Claire Rita Kelly

INDIVIDUAL ASSETS (H)

Citibank - Cash Accounts — Interest

Met Life - whole life / life insurance — Dividend

Series EE US Savings Bond — None

BROKERAGE ACCCOUNT #1 (H)

Citigroup Inc Stock (common) (C) — Dividend

General Electric Stock (common) (GE) — Dividend

AMERICAN FUNDS, AMERICAN EUROPACIFIC GRW F2 (AEPFX) — Dividend

AMERICAN FUNDS, AMERICAN GW FD OF AMERICA F2 (GFFFX) — Dividend

AMERICAN FUNDS, AMERICAN WA MUTUAL F2 (WMFFX) — Dividend

MAINSTAY NY TAX FREE OPPORT I (MNOIX) — Dividend

PGIM TOTAL RETURN BD Z (PDBZX) — Dividend

IRA #1 (H)

MORGAN STANLEY BANK NA (CASH) (Y)

Charles Schwab US MC ETF (SCHM) — Dividend — Buy

SPDR S&P Homebuilders ETF (XHB) — Dividend — Buy

Baird Short Term BD INST (BSBIX) — Dividend — Buy

Carillon Reams Core Plus BD FD I (SCPZX) — Dividend — Buy

ISHARES MORNINGSTAR MID CP ETF (JKG) — Dividend — Sold

WISDOMTREE TR JAPN HEDGE EQ (DXJ) — Dividend — Sold

BARON GROWTH INSTITUTIONAL (BGRIX) — None — Sold

BLACKROCK INFLAT PROT BOND I (BPRIX) — Dividend — Sold

CLEARBRIDGE LG CAP GRWTH I (SBLYX) — Dividend — Sold (part)

CLEARBRIDGE LG CAP GRWTH I (SBLYX) — Sold (part)

DELAWARE INV SM VAL INST (DEVIX) — Dividend

Hood River SM Cap GWTH INSTL CL (HRSMX) — None — Buy

DOUBLELINE TOTAL RETURN I (DBLTX) — Dividend — Sold (part)

DOUBLELINE TOTAL RETURN I (DBLTX) — Buy (add'l)

EV ADV FLOATING RATE I (EIFAX) — Dividend — Sold

MAINSTAY CUSHING MLP PREMIER I (CSHZX) — Dividend

OAKMARK FUND ADV (OAYMX) — Dividend — Sold (part)

Orinda Income OPPTY INST (OIOIX) — Dividend — Buy

PEAR TREE POLARIS FGN VL I (QFVIX) — Dividend

PGIM TOTAL RETURN BD Z (PDBZX) — Dividend — Sold (part)

PGIM TOTAL RETURN BD Z (PDBZX) — Sold (part)

Virtus SEIX Float Rate High INCM I (SAMBX) — Dividend — Buy

WCM Focused INTL Growth FD INST (WCMIX) — Dividend — Buy

Zacks Div FD Inst (ZDIIX) — Dividend — Buy

THORNBURG INTL GRWTH I (TINGX) — None — Sold

WESTERN ASSET CORE PLUS BD I (WACPX) — Dividend — Sold

IRA #2 (H)

Charles Schwab Bank (cash) — Interest — Open

Charles Schwab US MC ETF (SCHM) — Dividend — Buy

SPDR S&P Homebuilders ETF (XHB) — Dividend — Buy

Baird Short Term BD INST (BSBIX) — Dividend — Buy

ISHARES MORNINGSTAR MID CP ETF (JKG) — Dividend — Sold

WISDOMTREE TR JAPN HEDGE EQ (DXJ) — Dividend — Sold

BARON GROWTH INSTITUTIONAL (BGRIX) — None — Sold

BLACKROCK INFLAT PROT BOND I (BPRIX) — Dividend — Sold

Carillon Reams Core Plus BD FD I (SCPZX) — Dividend — Buy

CLEARBRIDGE LARGE CAP GRWTH I (SBLYX) — Dividend — Sold (part)

