Sean H. Lane

Individual Assets (H)

Chase Bank (cash) — Interest

U.S. Savings Bonds — Int./Div.

Northwestern Mutual Life Insurance Policy #1 — Dividend

Northwestern Mutual Life Insurance Policy #2 — Dividend

401(k) #1 (H)

Fidelity Growth Co. K. (FGCKX) — Dividend — Sold

TRP Div. Growth I (PRDGX) — Dividend

Fid Growth Co K6 (FGKFX) — None — Buy

Fidelity 500 Index (FXAIX) — Dividend

401(k) #2 (H)

Artisan Mid Cap Inst (APHMX) — None — Sold

Vanguard Institutional Index (VINIX) — Dividend — Sold

Vanguard Instl Index Plus — Dividend — Buy

TRP Retirement 2030 — None — Buy

TRP Retirement 2040 (TRRDX) (X) — None

Fidelity Freedom 2040 K (FSNVX) (Y)

NY State 529 Plan #1 (H)

Mid-Cap Stock Index Portfolio — None — Buy (add'l)

Growth Stock Index Portfolio — None — Buy (add'l)

Growth Portfolio — None — Buy (add'l)

NY State 529 Plan #2 (H)

Conservative Age-Based Option: Conservative Income Portfolio — None — Sold

Conservative Age-Based Option: Interest Accumulation Portfolio — None — Buy

Conservative Age-Based Option: Interest Accumulation Portfolio — Sold (part)

Mid Cap Stock Index Portfolio (Y)

Growth Stock Index Portfolio (Y)

Small Cap Stock Index Portfolio (Y)

Trust Account (H)

Blackrock Index Fds Inc (BTMKX) — Dividend — Sold (part)

Causeway Cap Mgmt Tr. Int'l Value Fund Instl Cl (CIVIX) — None — Sold (part)

Causeway Cap Mgmt Tr. Int'l Value Fund Instl Cl (CIVIX) — Sold

Dodge & Cox Funds International Stock Fund (DODFX) — Dividend — Sold

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Dividend — Buy (add'l)

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Sold (part)

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Sold (part)

Fidelity Salem Str Tr Intl Index Fund (FSPSX) — Dividend — Buy

Fidelity Salem Str Tr Intl Index Fund (FSPSX) — Sold (part)

Fidelity Salem Str Tr Intl Index Fund (FSPSX) — Buy (add'l)

Fidelity Salem Str Tr Intl Index Fund (FSPSX) — Sold (part)

Fidelity Salem Str Tr Intl Index Fund (FSPSX) — Sold

Hancock John FDS II Strategic Inc R6 (JIPRX) — Dividend — Sold

IShares Trust IShares 1-3 Year Treasury (SHY) — Dividend — Sold (part)

IShares Trust IShares 1-3 Year Treasury (SHY) — Buy (add'l)

IShares Trust IShares 1-3 Year Treasury (SHY) — Buy (add'l)

IShares Trust IShares 1-3 Year Treasury (SHY) — Sold (part)

IShares Trust IShares 1-3 Year Treasury (SHY) — Sold

IShares Trust IShares Short Treasury Bond (464288679 — Dividend — Buy

IShares Trust IShares Short Treasury Bond (464288679 — Sold

J P Morgan Exchange Traded FD TR BetaBuilders CDA (BBCA) — Dividend

J P Morgan Exchange Traded FD TR BetaBuilders Japan (BBJP) — Dividend

JPMorgan TR 1 Large Cap Value Fd CL R6 (JLVMX) — Dividend — Sold (part)

JPMorgan TR 1 Tax Aware Equity Fund (JPDEX) — Dividend

Loomis Sayles FDS II Growth FD CL N (543488845) — None — Sold

Oppenheimer Intl Growth FD CL I (OIGIX) — None — Sold (part)

Oppenheimer Intl Growth FD CL I (OIGIX) — Sold

Six Circles TR Intl Unconstrained Equity (CIUEX) — Dividend — Buy (add'l)

