot Inc (Series A Preferred) — None — Buy (add'l)

Threshing Floor Security Inc (Series Seed Preferred) — None — Closed — See Note # 11

xtra Chef Inc(Note) — None — Buy (add'l)

Docero LLC ( Promissory Note) N/C EHP Ventures LLC — None

Mine One Gmbh (Series B) — None

Tailwind III LP — See Note # 10

Smith Cooper International Inc N/C Anvil/ Smith Cooper International — None — Buy (add'l)

Smith Cooper International Inc N/C Anvil/ Smith Cooper International — Buy (add'l)

Benevis Holding Corp — None — Buy (add'l)

Abode Healthcare Inc — Distribution — Buy (add'l)

Abode Healthcare Inc — Sold (part)

Convergence Technologies Inc — None — Buy (add'l)

Convergence Technologies Inc — Buy (add'l)

Loenbro LLC — None — Buy (add'l)

Banner Solutions — None — Buy

Randys Worldwide Automotive Inc — None — Buy

Ventiv Technology — None — Buy

Invatron Systems — None — Buy

Tailwind III GP LP — See Note # 10

Smith Cooper International Inc N/c Anvil/ Smith Cooper — None — Buy (add'l)

Smith Cooper International Inc N/c Anvil/ Smith Cooper — Buy (add'l)

Smith Cooper International Inc N/c Anvil/ Smith Cooper — Buy (add'l)

Benevis Holding Corp — None — Buy (add'l)

Abode Healthcare Inc — Distribution — Buy (add'l) — See Note # 1

Abode Healthcare Inc — Sold (part)

Convergence Technologies Inc — None — Buy (add'l)

Convergence Technologies Inc — Buy (add'l)

Loenbro LLC — None — Buy (add'l)

Banner Solutions — None — Buy

Randys Worldwide Automotive Inc — None — Buy

Ventiv Technology — None — Buy

Invatron Systems — None — Buy

UBS Liquid Asset Gov't Fund(IRA) — None — Sold

JP Morgan -Pound Sterling — None — Sold

adTheorent Inc(X) — Distribution — Sold — See Note # 1 & Note # 3

E LaCarte Inc (Convertible Promissory Notes) N/C Presto — None

Kohls Corp (Foundation # 1) — Dividend — Spinoff (from line 45) — See Note # 5

Kohls Corp (Foundation # 1) — Sold

Bioxcel Therapeutics (Foundation # 1) — None — Spinoff (from line 371) — See Note # 5

Bioxcel Therapeutics (Foundation # 1) — Sold

Airbud Technologies Inc( Seed Series Preferred) — None — Buy

Aising V LP — None — Buy

Aising V LP — Buy (add'l)

Apteo Inc ((Series Seed 1 Preferred) — None — Buy

Ares Capital Corp (Com) (IRA) — Dividend — Buy

EVZDRP Inc (Convertible Note) — None — Buy

Flank GP Fund — None — Buy

Flank GP Fund — Buy (add'l)

Flank GP Fund — Buy (add'l)

Linx-TGS Co-Invest LLC — Distribution — Buy — See Note # 1

Linx-TGS Co-Invest LLC — Sold (part)

Linx-TGS Co-Invest LLC — Sold (part)

Braveheart Wireless Inc(Ser A Preferred) — None — Buy

Nucleus Data and Analytics Inc (Com) — None — Buy

Jifiti.COM Inc (Seed Ser) — None — Buy

242 LLC DBA Event Ground Global — None — Buy

Kinderhook VI LP — None — Buy

Ogilvie Family LP (Promissory Note) — Interest — Buy — See Note # 12

VRMarket Data LLC (Ser B Preferred) — None — Buy

Green Africa/Green White Group Limited — None — Buy

Vanguard Group (401K) — See Note # 6

Vanguard Life Strategy Growth Inv — None — Buy

DFA TA Wrld ex US Core Equity Port — None — Buy

Sayspring (X) — None — Sold — See Note # 3

Trustee, Trust # 1

Trustee, Foundation #1

Advisory Council, Ohio State University

Advisory Director, Festival Daniou

Board of Visitors, University of California Law School at Irvine

Reimbursement — Cornell Law School — April 12-13,2019 — Ithaca, NY — 2019 Langfan Moot Court Competition — Transportation,Hotel ,Meals

Reimbursement — Federal Bar Council — February 16-February 23,2019 — Maui, HI — Winter Bench & Bar Conference- Judicial Moderator — Transportation, Hotel, Meals

