Robert David Sack

JPMorgan Chase Accounts — Interest

Oppenheimer Advantage Mumicipal Liquidity Fund — Int/Div

Opp Blackrock NY Muni Inc Qlty TR Tax Free Com — Int/Div

Opp Boemg Co. Common Stock — Int/Div

Opp Invesco lnvt Grade NY Muns Tax Free Com — Int/Div

Oppenheimer NY Municipal Fund C1 A — Int/Div

Opp New York NY City Mun Wir Fin NY 3.625% Due 6/1525 — Interest

Northwestern Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Interest

Morgan Stanley Money Market Fund — Int/Div

Morgan Stanley MTA 5.35 Zero Coupon Bond due 7/1/12 — Interest — Redeemed

MS New York Genl Oblig Ref Ser-C due 4/15/13 — Interest

Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14 — Interest

MS NYS Power Auth Rev Ref Ser-C 4% due 11/1520 — Interest

MS NYC Genl Oblig Ser-1 4% Due 2/1/22 — Interest

MS FOCUS GROWTH FD A — Interest

MS FRANKLINNY TX FRA — Int/Div

MS Invesco Gobal Core Equity A — Int/Div

MS Invesco Small Cap Value A — Int/Div

MSIF Small Co Growth PTF H — Int/Div

MS OPPENHEIMER AMT-FREE NY MUN A — Int/Div

JPMorgan Federal Money Market Fund Morgan — Int/Div

Ameriprise Portfolio (AH) — Int/Div

AMERIPRISE INSURED MONEY MARKET ACCTS

ABA-FID ADV FLOAT RT H/INCA — Sold

ADV-BLACKROCK INFLATION PROTECTED BOND INVETOR CLA — Buy

ADV-BLACKROCK INFLATION PROTECTED BOND INVETOR CLA — Sold (part)

ADV-BLACKROCK EQUITY DIVIDEND CL A — Sold (part)

ADV-COLUMBIA DIVIDEND OPPORTUNITY CL A — Buy

ADV-COLUMBIA DIVIDEND OPPORTUNITY CL A — Sold (part)

CADVCCOLUMBIA INCOME OPP CL A — Buy

CADVCCOLUMBIA INCOME OPP CL A — Sold (part)

ADV-EATON VANCE AMT FREE MUNICIPAL

ADV-FIDELITY ADVISOR FLOATING RATEHIGHINCCL A — Sold (part)

ADV-GOLDMAN SACHS HIGH YIELD MUNICIPAL CL A — Sold (part)

ADV-MFS MUNILTD MATURITY - A — Sold

ADV-OPPENHEIMER AMT FREE NY MUNICIPAL CL A

ADV-PIONEER AMT FREE MUNICIPAL CLA — Sold (part)

ADV-TAX EXEMPT BOND AMERICA CLA

ADV-VIRTUS TAX EXEMPT BONC CL A

ONE-AIM INVESCO MUNICIPAL INCOME CL A (PKA INV VK MUNI INC)

ONE-BLACKROCK EQUITY DIVIDEND CLA

ONE-COLUMBIA DIVIDEND OPPORTUNITY CL A

ONE-DWS Short DUR Plus - A DWS Funds — Sold

ONE-EATON VANCE AMT FREE MUNICIPAL INCOME CL A

ONE-FIDELITY ADVISOR NEW INSIGHTS CL A

ONE-GABELLI EQUITY INCOME CL A — Sold (part)

CONE-IVY ASSET STRATEGY CL A

ONE-MFS MUNICIPAL LIMITED MATURITY CL A

CONE-OPPENHEIMER INTL BOND CL A

ONE-OPPENHEIMER GOLD & SPECIAL MINTERAISCL A

ONE-OPPENHEIMER LIMITED TERM MUNICIPALCL A

ONE-OPPENHEIMER DEVELOPING MARKETS CL A

LONE-PERMANENT PORTFOLIO — Sold (part)

LONE-PERMANENT PORTFOLIO — Sold (part)

ONE-TAX EXEMPT BOND AMERICA CLA

ONE-VAN ECK GLOBAL HARD ASSETSCL A

ONE-BLACKROCK MUNIHOLDINGS NY QUALITY FUND INC

RiverSource Retirement Advisor 4 Advantage VA-Aunuity

Fred Alger Large Cap Growth IRA

Franklin Intermediate Fixed Income IRA

Spectrum Hybrid Preferred IRA

Renaissance International Equity [RA

Alliancebernstein Large Cap Core IRA

Munder Mid Cap Core IRA

Director, William F, Kerby and Robert S. Potter Fund

Lecturer mn Law, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert DD. Sack; Terms $6,000 per month/life, no increase, decrease or cap

Agreement — 2010 — Practising Law Institute and Robert D. Sack, publication of 4th edition of treatise on defamation kaw; royalty 15% of net receipts

Liability — Citibank Aadvantage — Credit Card

Liability — Cimbank Aadvantage — Credit Card

Liability — Chase Visa — Credit Card

Income — 2012 — Practising Law Institute Book Royalties — S19.834 05

Income — 2012 — Lecturer in Law, Columbia Law School — S15.000.00

Spouse's income — 2012 — West Services Ine

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC). The worth of that claim cannot be determined at this time.

A pending claim against American International Group, Inc. is currently in litigation (04 Civ, 8141 (DAB) (AJP). The worth of that claim cannot be determined at

this time.