Six Circles TR US Unconstrained Equity (CUSUX) — Dividend — Buy (add'l)

Six Circles TR US Unconstrained Equity (CUSUX) — Buy (add'l)

Six Circles TR US Unconstrained Equity (CUSUX) — Buy (add'l)

Six Circles TR US Unconstrained Equity (CUSUX) — Buy (add'l)

Six Circles TR US Unconstrained Equity (CUSUX) — Sold (part)

Vanguard Index TR Vanguard 500 Index Fd. Adm. (VFIAX) — Dividend

Vanguard Index TR Vanguard Intl Equity Index Fd. FTSE Europe ETF (VGK) — Dividend

Aberdeen Fds Ultr Shrt Mun Incm Fd Instl Cl (ATOIX) — Dividend — Buy (add'l)

Blackrock Mun BD FD Inc National Muni (BNMLX) — Dividend

Dodge & Cox Income Fund (DODIX) — Dividend

Fidelity Sch Str Tr Advisor Inter Mun (FIQZX) — Dividend — Buy

Fidelity Sch Str Tr Advisor Inter Mun (FIQZX) — Buy (add'l)

Fidelity Intermediate Municipal Income (FLTMX) (Y)

IShares Tips Bond ETF (TIP) — Dividend

IShares Trust IShares 3 to 7 Year Treasury Bond ETF (IEI) — Dividend — Buy

IShares Trust Ishares 7-10 Year Treasury Bond ETF (IEF) — Dividend — Buy

JPMorgan TR I Intermediate Tax Free B (JITZX) — Dividend

JPMorgan TR II Core Plus BD FD Ultra Cl (JCPUX) — Dividend — Sold

Mainstay Funds, MacKay High Yield Corp Bd Fd R6 (MHSYS) — Dividend — Sold

MFS Ser TR X Emerging Markets Debt Fd R6 (MEDHX) — Dividend — Sold (part)

MFS Ser TR X Emerging Markets Debt Fd R6 (MEDHX) — Sold

Pimco Income FD Instl CL (PIMIX) — Dividend

Pimco Short Term Fund Instl Cl (PTSHX) — Dividend — Sold

Six Circles TR Tax Aware Ultra Short (CUTAX) — Dividend

Tax Exempt BD FD Amer CL F3 (TFEBX) — Dividend — Buy (add'l)

Wells Fargo FDS TR Short Term Municip (WSBIX) — Dividend

Co-Trustee, Trust #1 (no reportable assets)

Trustee, Trust #2 (no reportable assets)

Trustee, Trust #3

Agreement — 1996 — Participation in Baker Hostetler 401k plan

Liability — Federal subsidized student loans (Stafford and Perkins loans) — College loans for students #1 and #3

Liability — Federal subsidized student loans (Stafford and Perkins loans) — College loans for student #2

Reimbursement — New York Institute of Credit (NYIC) — 05/02/19-05/03/19 — Uncasville, CT — Conference — Transportation, meals, lodging

Reimbursement — Hudson Valley Bankruptcy Bar Association (HVBBA) — 09/05/19-09/06/19 — New York, NY — 16th Annual New Deal for Consumer Bankruptcy — Transportation, meals, lodging

Reimbursement — American Bankruptcy Institute (ABI) — 09/19/19-09/20/19 — Washington, DC — Views from the Bench — Transportation, meals, lodging

Reimbursement — Jay L. Westbrook Bankruptcy Conference — 11/13/19-11/15/19 — Austin, TX — Panelist — Transportation, meals, lodging

Spouse's income — 2019 — Group Hospitalization and Medical Services, Inc. (salary)

Part VII, line 4: Whole life policy (Adjustable Complife); no underlying investments.

Part VII, line 5: Non-term policy with cash value (65 Life); no underlying investments.

Part VII, lines 18-28: All investments are specific to the NY State 529 Plan.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.