Randal S. Mashburn

2019

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What was filed

  • 144

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • National Conference of Bankruptcy Judges

As filed

BANK ACCOUNTS (H) -- Lines 2-11

Bank of America (Accounts/CDs) — Interest

Synovus Bank (Accounts/CDs) — Interest — Closed

Franklin Synergy Bank (formerly Civic Bank & Trust) (Accounts/CDs) — Interest

Reliant Bank (formerly Community First Bank & Trust) (Accounts/CDs) — Interest

Pinnacle National Bank (Accounts/CDs) — Interest

Fifth Third Bank — Interest

Insbank (Accounts/CDs) — Interest

Legends Bank (Accounts/CDs) — Interest

First Citizens National Bank (Account) — Interest

UBS CD — Interest — Open

BROKERAGE ACCT (H) -- Items 13 to 58 below

America Movil S.A.B. De C.V. (Common Stock) — Dividend

Anheuser Busch InBev Spon ADR (Common Stock) — Dividend

Apple Inc. (Common Stock) — Dividend

Bristol Myers Sqiobb Co. (Common Stock) — Dividend

Duke Energy Corp. (Common Stock) — Dividend — Buy

EOG Resources Inc. (Common Stock) — Dividend

EQT Corp (Common Stock) — Dividend — Sold

Equitrans Midstream Corp. (Common Stock) — Dividend — Sold

Exxon Mobil Corp. (Common Stock) — Dividend

Fortinet Inc. (Common Stock) — None — Sold

Genuine Parts Co. (Common Stock) — Dividend

Home Depo Inc. (Common Stock) — Dividend

Merck & Co. Inc. New Com (Common Stock) — Dividend

Microsoft Corp. (Common Stock) — Dividend

Nextera Energy Inc. (Common Stock) — Dividend — Buy

Pepsico Inc. (Common Stock) — Dividend

Pfizer Inc. (Common Stock) — Dividend

Walmart de Mexico S.A.B. de CV (Common Stock) — Dividend

Walgreen Co. (Common Stock) — Dividend — Sold

W.P. Carey Inc. REIT (Common Stock) — Dividend — Buy

Alger Spectra Fund Class C (Mutual Fund) — Dividend

American Funds Euro Pacific Growth Fun (Mutual Fund) — Dividend

FT-Franklin Federal Fund (Mutual Fund) — Dividend

John Hancock Preferred Income Fund — Dividend

Nuveen PFD & Income Sec. Fund — Dividend

Vertus Global Multi Sector (Common Stock) — Dividend

Metro Govt. Nashville/Davidson Bonds #1 (Govt. Bonds) — Interest

Metro Govt. Nashville/Davidson Bonds #2 (Govt. Bonds) — Interest

Blount County Tenn. Public Bonds (Govt. Bonds) — Interest — Redeemed

Hamilton County Tenn. Bonds (Govt. Bonds) — Interest

Metro Govt. Nashville/Davidson Bonds #3 (Govt. Bonds) — Interest — Redeemed

New York Municipal Water Fin. Auth. (Govt. Bonds) — Interest

Tennessee State School Bonds #2 (Govt. Bonds) — Interest — Redeemed

Tennessee State Bonds (Govt. Bonds) — Interest — Buy

Texas A&M Univ. (Govt. Bonds) — Interest — Redeemed

Memphis Airport Bonds (Govt. Bonds) — Interest

Metro Govt. Nashville/Davidson Bonds #4 (Govt. Bonds) — Interest

Loudon County Tenn. Bonds (Govt. Bonds) — Interest

Franklin Tenn. Spl Sch District Bonds (Govt. Bonds) — Interest — Redeemed

Southern Company Bonds — Interest

Metro Govt. Nashville/Davidson Bonds #5 (Govt. Bonds) — Interest

Metro Govt. Nashville/Davidson Bonds #6 (Govt. Bonds) — Interest — Buy

Metro Govt. Nashville/Davidson Bonds #7 (Govt. Bonds) — Interest — Buy

Metro Govt. Nashville/Davidson Bonds #8 (Govt. Bonds) — Interest — Buy

White House Utility District Bonds (Govt. Bonds) — Interest

UBS Money Market Account — Interest

ROTH IRA (H) #1 -- Lines 60-72

Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 61-62) — None

NW AMFDS NVIT AsstAlloc. II -- 52.6%

NW NVIT Inv. Dest. Mod II - 47.4%

Ohio National Oncore Value Annuity (Variable) (%s on lines 64-71) — None

Ohio National Bond Portfolio - 14.8%

Janus Henderson Overseas VIT - 5.1%

JPMorgan Mid Cap Value Fund - 10%

PIMCO Total Return Fund - 14.7%

Ivy Science & Technology Fund - 5.1%

Janus Henderson Low Volitility VIT - 25.1%

Janus Henderson Balanced VIT - 20%

Janus Henderson Venture Portfolio - 5.1%

First Eagle Global Fund (Mutual Fund) — Dividend

ROTH IRA (H) #2 -- Lines 74-91

Genworth Retireready Annuity (Variable) (%s shown lines 75-76) — None

Blk Global Allocation V.I -- 50%

SSG Total Return - Class 3 - 50%

Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 78-88) — None

NW AMFDS NVIT AsstAlloc. II -- 52.6%

NW NVIT Inv. Dest. Mod II - 47.4%

Ohio National Oncore Value Annuity (Variable) (%s on lines 77-84) — None

Ohio National Bond Portfolio - 14.8%

Janus Henderson Overseas VIT - 5.1%

JPMorgan Mid Cap Value Fund - 10%

PIMCO Total Return Fund - 14.7%

Ivy Science & Technology Fund - 5.1%

Janus Henderson Low Volitility VIT - 25.1%

Janus Henderson Balanced VIT - 20%

Janus Henderson Venture Portfolio - 5.1%

First Eagle Global Fund (Mutual Fund) — Dividend

American Funds New Perspective (Mutual Fund) — Dividend

UBS Bank Deposit Account — Interest

