Mary Patricia Gorman

Trust #1- checking account at JP Morgan Chase — None

Trust #2 - checking account at JP Morgan Chase — None

Trust #1- whole life policy with Gen. Amer. Life — Dividend

Trust #2 - whole life policy with Gen. Amer. Life — Dividend

Whole life policy with Northwesterm Mutual Life Ins. — Dividend

AMG Funds Timessquare Mid Cap Gr. — Dividend

American Funds Euro Pac.Growth Fd. — Dividend — Buy

American Funds Euro Pac.Growth Fd. — Buy (add'l)

American Funds Euro Pac.Growth Fd. — Buy (add'l)

Artisan Partners Fds. Small Cap Fd. — Dividend

Blackrock Funds Core Bond — Dividend — Sold

BlackrockGlobal Alloc. Instit. — Dividend

Blackrock Global Long/Short Credit Fd. — None — Buy

Blackrock Global Long/Short Credit Fd. — Sold

Delaware Group Equity FDS II Value Fd. — Dividend

Deutsche Sec. Enhanced Commodity Strat. Fd. (DWS) — Dividend — Sold

Deutsche Sec. Global Real Est. Secs. Fd. (DWS) — Dividend — Sold

BNY Mellon Fds Dynamic Total Return (Dreyfus)(name change) — Dividend

Eaton Vance Global Macro Absolute Return Fd. — None — Sold

Fidelity Advisor Strategic Income Fd. — Dividend

Fidelity 500 Index Fund — Dividend — Buy

Fidelity 500 Index Fund — Buy (add'l)

First Eagle Funds Global Fd. — Dividend

Forward Funds Tactical Growth Fund — Dividend

Gabelli Equity Ser. Fd. Sm. Cap Growth Fd. — None — Sold

Goldman Sachs Finl Square Treas. Instrs. Fd. — Dividend — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Gotham Absolute Return Fund n/k/a Fund Advantage — None — Sold

Harbor Cap. Apprec. Fd. — Dividend — Sold (part)

Harbor Cap. Apprec. Fd. — Sold (part)

Harbor Cap. Apprec. Fd. — Sold (part)

Hotchkis & Wiley Mid Cap Value Fund — None — Sold

Hartford Mut. Funds FDS- Midcap Funds — Dividend — Buy (add'l)

Jensen Portfolio Income — Dividend — Buy

John Hancock Classic Value Fund — Dividend — Buy (add'l)

John Hancok Funds Absolute Return Currency — Dividend — Sold (part)

John Hancock Funds III Disciplined Value Cap Fd — Dividend — Buy

John Hancock Funds III Disciplined Value Cap Fd — Buy (add'l)

JP Mprgan Tr. I US Equity Fund — Dividend

JP Morgan Chase - bank account — None

JP Morgan Chase- bank account — Interest

JP Morgan US Large Cap Core Plus Fd. — None — Sold

Lazard Fds. Intl. Equity Port Instl — None — Sold

LoCorr Invt. Trust Macro Strategies Fund — None — Buy

Mainstay Large Cap Growth Fd Cl. I — Dividend — Buy (add'l)

Meridian FD Inc. Sm Cap Growth Fds — Dividend — Buy (add'l)

Metropolitan West Funds Total Return Bond Fund — Dividend — Buy

MFS Ser. TR III Municipal High Inc. Fund CL I — Dividend

MFS Ser. TR X Emerging Mkts Class I — Dividend

MFS Ser. Tr.I Value Fund — Dividend — Buy

MFS Ser. Tr.I Value Fund — Buy (add'l)

Natixis Fds. ASG Global Alternatives Fd. (Managed Futures) — Dividend — Sold (part)

Nuveen Invest. Fds. R.E. Sec. Fds Class I — Dividend — Sold

Invesco Oppenheimer Dev. Mkts Fd. (name change) — Dividend

Invesco Oppenheimer Intl. Growth Fund (name change) — Dividend — Sold

InvescoOppenheimer Global Fund (name change) — Dividend — Sold (part)

InvescoOppenheimer Global Fund (name change) — Sold (part)

InvescoOppenheimer Global Fund (name change) — Sold (part)

Pimco All Asset Fund — Dividend — Sold (part)

Pimco Funds Pacific Investment — Dividend

Principal Funds High Yield Fd. — Dividend

Principal Funds Inc. Global Multi-Strategy Fd — None — Sold

Principal Fds Global R.E. Sec. Funds — Dividend — Sold (part)

Principal Fds Global R.E. Sec. Funds — Sold

Putnam Absolute Return — None

Russell Invt. Co. Global Infrastructure Fd. — Dividend — Sold

Russell Invt. Co. Commodity Strat. Fund — None — Sold

Russell Invt. Co Emerging Mkts. Fd — Dividend

Russell Invt. Co. Developed Mkts Fd. — Dividend

Russell Invt. Co. Strategic Bond Fd. — Dividend — Buy (add'l)

Russell Invt. Co. US Small Cap Equity Fd. — Dividend — Buy (add'l)

Russell Invt. Co. US Strat. Equity Fd. — Dividend — Buy (add'l)

Russell Multi Asset Growth Strategy Fd. — Dividend — Sold (part)

Russell Multi Asset Growth Strategy Fd. — Sold

T. Rowe Price Blue Chip Growth Fund — None — Sold

T. Rowe Price IntrnlFund-Overseas Stock — Dividend — Buy (add'l)

T. Rowe Price Summit Mun. Fds. — Dividend

Thornburg Inv. Tr. Global Opportunities Fund — Dividend

TCW Funds Relative Value Large Cap — None — Sold

Tributary Fds. Sm Co. Fund — Dividend — Sold (part)

Undiscovered Managers Behavioral Value Fund — Dividend — Buy

Victory Portfolios Small Co Opportunity Fd. — Dividend — Buy (add'l)

Virtus Emerging Mkts Opp. Ff n/k/a Virtus Opportunities — Dividend — Sold (part)

Wells Fargo Fds. Emerging Mkts Equity Fund — Dividend

Wells Fargo Global Sm Cap — Dividend — Buy (add'l)

Wells Fargo Funds Spec. Mid Cap Value — Dividend — Buy (add'l)

Wells Fargo Absolute Return Fund — Dividend

Trustee, Trust #1. Brother-in-law is settlor. Sole benficiaries are my sister, nieces and nephews.

Trustee, Trust #2. Brother -in-law is sttlor. Sole beneficiairies are my sister, nieces and nephews.

Board member and treasurer - position ended September 2019, Rail Meadows Homeowners Association, Springfield, Illinois. Non-profit corporation.