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What was filed

  • 58

    investments

  • 3

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Trust #1
  • Princeton Alumni Association of Central New York
  • Trust #3

As filed

Chase (Accounts) — Interest

ally (Account) — Interest

(H) Charles Schwab Schwab-One Account — Interest — Open

Schwab Advantage Money Fund (SWVXX) — Dividend — Buy

Schwab Advantage Money Fund (SWVXX) — Sold (part)

U.S. Treaury Note #1 — Interest — Buy

U.S. Treasury Note #2 — Buy

(H) NY's 529 College Savings Program (Accounts) — Closed

Interest Accumulation Portfolio (Bloomberg Barclays Index Fund) — Interest — Sold

(H) Trust #1

First Citizens Community Bank (Dep. Acct.) — Interest

Charles Schwab Bank, High Yield Investor Checking — Interest

Charles Schwab, Schwab One Trust Account — Interest

Schwab Advantage Money Fund (SWVXX) — Dividend — Buy

Schwab Advantage Money Fund (SWVXX) — Sold (part)

Schwab US Broad Market EFT (SCHB) — Dividend — Sold

Vanguard High Dividend Yield Index Fund ETF (VYM) — Dividend — Sold

U.S. Treasury Note #XH8 — Interest — Buy

U.S. Treasury Note #VV9 — Buy

U.S. Treasury Bill #TH-2 — Buy

Real Estate Parcel #1, Potter Cty., PA — None

Real Estate Parcel #2, Potter Cty., PA — None

Real Estate Parcel #3, Potter Cty., PA (w/ gas lease) — Royalty

Real Estate Right of Way, Potter Cty., PA — None

1/4 interest in Ameritas Life Ins. Co. whole life policy #1 — Dividend

1/4 interest in Ameritas Life Ins. Co. whole life policy #2 — Dividend

1/4 interest in Ameritas Life Ins. Co. whole life policy #3 — Dividend

1/4 interest in Ameritas Life Ins. Co. whole life policy #4 — Dividend

1/4 interest in MONY Life Ins. Co. (AXA) whole life policy — Dividend

Real Estate Parcel #4, Potter County, PA — None

(H) Trust #3

Citizens & Northern Bank — Interest — Open

SunTurst — Interest

Charles Schwab, Schwab One Trust Account — Interest

U.S. Treasury Bill #RN1 — Interest — Matured

U.S. Treasury Note #A42 — Buy

U.S. Treasury Note #N48 — Interest — Buy

U.S. Treasury Note #M98 — Interest — Buy

U.S. Treasury Bill #RM3 — Interest — Matured

U.S. Treasury Bill #RF8 — Interest — Matured

U.S. Treasury Note #WC0 — Interest — Buy

U.S. Treasury Bill #RA9 — Interest — Matured

U.S. Treasury Note #XH8 — Interest — Buy

U.S. Treasury Note #VV9 — Buy

U.S. Treaury Note #VZO — Interest — Buy

U.S. Treasury Note #2J8 — Buy

U.S. Treasury Bill #SV2 — Buy

U.S. Treasury Bill #QM4 — Interest — Matured

U.S. Treasury Bill #SM2 — Buy

U.S. Treasury Bill #QC6 — Interest — Matured

U.S. Treasury Bill #SH3 — Buy

U.S. Treasury Bill #PX1 — Interest — Matured

U.S. Treasury Bill #SD2 — Buy

U.S. Treasury Bill #PTO — Interest — Matured

U.S. Treasury Bill #RT8 — Buy

U.S. Treasury Bill #PK9 — Interest — Matured

U.S. Treasury Bill #RY7 — Buy

U.S. Treasury Bill #PP8 — Interest — Matured

Co-Trustee (1 of 4), Trust #1

Vice President, Princeton Alumni Association of Central New York

Co-Trustee (1 of 2), Trust #3

Position #1: Trust #1 is a trust of the reporting judge and other family members.

Position #3: Trust #3 is a trust of a family member. Reporting judge was appointed as a co-trustee on 01/24/19. The other co-trustee died on 01/07/2020.

Asset #3: Shows Schwab One interest only.

Asset ##4-5: Dividends on SWVXX and year end balance reported only on line 4.

Asset #7: No interest paid in 2019 on U.S. Treasury Note #2.

Asset ##8-9: Final withdrawals paid towards graduate school tuition for non-depenent child and account closed. Interest income for asset is shown only on line 9.

Asset #13: Shows Schwab One interest only.

Asset ##14-15: Dividends on SWVXX and year end balance reported only on line 14.

Asset ##19, 20: No interest paid in 2019 on U.S. Treasury Note #VV9 or U.S. Treasury Bill #TH-2.

Asset #23: Income consists of royalty on natural gas storage lease from National Fuel Gas Supply Corp.

Asset #24: The value of the right of way relating to other parcels in Potter County, PA was purchased, on 08/16/2004, for $2,500 by the donor to the trust, a

relative.

Assets ##25-29: 100% cash value and dividends reported, although reporting judge owns 1/4 interest in policies (on the life of a relative alive in 2019, although

he died on 01/07/2020).

Assets #33: Account existed as of 01/24/19, when reporting judge was made a co-trustee.

Assets #34: Account existed as of 01/24/19, when reporting judge was made a co-trustee. Some Treasury Bills in the Charles Schwab account were purchased

prior to reporting judges appointment as co-trustee. Line 34 Shows Schwab One interest only.

Assets ##35-58: Interest on Treasury Bills and Notes reported only if paid in 2019.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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