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What was filed

  • 33

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 2

    income

  • 0

    spouse income

Named parties

  • SIU Foundation (Southern Illinois University)
  • Annuity - State of Utah Judicial Retirement Plan. The income shown is the annual distribution -- See Section VIII
  • Southern Illinois University -- Beatty Jurist in Residence

As filed

WF PMA premier ckg — Interest

WF Money Market Prime Checking Acct. — Interest

Wells Fargo IRA Brokerage Acct (including)

IOO IShares Global 100 — Dividend

EZU IShares MSCI Eurozone — Dividend — Sold (part)

IVW IShares S&P 500 Growth — Dividend

SPY SPDR S&P 500 Trust Unit — Dividend — Sold (part)

MDY SPDR S&P Midcap 400 Trust Series N — Dividend — Buy (add'l)

VWO Vanguard Intl Equity Index Fds FTSE Emerging Markets — Dividend — Buy (add'l)

EFA IShares MSCI EAFE Index Fund — Dividend

WPS IShares Intl Developed Property — Dividend

EMB IShares JP Morgan USD Emerging Markets Bond Fd — Dividend

IGIB IShares Tr Intermediate Term Cr Bd — Dividend — Sold

PCY Invesco TR II Emerging Mkts Sovereign Debt — Dividend

PHB Invesco TR II Fundamental High Yield Corporate Bd — Dividend — Sold (part)

IJT IShares S&P Small Cap 600 Growth — Dividend

IJS IShares S&P Small Cap 600 Value — Dividend

IJK IShares S&P Midcap 400 Growth — Dividend — Sold (part)

IJK IShares S&P Midcap 400 Growth — Sold (part)

IVE IShares S&P 500 Value — Dividend

EEM 1Shares MSCI Emerging Markets — Dividend

XMLV Invesco Tr II S&P Midcap Low Volatility — Dividend

SRLN SPDR Blackstone/GSO Senior Loan — Dividend

XLI Industrial Select Sector SPDR — Dividend

SPLV Invesco TR II S&P 500 Low Volatility — Dividend

XLF Select Sector SPDR Tr Financial — Dividend — Sold

VGT Vanguard Information Tech — Dividend

Cash & Sweep Funds — Interest — Distributed (part)

Cash & Sweep Funds — Distributed (part)

OPEN END MUTUAL FUNDS

PCMFX Principal Calif. Municipal Fund Institutional Class (x) — Dividend — Buy

GIUSK Guggenheim FDS Invt Grade Bd FD (x) — Dividend — Buy

WIPIX Wells Fargo Funds Core Plus Board Fund (x) — Dividend — Buy

Agreement — See VIII — Utah Judicial Retirement

Reimbursement — SIU Foundation (Southern Illinois University) — 10/29/19 - 11/3/19 — Carbondale, IL — Beatty Jurist in Residence — transportation, lodging & meals

Income — 12/30/2019 — Annuity - State of Utah Judicial Retirement Plan. The income shown is the annual distribution -- See Section VIII — $50,827.77

Income — 11/3/19 — Southern Illinois University -- Beatty Jurist in Residence — $1,000.00

Part III: Non-Investment Income

As of the date of my resignation from the Third District Court, State of Utah, in October 1995, I had accumulated nine years in the state judicial retirement plan. In

February 2009 I transferred funds from the Wells Fargo IRA to purchase an additional year, bringing my total years to ten. That qualified me to receive benefits

when I reached the age of 62 in August 2009. This is an annuity type plan. In 2018 I received monthly payments from the Utah State Judicial Retirement Plan for

a total of $50,827.77.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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