529 COLLEGE FUND #1(H) -- Lines 93-96

Growth Fund of America — Dividend

Bond Fund of America — Dividend

American Balanced Fund — Dividend

Capital Income Builder Fund — Dividend

NORTHWESTERN BROKERAGE ACCT (H) Lines 98-102

Northwestern Mutual Single Premium Whole Life Insurance Policy — Dividend

Northwestern Mutual General Money Market Fund Cl B — Int./Div.

EuroPacific Growth Fund — Dividend

Tax-Exempt Bond Fund of America — Dividend

Vanguard Index Funds — Dividend

IRA #1 -- UBS (prior 401k) (H) -- Lines 104-120

Pace Money Market Investment Fund — Dividend

Alger Spectra Fund Class A — Dividend — Sold (part)

Delaware Value Fund — Dividend

First Eagle Overseas Fund Class A — Dividend

Loomis Sayles Bond Fund Class Retail — Dividend — Sold (part)

Invesco Oppenheimer Intl Bond Fund f/k/a Oppenheimer Intl Bond Fund — Dividend

Principal Preferred Securities Fund — Dividend

Alliaanzgi Global Water Fund Class P — Dividend

Diamond Hill Small Mid Cap Fund Class I — Dividend

RMB Mendon Fin. Serv. Fund Class A — Dividend

Gabelli Gold Fund — Dividend

Loomis Sayles Global Allocation Fund — Dividend

T CW Emerging Market Income Fund — Dividend

Victory Trivalent International Small Cap Fund — Dividend

Alpha Centric Income Opportunities Fund Class I — Dividend

Vanguard Industrials Index Fund Admiral — Dividend

Franklin Custodian Utilities Fund — Dividend — Buy

IRA #2 -- UBS (prior 401k) (H) -- Lines 122-141

UBS Bank USA Deposit Account — Interest

Berkshire Hathaway Inc New CL B (Common Stock) — None

ConocoPhillips B/E Bonds — Interest

United Parcel Service DPB Inc B/E Bonds — Interest — Redeemed

Duke Energy Carolina Bonds — Interest

Coca Cola Co. Com NTS B/E Bonds — Interest

Anheuser-Busch Invev WDR Bonds — Interest — Redeemed (part)

Anheuser-Busch Invev WDR Bonds — Redeemed (part)

Verizon Communications Bonds — Interest

CVS Health Corp. — Interest

Eaton Vance Senior Income Trust — Dividend

Kroger Company Bonds — Interest

Campbell Soup Company Bonds — Interest

Dr. Pepper Snapple Group Bonds — Interest

Heinz (HJ) Company Bonds — Interest

Kraft Heinz Foods Company Bonds — Interest

Tennessee State School Revenue Bonds — Interest

Capital One CD — Interest — Open

State Bank of India New York Bonds — Interest — Buy

State Bank of India New York Bonds — Redeemed

OTHER MISC. INVESTMENTS (H) Lines 143-144

Maury County TN Farm — Rent

Center Hill Lake TN Undeveloped Real Estate — None — Sold

Reimbursement — National Conference of Bankruptcy Judges — 10/31/19 to 11/02/19 — Washington, D.C. — Attendance at meetings/ seminars at annual conference of bankruptcy judges. — Portion of lodging expense.

Note 1: Regarding lines 60 thru 71 and lines 74 thru 88: As requested by the Committee in a prior year, information is provided on these lines regarding the

investment components of the annuities in the Roth IRA accounts. Filer is reporting this information in the same format as was reported for 2016, 2017 & 2018.

The end-of-year reporting received by the filer reflects the gross values of each annuity -- not the individual amounts attributable to any particular investment (and

the filer has no control over these investment decisions). The information available to filer shows only the percentages attributable to each investment vehicle in

each annuity, and those percentages are shown in the financial disclosure. Therefore the component investments and respective percentages have been reported

on the lines immediately below each annuity to reflect the makeup of the investments in each annuity. Since the end-of-year information is limited to the gross

values for each annuity as a whole, the lines under columns B and C have been left blank for the investment components of the annuity, while the lines next to

the overall annuity have been filled in with the appropriate cumulative information about the respective annuity's value, etc. based on the year-end information

provided to the filer. It should also be noted that the filer does not receive information about how individual investment vehicles in the annuities perform, and the

ultimate value of the annuities is tied to contractual death benefits, lifetime annuity payments, surrender value and other factors rather than simply the performance

of specific investment components. Since no dividends are made to filer, and since the information available to filer is primarily tied to the increase or decrease in

overall value of the policies and the makeup of the investments, Column B-1 next to each annuity has been left blank, and Column B-2 has been marked None.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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