Guido Calabresi

Mass Mutual (whole life) Insurance — Dividend

New York Life (whole life) Insurance — Dividend

AIG Sun America (whole life) Insurance — None

Graduate Club Association Bond — Interest

Bank of America checking account — Interest

Bank of America IMMA account — Interest

Banca CR. Firenze — Interest

Merrill Lynch Bank & Trust USA - cash — Interest

American Growth Fund Mutual Fund @ Merrill Lynch — Distribution

Trust #1, income beneficiary(H)

First Am. Tax Free Oblig Fund (cash equiv.) — Interest

Vanguard Int. Growth Fund (mutual fund) — Dividend — Buy

Cambiar International Equity Fund (mutual fund) — Dividend — Sold (part)

General Mills (common) — Dividend — Sold (part)

AMG GW&K Trilogy Emerging Growth (mutual fund) — Dividend — Buy

American Funds: Investment Co. of America (mutual fund) — Dividend — Sold (part)

Trust #2, income beneficiary(H)

First Am. Tax Free Oblig. Fund (cash equiv.) — Interest

American Funds: Investment Co. of America (mutual fund) — Dividend — Sold (part)

Minnesota Mining & Mfg. (common) — Dividend — Sold (part)

AMG GW&K Trilogy Emerging Growth (mutual fund) — Dividend — Buy

Vanguard Equity (mutual fund) — Dividend — Buy

Oberweis International Opportunities (mutual fund) — Dividend — Buy

Oberweis International Opportunities (mutual fund) — Dividend — Sold

Cambiar International Equity Fund (mutual fund) — Dividend — Buy

Cambiar International Equity Fund (mutual fund) — Dividend — Sold

I Shares S&P Small Cap — Dividend

Vanguard International Growth (mutual fund) — Dividend — Buy

Trust #3, income beneficiary(H)

Merrill Lynch Bank Deposit Program — Interest

Huntington National Bank - insured savings account — Interest

Firstbank PR - insured savings account — Interest

Synovus Bank - insured savings account — Interest

Capital One Bank (USA) - insured savings account — Interest

Sallie Mae Bank - insured savings account — Interest

Bank of Baroda - insured savings account — Interest

Bank of China - insured savings account — Interest

Mizuho Bank (USA) - insured savings account — Interest

Darden Restaurants (common) — Dividend

Four Corners Property Trust — Dividend

Exxon (common) — Dividend

General Mills (common) — Dividend

IBM (common) — Dividend

JP Morgan (common) — Dividend

AT&T Inc. (common) — Dividend

US Bancorp (common) — Dividend

American Funds: Invesment Co. of America (mutual fund) — Dividend

IShares Core S&P 500ETF — Dividend

Merrill Lynch Bank & Trust USA - cash (Bank of America) — Interest

Am. Growth Fund ( mutual fund) — Dividend

Am. Euro Pacific Growth Fund (mutual fund) — Dividend

Trust #4, income beneficiary(H)

Merrill Lynch Bank USA - CMA Money Fund (cash equiv.) — Interest

I Shares T S&P 500 (mutual fund) — Dividend

Bank of America (common) — Dividend

Trust #5, income beneficiary(H)

Bank of America (common) — Dividend — Sold

Cash (Davis, O'Sullivan & Priest, Trustee Account) — Interest

Morgan Stanley Emerging Market Fd. (mutual fund) — Dividend

Bank of America checking account - Cash — Interest

Guido Calabresi Retirement, TIAA-CREF - Fixed Annuity(H)

TIAA Traditional (Annuity) — Distribution

TC Life Cycle 2010- Inst — Distribution

Trust #6, income beneficiary(H)

Yale Equity Fund (mutual fund) — Dividend

Yale Fixed Inc Fund (mutual fund) — Interest

American Funds: Investment Co. of America (mutual fund) — Dividend

SPDR SER TR S&P 500 Growth ETF (Roth IRA account) — Int./Div.

SPDR SER TR SPDR S&P 1000 ETF (Roth IRA account) — Int./Div.

SPDR SER TR S&P 600 Small Cap ETF (Roth IRA account) — Int./Div.

Bank of America Corp - @ Merrill Lynch — Dividend — Donated (part)

Sterling Professor Emeritus, Professorial Lecturer, Yale Law School, 11/01/1995 - present

Honorary Trustee - Unpaid, Carolyn Foundation, MN, 01/01/1996 - present

Member, Scientific Committee- Unpaid, Centro Nazionale Prevenzione e Difesa Sociale, 1988 - present

Member - Unpaid, International University College, Turin Board, 2007 - present

Agreement — Present — Right to be Professorial Lecturer, Yale University, upon retirement (See Attachments A and B)

Agreement — Present — Right to use accumulated (approximately $500) research and travel fund, Yale University, even after retirement

Reimbursement — University of Alabama — 01/24-01/26/19 — Mobile, Alabama — Teaching — Travel, Food, Lodging

Reimbursement — University of Padova — 03/19-03/20/19 — Padova, Italy — Lecture — Travel, Food, Lodging

Reimbursement — University of Florence — 03/11/19 — Florence, Italy — Lecture — Travel

Reimbursement — Yale University Law School — 04/10-04/11/19 — New Haven, CT — Lecture — Travel

Reimbursement — Federal Bar Council — 05/02/19 — New York, NY — Award, Lecture — Travel, Food, Lodging

Reimbursement — Canadian Institute for Advanced Legal Studies — 07/01-07/05/19 — Cambridge, England — Lecture — Travel, Food, Lodging

Reimbursement — Corte Dei Conti — 07/09/19 — Rome, Italy — Lecture — Travel

Reimbursement — Harvard University Law School — 09/27-09/28/19 — Cambridge, MA — Lecture — Travel, Food, Lodging

Reimbursement — National Constitution Center — 10/05/19 — Washington, DC — Lecture — Travel, Food

Reimbursement — University of Trento — 10/24-10/25/19 — Trento, Italy — Lecture — Travel, Food, Lodging

Reimbursement — Aspen Institute of Italy — 11/6/19 — Rome, Italy — Seminar — Travel, Food

Reimbursement — Catholic University of Milan and Centro Nazionale Prevenzione e Difesa — 11/15/19 — Milan, Italy — Lectures — Travel, Food, Lodging

Reimbursement — Yale University Law School — 12/10/19 — Baltimore, MD — Lecture — Travel, Food

Income — 2019 — Yale University - part-time teaching — $217,764.00

Income — 2019 — Yale University Press - royalties for previously written books — $2,002.11

Income — 2019 — W.W. Norton & Co. - royalties for previously written book — $52.95

Income — 2019 — Harvard University Press - royalties for previously written book — $162.45

Income — 2019 — University of Alabama - part time teaching — $5,000.00

Part 1. POSITIONS

Line 4- Assets of the Carolyn Foundation are not listed because my position as Trustee is "Honarary" only. I have no functional responsibilities with regard to the

foundation.

Part VII INVESTMENTS AND TRUSTS

Trusts #3, #4, and #5 in Part VII (Assets #29, #52, and #56) and the Roth IRA retirement accounts described in Part VII (Assets #68, #69, and #70) did not

distribute any income to me or to an immediate family member. Income was earned and not distributed. Asset #61 distributed income in an unknown amount

during 2019 as part of a retirement distribution taken.

Trust #6 (Asset #64) in Part VII is a Charitable Remainder Unitrust established in 1995 by a family member and me. The family member and I are 5.5% income

beneficiaries during our lives or 20 years, whichever is longer. The trustee is instructed to invest the money in widely diversified mutual or money market funds.