Thomas D. Schroeder

Wells Fargo Accounts (Wachovia) — Interest

US Treasury Series EE Bonds — Interest — Matured (part)

US Treasury Series EE Bonds — Matured (part)

First Tennessee Accounts — Interest

Valic Income Fixed Plus Annuity — Dividend

Brokerage #1 (H)

Invesco FTSE RAFI US 1000 — Dividend

iShares Russell 1000 ETF — Dividend

iShares MSCI EAFE ETF — Dividend

Vanguard FTSE Developed Markets ETF — Dividend

Vanguard FTSE Emerging Markets ETF — Dividend

PIMCO All Asset All Authority Instl — Dividend

AQR Managed Futures Strategy Cl I — None

AQC Style Premia Alternative Cl I — None

PIMCO Dynamci Bond Fund Instl — Dividend

Vanguard Ltd-Term Tax Exempt Adm — Dividend

Vanguard Short-Term Bond ETF — Distribution

iShares Treasury Floating Rate Bond ETF — Dividend

Fidelity Government Cash Reserve "Cash Account" — Dividend

Brokerage #2 (H)

Invesco FTSE RAFI US 1000 — Dividend — Merged (with line 7)

iShares Russell 1000 ETF — Dividend — Merged (with line 8)

iShares MSCI EAFE ETF — Dividend — Merged (with line 9)

Vanguard FTSE Developed Markets ETF — Dividend — Buy (add'l)

Vanguard FTSE Developed Markets ETF — Merged (with line 10)

Vanguard FTSE Emerging Markets ETF — Dividend — Merged (with line 11)

PIMCO All Asset All Authority Instl — Dividend — Merged (with line 12)

AQR Managed Futures Strategy Cl I — Dividend — Merged (with line 13)

AQR Style Premia Alternative Cl I — Dividend — Merged (with line 14)

PIMCO Dynamic Bond Fund Instl — Dividend — Merged (with line 15)

RiverNorth/DoubleLine Strategic Income I — Dividend — Sold

Vanguard Short-Term Bond ETF — Dividend — Merged (with line 17)

iShares Treasury Floating Rate Bond ETF — Dividend — Sold (part)

iShares Treasury Floating Rate Bond ETF — Merged (with line 18)

Fidelity Government Cash Reserve "Cash Account" — Dividend — Merged (with line 19)

Brokerage #3 (H)

AQR Managed Futures Strategy Cl I — Dividend

iShares Treasury Floating Rate Bond ETF — Dividend

Fidelity Government Cash Reserve "Cash Account" — Dividend

IRA #1 (H)

Invesco FTSE RAFI US 1000 — Dividend — Sold

iShares Russell 1000 ETF — Dividend — Sold

iShares MSCI EAFE ETF — Dividend — Sold

iShares MSCI Emerging Markets ETF — Dividend — Sold

PIMCO All Asset All Authority Instl — Dividend — Buy (add'l)

iShares Treasury Floating Rate Bond ETF — Dividend — Buy (add'l)

Fidelity Government Cash Reserve "Cash Account" — Dividend

IRA #2 (H)

PIMCO All Asset All Authority Instl — Dividend — Sold (part)

iShares Treasury Floating Rate Bond ETF — Dividend — Buy (add'l)

Fidelity Government Cash Reserve "Cash Account" — Dividend

IRA #3 (H)

Invesco FTSE RAFI US 1000 — Dividend — Sold (part)

iShares MSCI EAFE ETF — Dividend

iShares MSCI Emerging Markets EFT — Dividend — Sold (part)

PIMCO All Asset All Authority Instl — Dividend

AQR Managed Futures Strategy Cl I — Dividend — Buy (add'l)

AQR Style Premia Alternative Cl I — Dividend — Buy (add'l)

PPIMCO Dynamic Bond Fund Instl — Dividend

Eaton Vance Emerging Markets Local Income Cl I — Dividend

RiverNorth/DoubleLine Strategic Income I — Dividend — Buy (add'l)

PIMCO Low Duration Fund Instl — Dividend — Sold

Vanguard Short-Term Bond ETF — Dividend — Buy

iShares Treasury Floating Rate Bond ETF — Dividend

Fidelity Government Cash Reserve "Cash Account" — Dividend

Mass Mutual Whole Life Insurance — Dividend

Mass Mutual Whole Life Insurance — Dividend

Loyal American Insurance — Dividend

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest — Sold

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest — Sold

NC College Foundation 529 Dependable Income Fund — Interest — Sold

Duke Univ. Faculty Retirement Plan (H)

Vanguard Inst, Target Retirement 2025 Fund — Dividend

Board Member, Notre Dame Law Association

Board Member, Chief Justice Joseph Branch Inn of Court

Senior Lecturer, Duke University Law School

Agreement — 2019 — Duke University Law School, Senior Lecturer Spring Term 2019, $3,500 plus reasonable rreimbursement for related travel and meals

Reimbursement — Duke University School of Law — 1/2019 to 04/2019 — Durham, NC — Reimbursement for travel to campus and meals since class was scheduled in evenings — Meals, transportation mileage

Income — 2019 — Duke University School of Law, teaching — $3,500.00

Part VII Line 68: The Loyal American Life Insurance Company policy appears to be affiliated with and/or administered by The Great American Life Insurance

Company.