James Edward Shadid

Morgan Stanly Smith Barney Acct. 1 — Interest

IRA 1 - Lines 2-48

Abbott Laboratories (ABT) — Int./Div.

ABBVIE(ABBV) — Int./Div.

Alphabet Inc. CLC (Goog)See Explanation Part VIII — Int./Div.

Bank of America Corp. (BAC) — Int./Div.

Barrick Gold Corp CAD (ABX) — Int./Div.

Berkshire Hatthaway Inc. CL B (BRK'B) — Int./Div.

Biogen IDEC Inc. (BLLB) — Int./Div.

Brookfield Asset MGNT CL A LTD. (BAM) — Int./Div. — Buy

Catalyst Millburn HGD Strat (MBXIX) — Int./Div. — Buy

Chubb Corp. (CB) — Int./Div.

Cisco Sys. Inc. (CSCO) — Int./Div.

EBAY Inc. (EBAY) — Int./Div.

Fluor Corp. New (FLR) — Int./Div.

Freeport McMoran Copper & Gold (FCX) — Int./Div.

Gamestop Corp CLA New (GME) — Int./Div.

General Electric — Int./Div. — Sold

Home Depot Inc. (HD) — Int./Div.

Intel Corp. (INTC) — Int./Div.

Intl. Business Machines Corp. (IBM) — Int./Div.

Johnson & Johnson (JNJ) — Int./Div.

Juniper Networks Inc. (JNPR) — Int./Div.

Kopernik Glb all Cap Instl (KGGIX) — Int./Div.

Kraft Heinz Co. (KHC) — Int./Div.

L3 Communications Hldgs Inc. (LLL)(n/k/ a L3 Technologies, Inc.) — Int./Div. — Sold

L3 Harris (LHX) — Int./Div. — Buy

McKesson Corporation (MCK) — Int./Div.

Microsoft Corp. (MSFT) — Int./Div.

Mondelez Intl. (MDLZ) — Int./Div.

Oaktree Capital CP LLC UT-A — Int./Div. — Redeemed

Pepsico Inc. (PEP) — Int./Div.

Paypal Hldgs. (PYPL) — Int./Div.

Pfizer Inc. (PFE) — Int./Div.

Pimco (PCI) — Int./Div.

State Street Cor. (STT) — Int./Div.

Taiwan Semiconductor Mfg. (TSM) — Int./Div.

Texas Instruments Inc. (TXN) — Int./Div.

United Parcel Service CLB (UPS) — Int./Div.

Verizon Communications (VZ) — Int./Div.

Viacom Inc. (VIAB) — Int./Div. — Sold

Viacom Inc. Class B (VIAC) — Int./Div. — Buy

VISA Inc. Com CLA (V) — Int./Div.

Vodafone Group PLC Spons (VOD) — Int./Div.

Wabtec (WAB) — Int./Div. — Spinoff (from line 18)

Walgreens (WAG) n/k/a Walgreen Boots (WBA) — Int./Div.

Walt Disney Co. (DIS) — Int./Div.

Morgan Stanly Smith Barney Bank Deposit Program - Cash — Int./Div.

IRA 2 (Lines 50-52)

Consolidated Edison Inc. (ED) — Int./Div.

Legg Mason CB Large Cap Growth SBLGX — Int./Div.

Morgn Stanly Smith Barney Bank Deposit Program - Cash — Int./Div.

Morgan Stanley Smith Barney Acct. 2 (Lines 54-56)

Legg Mason CB Appreciation CL SHAPX — Int./Div.

Legg Mason Clearbridge Aggress - SHRAX — Int./Div.

Morgan Stanley Smith Barney Bank Deposit Program - Cash — Int./Div.

MSSB Acct. 3 (Lines 58-77)

Bed Bath & Beyond (BBBY) — Int./Div. — Sold

Bristol Myers Squibb Co. (BMY) — Int./Div. — Buy

Bristol Myers Squibb Contng RT (BMYR) — Int./Div. — Buy

Citigroup Inc. NEW (C) — Int./Div.

Cloudera Inc. (CLDR) — Int./Div.

CVS Healthcorp (CVS) — Int./Div. — Buy

Delta Airlines (DAL) — Int./Div. — Buy

Eaton Corp PLC SHS (ETN) — Int./Div.

General Mills (GLS) — Int./Div.

Gilead Science (GILD) — Int./Div.

Hortonworks Inc. Com(HDP) — Int./Div. — Sold

Intl. Business Machines (IBM) — Int./Div.

Ishares Core MSCI Emerging (IEMG) — Int./Div.

Newel Brands Inc. (NWL) — Int./Div.

SPDR Trust Series 1 (SPY) — Int./Div.

Target — Int./Div.

Viacom (VIAB) — Int./Div. — Sold

Viacom Inc. Class B (VIAC) — Int./Div. — Buy

Walgreen Co. n/k/a Walgreens Boots Alliance (WBA) — Int./Div.

Morgan Stanley Smith Barney - Cash — Int./Div.

Morgan Stanley Smith Barney Acct. 4 (All Cash) — Int./Div.

Board of Trustees, Bradley University, Peoria, IL

Agreement — 12/01-3/11 — Judges Retirement System of Illinois - Pension upon retirement

Section VII

Line 10 - Brookfield Asset MGNT CL A LTD (BA<), listed as "buy" in transaction type (D)(1) was exchanged in and replaced by Oaktree Capital (Line 31) which

is listed as "redeemed" on October 2, 2019.

Line 18 - General electric is listed as "sold" in transaction type (D)(1) was a "spin-off" to Wabtec (WAB) on February 28, 2019 and listed as same in Line 45.

Line 26 - L3 communications Holding Inc. (LLL), listed as "sold" in transaction type (D)(1) was substituted out for L3 Harris (LHX) listed on Line 27 as "buy" in

transaction type (D)(1), which was substituted in on July 1, 2019.

Line 41 - Viacom Inc. (VIAB), listed as "sold" in transaction type (D)(1) was exchanged out on December 4, 2019 and became Viacom Inc. Class B (VIAC), listed

on Line 42 which was exhanged in and listed as "buy" in transaction type (D)(1) with same date of December 5, 2019.

Line 62 - Cloudera Inc. (CLDR) is listed as "buy" in transaction type (D)(1) was received in and replaced HortonWorks (Line 68) which is listed as "sold" in

transaction type (D)(1) on January 4, 2019.

Line 74 - Viacom Inc. (VIAB), listed as "sold" in transaction type (D)(1) was exchanged out on December 4, 2019 and became Viacom Inc. Class B (VIAC),

listed on Line 75 which was exhanged in and listed as "buy" in transaction type (D)(1) with same date of December 5, 2019.