Spouse's income — 2019 — CSG Systems Inc-Director Fee

Spouse's income — 2019 — Kohl's Department Stores Inc-Director Fee

Spouse's income — 2019 — Tailwind Capital Group-Partner- Guaranteed Payment

Spouse's income — 2019 — Safe Bulkers Inc -Director Fee

Spouse's income — 2019 — Jet Blue Airways Corp-Director Fee

Spouse's income — 2019 — Linx Partners LLC_Director Fee

Spouse's income — 2019 — Morgan Stanley-Pension Income

Spouse's income — 2019 — Tailwind Management LP-Partner-Guaranteed Payment

Note #1

Explanation Re:Section VII ,

Item #'24,37,38,51,53,59,70,83,92,93,95,119,125,127,128,129,130,134,136,139,144,145,146,155,161,167,181,186,196,197,199,201,202,204,207,208,215,217,227

228,244,247,250,269,280,285,317,367,422,433,448

Investments in Limited partnerships usually contain more than one type of income. For income valuation purposes,the various amounts were combined to

determine the amount code in column B(1)

The type of income in column B(2)is labeled "distribution",to denote more then one category of income indicated on schedule K-1 was received from the

partnership.

The income is not always distributed in the year it was earned. In those instances, column's D(1) thru D (4) are left blank.

Note # 2

Explanation Section VII

Item # 26

Menemsha Capital Partners Ltd is a Sub-chapter S corporation owned 100% by Judge McMahon's

Note # 3

Explanation Section VII

Item # 146,207,433,462

Escrow income subject to various contingencies was received during 2019. The applicable investment was sold in prior years. The remaining cost of the

investment was zero.

.

Note # 4

Explanation Section VII

Item # 54-58,60-64

The Judge's is a Partner of Tailwind Capital Partners LP and Tailwind Capital Partners (GP) LP .These partnerships have ownership interests in the

companies listed under Tailwind Capital Partners LP and Tailwind Capital Partners (GP) LP.

Due to revised reporting requirements the income and gross value at the end of the reporting period is separately listed.

In addition, the purchase and sale information is also listed by underlying asset. The Limited Partnership(LP) and General Partnership (GP LP) have ownership

interests in the same companies.

Note # 5

Explanation Section VII

Item # 45,371,435,437

These shares were donated to Foundation # 1. This information is noted as "Donated" in Column D(1). The date the shares were donated is listed in Column

D(2). The value in Column D(3) is the distributee's fair market value on the

date of the donation. The shares received by Foundation # 1 are listed as "Spinoff" in Column D(1) The date of the distribution is listed in Column D (2), and the

Value of the shares listed in Column D(3) is the fair market value on the date of the distribution.

Note # 6

Explanation Section VII

Item # 233,319,459

The assets in the 401k were sold during 2019 and the cash was transferred to a new 401 K maintained by The Vanguard Group.

Note # 7

Explanation Section VII

Item # 147-194

The Judge's husband created two trusts- Trust # 3 and Trust # 4. He is the Grantor and Trustee of these trusts. The income reported by the trusts are taxed to the

Grantor. The benficiaries of the trusts are the Judge's .

Due to revised reporting requirements the income and gross value at the end of the reporting period is separately listed.

In addition, the purchase and sale information is also listed by underlying asset.

See Note # 8

Explanation Section VII

Item # 126-146,195-215

The Judge's husband is a Partner of Tailwind Capital Partners II LP and Tailwind Capital Partners II (GP) LP. The partnerships have ownership interests

in the companies listed . Due to revised reporting requirements the income and gross value at the end of the reporting period is separately listed.

In addition, the purchase and sale information is also listed by underlying asset. The Limited Partnership (LP) and General Partnership (GP LP) have ownership

interests in the same companies.

.

Note # 9

Explanation Section VIII

Item # 314-315

The Judge's created a single member LLC to hold various investments. The current investment is listed below the LLC on line # 315.

See Note # 10

Explanation Section VII

Item # 163-175,182-194,404-430

The Judge's is a Partner of Tailwind Capital Partners III LP and Tailwind Capital Partners III (GP) LP. The partnerships have ownership interests

in the companies listed . Due to revised reporting requirements the income and gross value at the end of the reporting period is separately listed.

In addition, the purchase and sale information is also listed by underlying asset.

The Limited Partnership (LP) and General Partnership (GP LP) have ownership interests in the same companies. Trust # 3 and Trust # 4 are also partners in

Tailwind Capital Partners III LP.

The assets that are owned by the partnership are listed in the appropriate section of the report.

.

See Note # 11

Explanation Section VII

Item #'s 65,90,115,133,205,243,275,279,291,318,342,345,400

These investments are worthless as of December 31, 2019. The assets are listed as "Closed" in Column D(1). The date in Column D(2) is December 31, 2019.

The value in Column D(3) is blank, since no value is attritibuted to the worthless investments.

See Note # 12

Explanation Section VIII

Item # 13,456

The rental property was sold in 2019. The checking account remained open due to the Seller finaced promissory note , that was part of the Sale transaction. The

property had not been rented in

more then 10 years.