Judith C. Herrera

Bank of America Cash Account — Interest

Bank of America household account — None

Rental Property #1 Santa Fe, NM Purchased 3/30/94 — Rent

Family Partnership #1 (now an LLC) Santa Fe, NM — Distribution

Charles Schwab account (H)

Acadia Pbarmaceutical — None — Buy

Adobe Inc — None — Buy

AES Corporation — Dividend — Sold

AES Corporation — Buy

Alphabet Inc. — None

Amazon.Com Inc — None — Sold (part)

Amazon.Com Inc — Sold (part)

Apple Inc — Dividend — Sold

Arrowhead Pharma Inc — None

Applied Materials — Dividend — Sold

Applied Materials — Sold (part)

Ark Innovation ETF — Distribution — Sold

Ark Web X.0 ETF ARKW — Dividend — Sold

Baudax — None — Spinoff (from line 76)

Boston Scientific Company — None — Sold

Boston Scientific Company — Buy

Broadcom Inc — Dividend — Sold

Broadcom Inc — Sold (part)

CACI Inc — None

Cadence Design Systems — None — Buy

Caretrust Reit Inc — Dividend — Sold

Caretrust Reit Inc — Buy

China Mobile Ltd ADR — None — Sold

China Mobile Ltd ADR — Buy

Construction Partners Inc — None — Buy

CVR Energy Inc — Dividend — Sold

CVR Energy Inc — Buy

Diodes Inc — None — Sold

Diodes Inc — Buy

Ensign Group Inc — Dividend — Buy

Exact Sciences Corporation — None — Sold

Exact Sciences Corporation — Buy

Exact Sciences Corporation — Buy (add'l)

Facebook Inc — None — Sold

Facebook Inc — Buy

Heico Corp — None — Sold

Heico Corp — Buy

Intuitive Surgical — None — Sold

Jounce Therapeutics Incorporated — None — Buy

Keysight Tech Inc — None — Buy (add'l)

Keysight Tech Inc — Buy (add'l)

Keysight Tech Inc — Buy (add'l)

Keysight Tech Inc — Buy (add'l)

Keysight Tech Inc — Buy (add'l)

Keysight Tech Inc — Buy

KLA Corp — Dividend — Buy

Lam Research Corp — Dividend

Lattice Semiconductor — None — Buy (add'l)

Lattice Semiconductor — Buy (add'l)

Lattice Semiconductor — Buy (add'l)

Lattice Semiconductor — Buy

Mastercard Inc — Dividend — Buy

Mellanox Techs Ltd — None — Sold

Micron Technology — None — Sold (part)

Micron Technology — Sold (part)

MKS Instruments Inc — Dividend — Sold

MKS Instruments Inc — Sold (part)

Novanta Inc — None — Sold

Novanta Inc — Buy

PBF Energy Inc — None — Sold

Pennant Group Inc — None — Spinoff (from line 39)

Qorvo Inc — None — Buy

Reata Pharmaceuticals Inc — None — Buy (add'l)

Reata Pharmaceuticals Inc — Buy

Recro Pharma Inc — None — Buy

Starbucks Corp — Dividend — Buy

Synopsys Inc — None — Buy

Teledyne Technologie — None — Buy

Tenneco — None — Buy (add'l)

Tenneco — Buy

Teradyne Incorporated — Dividend — Buy (add'l)

Teradyne Incorporated — Buy

Transdigm Group Inc — Distribution — Buy

Transportadora De Gas ADR — None — Buy

TTM Technologies Inc — None — Sold

Vishay Precision Grp — None — Sold

Western Digital Corp — Dividend — Sold

Western Digital Corp — Buy

Xilinx — Dividend — Sold

Xilinx — Buy

Charles Schwab IRA Account #1

Adobe — None — Buy

Amazon.Com Inc — None — Sold

Apple Inc — Dividend — Sold

Ark Innovation ETF ARKK — Dividend — Sold

Ark Web X.0 ETF ARKW — Dividend — Sold

Ark Web X.0 ETF ARKW — Sold (part)

CACI Inc — None — Buy

Cadence Design Systems — None — Buy

Defiance Next Generation ETF — Dividend — Sold

Defiance Next Generation ETF — Buy

Enphase Energy Inc — None — Buy

First Bancorp New — Dividend — Sold

First Bancorp New — Buy

Global X E-Commerce ETF — None — Sold

Global X E-Commerce ETF — Buy

Great Lakes Dredge — None — Buy

Hollyfrontier Corp — Dividend — Sold

Invesco QQQ Trust — Dividend

Invesco S&P Smallcap PSCH — Dividend — Sold

Invesco Dynamic Software — Dividend — Buy (add'l)

Invesco Dynamic Software — Buy

Ishares Expanded Tech IGV — Dividend

Ishares PHLX SOXX — Dividend

KLA Corp — Dividend — Buy

Mastercard Inc — Dividend — Buy (add'l)

Mastercard Inc — Buy

Microsoft Corp — Dividend — Buy

PBF Energy — None — Sold

Service Now Inc — None

Smart Global Hldgs — None — Sold

Smart Global Hldgs — Sold (part)

Solaredge Tech — None — Buy

Synopsys Inc — None — Buy

United Health Group — Dividend — Sold

United Health Group — Buy (add'l)

United Health Group — Buy

Walt Disney Co — Dividend — Buy (add'l)

Walt Disney Co — Buy

Charles Schwab IRA Account #2 (H)

Adobe Inc — None — Buy (add'l)

AES Corp — Dividend — Sold

AES Corp — Buy

Cadence Design Systems — None — Buy

China Mobile Ltd ADR — Dividend — Sold

China Mobile Ltd ADR — Buy

CVR Energy Inc — Dividend — Sold

CVR Energy Inc — Buy

Defiance Next Generation — Dividend — Sold

Defiance Next Generation — Buy

Enanta Pharmaceuticals — None — Sold

Ensign Design Group — Dividend — Buy

Hollyfrontier Corp — Dividend — Sold

Keysight Technology Inc — None — Buy

Lattice Semiconductor — None — Buy (add'l)

Lattice Semiconductor — Buy

Mammoth Energy Services TUSK — Dividend — Sold

Mellanox Techs Ltd — None — Sold

Micron Technology — None — Sold

Microsoft Corp — Dividend — Buy (add'l)

Microsoft Corp — Buy (add'l)

MKS Instruments Inc — Dividend — Sold

Netflix Inc — None — Sold

Novanta Inc — None — Sold

Pennant Group Inc — Distribution — Spinoff (from line 147)

Service Now Inc — None — Buy (add'l)

Service Now Inc — Buy

Visa — Dividend — Buy

Vishay Precision Group — None — Sold

Walt Disney Company — Dividend — Buy

Western Digital Corp — Dividend — Sold

Western Digital Corp — Buy

Part VII, Line 3. The appraisal was conducted in December, 2015