William H. Pauley 3

Mutual Funds

PCRPX - PIMCO FDS COMMODITYREALRETURN STRATEGY P — Interest

ANNUITIES

PRUDENTIAL DISCOVERY PLUS, FIXED RATE ANNUITY — Interest

CASH AND CASH EQUIVALENTS

JP MORGAN CHASE — Interest

U.S. SAVINGS BONDS — Interest

AXA FIN'L LIFE INS (CASH SURRENDER VALUE) — Dividend

AXA FIN'L LIFE INS (CASH SURRENDER VALUE) — Dividend

RETIREMENT ACCOUNTS

401K PLAN - FIDELITY FREEDOM K — Interest

SCSBX DWS RETURN BOND FUND S - TRADITIONAL IRA — Interest

SCOBX DWS INTERNATIONAL GROWTH FUND S TRADITIONAL IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - ROTH IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - ROTH IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - TRADITIONAL IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - TRADITIONAL IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - SEP - IRA — Interest

Senior Board Member of Board of Visitors, Duke University School of Law

Reimbursement — Duke University School of Law — April 11-12, 2019 — Durham, NC — Board of Vistiors Meeting — Travel, food, and lodging

Reimbursement — New York State Bar — May 3-5, 2019 — Manchester, VT — Commercial and Federal Litigation Section Meeting — Travel, food, and lodging

Reimbursement — Duke University School of Law — November 14-15, 2019 — Durham, NC — Board of Visitiors Meeting — Travel, food, and lodging

Spouse's income — 2019 — Self-Employed Licensed Real Estate Sales Person and Insurance Agent

Spouse's income — 2019 — Self-Employed Floral Designer