DELAWARE INV SM VAL INST (DEVIX) — Dividend

Hood River SM Cap GWTH INSTL CL (HRSMX) — None — Buy

DOUBLELINE TOTAL RETURN I (DBLTX) — Dividend — Buy (add'l)

EV ADV FLOATING RATE I (EIFAX) — Dividend — Sold

MAINSTAY CUSHING MLP PREMIER I (CSHZX) — Dividend

OAKMARK FUND ADV (OAYMX) — Dividend — Sold (part)

Orinda Income OPPTY INST (OIOIX) — Dividend — Buy

PEAR TREE POLARIS FGN VL I (QFVIX) — Dividend — Buy (add'l)

PGIM TOTAL RETURN BD Z (PDBZX) — Dividend

Virtus SEIX Float Rate High INCM I (SAMBX) — Dividend — Buy

WCM Focused INTL Growth FD INST (WCMIX) — Dividend — Buy

Zacks Div FD Inst (ZDIIX) — Dividend — Buy

THORNBURG INTL GROWTH I (TINGX) — None — Sold

WESTERN ASSET CORE PLUS BD I (WACPX) — Dividend — Sold

IRA #3 (H)

Fidelity Blue Chip GR (FBGRX) — Dividend

Fidelity Blue Chip Value (FBCVX) — Dividend

Fidelity Diversified International Fund (FDIVX) — Dividend

Fidelity Global Comdty Stock (FFGCX) — Dividend

Fidelity Int'l Real Estate (FIREX) — Dividend

Fidelity Mid Cap ENH Index (FMEIX) — Dividend

Fidelity SM Cap ENH Index (FCPEX) — Dividend

Fidelity Total Emerging Markets (FTEMX) — Dividend

Fidelity GLB High Income (FGHNX) — Dividend

Fidelity NEW Mkts. Inc. (FNMIX) — Dividend

Fidelity Strategic Income (FADMX) — Dividend

Fidelity Total Bond (FTBFX) — Dividend

IRA #4 (H)

TIAA Traditional — Dividend — Distributed (part)

IRA #5 (H)

Charles Schwab US MC ETF (SCHM) — Dividend — Buy

Baird Short Term BD INST (BSBIX) — Dividend — Buy

Carillon Reams Core Plus BD FD I (SCPZX) — Dividend — Buy

BLACKROCK INFLAT PROT BOND I (BPRIX) (X) — Dividend — Sold

CLEARBRIDGE LARGE CAP GROWTH (SBLYX) — Dividend — Buy (add'l)

CLEARBRIDGE LARGE CAP GROWTH (SBLYX) — Sold (part)

DOUBLELINE TOTAL RETURN I (DBLTX) (X) — Dividend

EV ADV FLOATING RATE 1 (EIFAX) (X) — Dividend — Sold

OAKMARK FUND ADVISOR (OAYMX) — Dividend — Buy (add'l)

OAKMARK FUND ADVISOR (OAYMX) — Sold (part)

PEAR TREE POLARIS FGN VL I (QFVIX) (X) — Dividend

PGIM TOTAL RETURN BOND Z (PDBZX) — Dividend — Buy (add'l)

THORNBURG INTL GROWTH I (TINGX) (X) — None — Sold

WESTERN ASSET CORE PLUS BD I (WACPX) — Dividend — Buy (add'l)

WESTERN ASSET CORE PLUS BD I (WACPX) — Sold

WCM Focused INTL Growth FD INST (WCMIX) — Dividend — Buy

Zacks Div FD Inst (ZDIIX) — Dividend — Buy

CUSTODIAL ACCOUNT #1 (H)

General Electric Stock (common) (GE) — Dividend

COLLEGE FUND #1 (H)

NY 529 College Svgs Prog, Mod Age-Based Opt: Conservative Growth Portf — None — Buy (add'l)

Board Member and Adjunct Faculty Member, Brooklyn Law School

Spouse's income — 2019 — Hewlett-Woodmere Union Free School District - Salary

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

.

Name change: NY 529 College Svgs Prog, Mod Age-Based Opt: Conservative Growth Portfolio was NY 529 College Svgs Prog, Mod Age-Based Opt:

Disciplined Growth Portfolio.