David T. Thuma

Vanguard 500 Index Fund Admiral Shares — Int./Div.

Vanguard Admiral Treasury Money Market Fund — Int./Div.

Vanguard Balanced Index Fund Admiral Shares — Int./Div.

Vanguard Tax-Exempt Money Market Fund — Int./Div.

Vanguard Balanced Fund Admiral Shares — Int./Div.

Vanguard Tax-Managed Balanced Fund Admiral Shares — Int./Div.

Vanguard Precious Metals and Mining Fund — Int./Div.

Vanguard Target Retirement 2025 Fund — Int./Div.

Vanguard Total Stock Market Index Fund Inv. Shares — Int./Div.

Vanguard Admiral Treasure Money Market Fund — Int./Div.

The Education Plan-25% Active Equity Protfolio — Int./Div. — Buy

The Education Plan-US Equity Index — Int./Div. — Buy

The Education Plan-Bond Index — Int./Div. — Buy

Oppenheimer NM Education Plan (529) Conservative Portfolio — Int./Div. — Sold

Oppenheimer Educ. Plan (529) Ultra Conservative Portfolio — Int./Div. — Sold

PBSWP, LLC (owns farm land in Handricks County, Indiana) — Rent

Wells Fargo Checking Account — Int./Div.

Wells Fargo Savings Account — Int./Div.

Exxon common stock — Int./Div.

Abbot Laboratories — Int./Div. — Buy

Alphabet Inc. — Int./Div.

Amazon — Int./Div.

Amgen — Int./Div. — Sold

Apple, Inc. — Int./Div.

Bank of America common stock — Int./Div.

Berkshire Hathaway, Series B — Int./Div.

Boeing Co. — Int./Div.

Booking Holdings — Int./Div.

Caterpillar Inc. — Int./Div. — Sold

Chevron Corp. — Int./Div.

Cisco Systems — Int./Div. — Buy

Comcast Corp. — Int./Div.

Constellation Brands — Int./Div. — Buy

CSX Corp. — Int./Div.

Diageo PLC — Int./Div.

Disney Co. — Int./Div.

Electronic Arts — Int./Div. — Buy

Emerson Electric Co. — Int./Div.

Facebook Inc. — Int./Div.

General Dynamics Corp — Int./Div. — Sold

Gilead Sciences — Int./Div. — Sold

HCA Holdings Inc. — Int./Div.

Home Depot Inc. — Int./Div.

Honeywell — Int./Div. — Buy

Humana Inc. — Int./Div.

Intel — Int./Div.

Intercontinental Exchange — Int./Div.

Interxion Holding NV — Int./Div.

Intuitive Surgical Inc. — Int./Div. — Sold

ishares Core U.S. Aggregate Bond ETF — Int./Div.

isharesMSCI EAFE Growth ETF — Int./Div.

ishares Core MSCI emerging markets ETF — Int./Div.

ishares Core MSCI EAFE ETF — Int./Div.

ishares Core S&P Mid ETF — Int./Div. — Buy

ishares Core S&P small cap ETF — Int./Div.

Johnson & Johnson — Int./Div. — Sold

JP Morgan Chase & Co. common stock — Int./Div.

Lam Research Corp. — Int./Div.

Lockheed Martin — Int./Div. — Buy

Mastercard — Int./Div. — Buy

Merck — Int./Div. — Buy

Microsoft Corp. — Int./Div.

Nextera Energy Inc. — Int./Div.

OneOK Inc. — Int./Div.

Packaging Corp of America — Int./Div.

Pepsico Inc. — Int./Div.

Pfizer Inc. — Int./Div.

Pimco Active BankETF — Int./Div.

Progressive Corp. — Int./Div.

Rio Tinto PLC — Int./Div.

Royal Dutch Shell — Int./Div.

Salesforce.com — Int./Div.

Sony Corp. — Int./Div. — Sold

SPDR portfolio short term corp. bond ETF — Int./Div.

SPDR S&P Biotech ETF — Int./Div. — Buy

Sprouts Farmers Markets — Int./Div. — Sold

Starbucks — Int./Div. — Buy

Thermo Fisher Scientic Inc. — Int./Div.

TJX Cos Inc. New — Int./Div.

Unilever PLC — Int./Div.

US Bancorp — Int./Div.

Vanguard real estate index fund ETF — Int./Div.

Vanguard Scottsdale Inter-term Treas. Index ETF — Int./Div.

Vanguard ETF; short term bonds — Int./Div.

Verizon Comm. — Int./Div.

Dodge & Cox Income Fund — Int./Div. — Sold

Doubline Funds; total return bond fund — Int./Div.

Metropolitan West funds; total return bond fund — Int./Div.

Fidelity Investments money market treas. only — Int./Div.

FPA New Income Inc. — Int./Div.

Ridgeworth Funds; floating rate high income/ nka Virtus Asset Tr. — Int./Div. — Sold

Thompson IM Funds; bond fund — Int./Div. — Sold

Member and manager, PBSWP, LLC, a New Mexico limited liability company (family LLC)

Reimbursement — NCBJ annual conference — 10/29/19-10/31/19 — Washington, DC — Attend NCBJ annual conference — three night's hotel; transportation; food

Reimbursement — Arizona State Bar — 6/27/19-6/29/19 — Phoenix, AZ — Speak at state bar conference — two night's hotel; transportation

Reimbursement — ABI — 8/29/19-8/31/19 — Las Vegas, NV — Speak at ABI Southwest conference — two night's hotel; transportation

Part I. PBSWP, LLC is a family owned LLC that owns farm land in Hendricks County, Indiana.