Alistair E. Newbern

Individual Assets (H)

Bank of America (cash) — None

IRA #1 (H)

First Eagle Global Fd Cl A (SGENX) — Dividend

ISHARES CORE S&P 500 ETF (IVV) — Dividend

IRA #2 (H)

IShares Russell 1000 Growth (IWF) (X) — Dividend

IShares Russell 1000 Value (IWD) — Dividend

Vanguard Intermed Term Corp Bd (VCIT) (Y)

Brokerage Account #1 (H)

ML Bank Deposit Program (cash) — Interest

ISA People's United (cash) — Interest

Vodafone Group Plc Shs Adr (VOD) — Dividend

American Beacon The London Co Inc Eq Fd Cl A (ABCAX) — Dividend

First Eagle Global Fd Cl A (SGENX) — Dividend — Sold

Brokerage Account #2 (H)

Blackrock Liquidity Fund T Fund Instl. Cl. (TSTXX) (cash eq.) — Dividend — Buy

Comm Services Select Sector (XLC) — Dividend — Buy

Consumer Discretionary SPDR (XLY) — Dividend — Buy (add'l)

First Trust Dow Jones Internet Index Fund (FDN) — None — Buy

Health Care SPDR (XLV) — Dividend — Buy (add'l)

IShares NASDAQ Biotech ETF (IBB) — Dividend — Buy

IShares IBOXX $ Invt. Grade Corp Bond (LQD) (X) — Dividend

IShares MBS ETF (MBB) (X) — Dividend

IShares Inc Core MSCI Emerg Mkts (IEMG) — Dividend — Buy (add'l)

IShares Tr Core MSCI EAF (IEFA) — Dividend — Buy (add'l)

Real Estate Select Sector SPDR Fd. Shs (IEFA) (X) — Dividend

Sector SPDR Energy (XLE) (X) — Dividend

Sector SPDR Utilities (XLU) (X) — Dividend

SPDR US Financial Sector (XLF) — Dividend — Buy (add'l)

Vanguard Consumer Staples (VDC) — Dividend — Buy (add'l)

Vanguard Materials ETF (VAW) (X) — Dividend

Vanguard Information Tech (VGT) — Dividend — Buy (add'l)

Vanguard Industrial (VIS) — Dividend — Buy (add'l)

Vanguard Short-Term Corp. Bond (VCSH) (X) — Dividend

Vanderbilt University 403(b) (H)

Hrdg Lvnr Intl Eq Is (HLMIX) — Dividend

Jackson Square Smid Cpgr IS (DCGTX) — Dividend

Vang Div Growth Inv (VDIGX) — Dividend

Vanguard Inst Index Plus (VIIIX) — Dividend

Loomis Core Pl Bd Y (NERYX) — Dividend

Retirement Account #1 (H)

AF Europac Grth R4 (REREX) — Dividend

MM Sel Midcap Gr I (MEFZX) — Dividend

Vang Ftse Soc Idx Is (VFTSX) — Dividend

Metwest Tot Rtn Bd P (MWTRX) — Dividend

Vanguard Target 2040 (VFORX) — Dividend

TIAA-CREF Vanderbilt University Defined Contribution Plan (H)

TIAA Traditional — Interest

TIAA-CREF UNC 401(A) ORP - UNC-CH (H)

TIAA Traditional — Interest

Executive Committee Member, Harry Phillips American Inn of Court

Fellow, Tennessee Bar Foundation

Fellow, Nashville Bar Foundation

Board Member, W.O. Smith Music School

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.