Robert N. Kwan

Wells Fargo Bank, checking account — Interest

Wells Fargo Bank, savings account — Interest

Chase Bank, checking account — Interest

Chase Bank, savings account #1 — Interest

Chase Bank, savings account #2 — Interest

East West Bank, savings account — Interest

East West Bank, checking account — Interest

Northwestern Mutual Life Ins. Co., cash value policy — Int/Div

Brokerage Account

Mernll Lynch CMA money market fund — Int/Div

IRAZI

Voya (formerly "ING") International Value mutual fund — Int/Div

Columba Sehgman Communcations and Information mutual fund — None

Blackrock Health Sciences Opportunities mutual fund — None

Blackrock Global Allocation mutual fund — Int/Div

Blackrock Large Cap Value mutual fund — None

Davis New York Venture mutual fund — Int/Div

Nuveen Preferred Income Opportunities mutual fund — Int/Div

Pimco Total Return mutual fund — Int/Div

Merrill Lynch money market fund — Int/Div

IRA #2

Calamos Growth mutual fund — None

Hartford Capital Appreciation mutual fund — Int/Div

Putnam International Equity mutual fund — None

Hartford Capital Appreciation ] mutual fund — Int/Div

Cohen & Steers Closed End mutual fund — Int/Div

403(b) retirement savings plan

TIAA-CREF Growth & Income mutual fund — Int/Div

TIAA-CREF Social Choice mutual fund — Int/Div

TIAA-CREF International Equity mutual fund — Int/Div

TIAA-CREF Large Cap Value mutual fund — Int/Div

TIAA-CREF Mid-Cap Value mutual fund — Int

TIAA-CREF S&P S00 Index mutual fund — Int/Div

TIAA-CREF Small Cap Value mutual fund — Int/Div

Life Investors Insurance Co. Deferred Fixed Annumity acct, — Interest

Em Retirement System 403(b) annuity plan — Interest

Member, Board of Directors, James T. King Bankruptcy American Inn of Court (formerly Southern California Bankruptcy American Inn of Court)

Member, Board of Drectors, Judge Robert M, Takasugi Pro Bono Bar Review Program

Reimbursement — State Bar of California, Taxation Section — 11/7/14-1 1/8/14 — San Diego, CA — CLE — Lodgmg, meals, seminar fees

Reimbursement — American Bankruptcy Institute — 125/114-1260 1 4 — La Quinta, CA — CLE — Lodging, meals, seminar fees

This amends the origmally filed report for 2014 to address an inquiry regarding the name of the mutual fund listed in Part VII, line 18, which incorrectly stated the

name of the fund as "Nuveen Multistrategy mutual fund" on the original 2014 report instead of “Nuveen Preferred Income Opportunities mutual fund” not listed

on the original 2014 report, but on the 2013 report. | reviewed my account statements and found that the correct name is "Nuveen Preferred Income Opportunities

Fund,” which was correctly stated on the 2013 report, but not on the original 2014 report. This amended report corrects the name of the asset. There was no

change regarding this asset in 2014. There is no need to further amend the report because there were no reportable transactions for this asset in 2014.