David M. Warren

Purchase Money Mortgage Held by McLash LLC — Dividend

Rental Raleigh, Wake County, NC (50% interest) — Rent — Sold — Mary C. Bigelow

House, Investment, Littleton, NC (50% interest) — None — Sold — Jan and May Muuse

House, Wrightsville Beach, NC (1/3 interest) — None

Northwestern Mutual Life Whole Life Policy — Dividend

National Life Whole Life Policy — Dividend

Mutual Trust Whole Life Policy — Dividend

Anheuser-Busch Inbev (BUD DIRA — Dividend

B&G Foods (BGS) DIRA — Dividend

Caterpillar, Inc. (CAT) DIRA — Dividend — Buy

Clorox (CLX) DIRA — Dividend

Coca Cola (KO) DIRA — Dividend

Cummins (CMI) DIRA — Dividend

Dieago (DEO) DIRA — Dividend

Disney Walt Co (DIS) DIRA — Dividend

Dominion Energy Inc (D) DIRA — Dividend

Eaton Corp (ETN) DIRA — Dividend — Sold (part)

Emerson Electric (EMR) DIRA — Dividend

Exxon Mobil (XOM) DIRA — Dividend

Garrett Motion Inc (GTX) DIRA — Dividend — Sold

General Electric (GE) DIRA — Dividend

General Mills (GIS) DIRA — Dividend

Heineken (HEINY) DIRA — Dividend

Hershey Company DIRA — Dividend

Honeywell (HON) DIRA — Dividend

International Flavors & Fragrances (IFF) DIRA — Dividend

Johnson & Johnson (JNJ) DIRA — Dividend

International Paper (IP) DIRA — Dividend

Kellogg (K) DIRA — Dividend

Kimberly-Clark (KMB) DIRA — Dividend

Kraft Heinze Company (KHC) DIRA — Dividend — Sold

Lockheed Martin Corp (LMT) DIRA — Dividend — Buy

Marriott International (MAR) DIRA — Dividend

Martin Marietta Materials (MLM) DIRA — Dividend — Sold

McCormick & Co. (MCK) DIRA — Dividend

3 M (MMM) DIRA — Dividend

Nestle (NSRGY) DIRA — Dividend

Parker-Hannifin Corp — Dividend — Buy

Pepsico (PEP) DIRA — Dividend

Proctor & Gamble (PG) DIRA — Dividend — Sold

Resideo Technologies (REZ) DIRA — Dividend — Sold

Royal Dutch Shell (RDSB) DIRA — Dividend

Smucker (SJM) DIRA — Dividend

Tupperware (TUP) DIRA — Dividend — Sold

Tutor Perini Corp. (TPC) DIRA — Dividend — Sold

Unilever PLC (UN) DIRA — Dividend

United Technologies (UTX) DIRA — Dividend

Westrock Co. — Dividend — Buy

Westrock Co. — Dividend — Sold

Westrock Co. — Dividend — Buy

Westrock Co. — Dividend — Sold

WABTEC CORP — Dividend — Spinoff (from line 21)

WABTEC CORP — Dividend — Sold

Fidelity Cash Reserves DIRA — Dividend

First Citizens Bank A DAmeri — Dividend — Buy

First Citizens Bank A DAmeri — Dividend — Sold

First Citizens Bank A DAmeri — Dividend — Sold

First Citizens Bank B Preferred DAmeri — Dividend

General Mills (GIS) DAmeri — Dividend

Kellogg (K) DAmeri — Dividend

Cenovus Energy (CVE) DAmeri — Dividend

Fidelity Covington HD ETF DAmeri — Dividend — Buy

Fidelity Covington HD ETF DAmeri — Dividend — Sold

Amerprise Insured Money Market DAmeri — Interest

Fidelity Equity Income/Cash Reserves (DMW/ ) — Dividend

American Electic & Power (AEP) IRA — Dividend

Anheuser Busch Inbev (BUD) IRA — Dividend

Coca Cola (KO) IRA — Dividend

Exelon (EXC) IRA — Dividend

FirstEnergy (FE) IRA — Dividend

General Mills (GIS) IRA — Dividend

Kellogg (K) IRA — Dividend

Kinder Morgan (KMI) IRA — Dividend

Smucker (SJM) IRA — Dividend

Fidelity Government Cash Reserves IRA — Dividend

Fidelity Equity Income ( ) — Dividend

Fidelity Equity Income ( ) — Dividend

Vanguard Mutual Fund (401k) merge with Fidelity 2/2018 — Dividend

Allegion (ALLE) IRA — Dividend — Sold

Anheuser-Busch Inbev (BUD) IRA — Dividend

Apple (AAPL) IRA — Dividend

Campbell Soup (CPB) IRA — Dividend

Clorox (CLX) IRA — Dividend

Coco Cola (KO) IRA — Dividend

Cummins Inc. (CMI) IRA — Dividend

Dominion Energy (D) IRA — Dividend

DowDupont(DWDP) IRA — Dividend — Sold

Dow, Inc. — Dividend — Spinoff (from line 94)

Dow, Inc. — Dividend — Sold

Eaton (ETN) IRA — Dividend

Exxon Mobil (XOM) IRA — Dividend

Garrett Motion Inc. (GTX) IRA — Dividend — Sold

General Electric (GE) IRA — Dividend

Honeywell (HON) IRA — Dividend

Ingersoll-Rand PLC (IR) IRA — Dividend

Kellogg (K) IRA — Dividend

Kimberly Clark (KMB) IRA — Dividend

3M Company (MMM) IRA — Dividend

McCormick & Co. (MKC) IRA — Dividend

Nestle (NSRGY) IRA — Dividend

Pepsico (PEP) IRA — Dividend

Proctor & Gamble (PG) IRA — Dividend

Prudential Financial (PRU) IRA — Dividend

Resideo Technologies (REZ) IRA — Dividend — Sold

Seimens (SIEGY) IRA — Dividend

Smucker (SJM) IRA — Dividend

Sonoco (SON) IRA — Dividend

Tupperware (TUP) IRA — Dividend — Sold

Unilever (UL) IRA — Dividend

United Technologies (UTX) IRA — Dividend

WABTEC CORP — Dividend — Spinoff (from line 100)

WABTEC CORP — Dividend — Sold

Fidelity Government Cash Reserves IRA — Dividend

Chairman, FRMT, Ltd.

Chairman, Turner W. Battle Scholarship Trust (Rocky Mount Academy)

Director, Paramount Condominium Homeowners Association, Inc.

President, 9 Shearwater Street Condominium Owners Association, Inc.

Manager, 9 Shearwater LLC

Manager, Roofjumpers LLC

Manager, McLash LLC

Adjunct Professor, Norman A. Wiggins School of Law (Campbell University)

Agreement — 1/1/1991 — Poyner Spruill LLP Retirement Plan, former law firm. This is a qualifed pension plan that was discontinued in approximately 1991.

Liability — Sound Bank — Personal Guaranty on Loan to 9 Shearwater LLC (Wrightsville Beach, NC hous3)

Reimbursement — FRMT, Ltd. — 10/18/2019 — Lexington, SC — Committee Meeting — transporation, lodging food

Reimbursement — Eastern Bankruptcy Institute, Inc. — 5/30-31/2019 — Myrtle Beach, SC — Seminar — transportation, lodging, food

Reimbursement — FRMT Ltd. — 3/10-13/2019 — Tucson, AX — Seminar — transportation, lodging, food

Reimbursement — FRMT Ltd. — 4/11-13/2019 — Indianapolis, IN — Board Meeting — transportation, lodging, food

Reimbursement — FRMT Ltd. — 10/17/2019 — Atlanta, GA — Committee Meeting — transportation, lodging, food

Reimbursement — FRMT, Ltd. — 11/8/2019 — Nashville, TN — Committee Meeting — transportation, food

Reimbursement — Kappa Alpha Order Educational Foundation — 4/4-5/2019 — Destin, FL — Board Meeting — food

Reimbursement — Kappa Alpha Order — 7/31-8/4/2019 — New Orleans, LA — Board Meeting, Convention — transportation, lodging, food

Reimbursement — National Conference of Bankruptcy Judges — 10/29-11/2/2019 — Washington, DC — Annual Meeting — lodging

Reimbursement — N.C. Bar Association — 11/21-23/2019 — Wilmington, NC — NC Bar Association Annual Bankruptcy Institute — lodging, food

Part I

Line 2: The Turner W. Battle Scholarship Trust is an asset of Rocky Mount Acadeny. David M. Warren has no ownership interest in the funds of approximartely

$500,000. The interest from the principal is used to fund educational scholarships for students attending Rocky Mount Academy in Rocky Mount, NC.

Part II:

Line 1: The Poyner Spruill LLP Retirement Plan (pension) is currently underfunded but is insured by the Pension Benefit Guaranty Corp. David M. Warren does

not have information on the performance of the pension plan and has not made contributions or withdrawals. He has no liability for its performance. The entry

regarding this asset was removed from Part VII (listed in 2014 on line 8) as it is correctly reported as a pension interest in Part II.

Part VI:

Line 1: The only asset of 9 Shearwater LLC is the house at Wrightsville Beach, NC. The personal guaranty relates to the mortgage on the real property.

Part VII:

Line 1: The only asset of McLash LLC is the purchase money proisory note.