Suzanne H. Bauknight

LPL Financial Trad'l IRA (H)

Cash - Goldman Sachs — Interest

PIMCO Income Cl A — Dividend — Sold

Oppenheimer Developing Markets Cl A — Dividend — Buy (add'l)

Oppenheimer Developing Markets Cl A — Sold (part)

Oppenheimer Developing Markets Cl A — Sold (part)

Ishares Core S&P Small Cap ETF — Dividend — Sold

Berkshire Hathaway in DE CL B BRK/B — None — Sold (part)

Berkshire Hathaway in DE CL B BRK/B — Sold

Blackrock Total Return Instl MAHQX — Dividend — Sold (part)

Blackrock Total Return Instl MAHQX — Buy (add'l)

Blackrock Total Return Instl MAHQX — Buy (add'l)

Blackrock Total Return Instl MAHQX — Sold (part)

IShares Core S&P Mid Cap ETF UH — Dividend — Sold (part)

IShares Core S&P Mid Cap ETF UH — Sold

JPMorgan Global Bond Opptys CL 1 GBOSX — Dividend — Sold (part)

JPMorgan Global Bond Opptys CL 1 GBOSX — Sold

John Hancock Intl Growth Cl 1 GOGIX — Dividend — Buy (add'l)

John Hancock Intl Growth Cl 1 GOGIX — Sold

IShares Core S&P US Value ETF IUSV — Dividend — Sold (part)

IShares Core S&P US Value ETF IUSV — Buy (add'l)

IShares Core S&P US Value ETF IUSV — Sold (part)

IShares Core S&P US Growth ETF IUSG — Dividend — Sold (part)

IShares Core S&P US Growth ETF IUSG — Sold (part)

Blackrock Strategic Mun Opptys MAMTX — Dividend — Sold (part)

Blackrock Strategic Mun Opptys MAMTX — Buy (add'l)

Blackrock Strategic Mun Opptys MAMTX — Sold (part)

Blackrock Strategic Income Opptys BSIIX — Dividend — Sold (part)

Blackrock Strategic Income Opptys BSIIX — Sold (part)

Blackrock Strategic Income Opptys BSIIX — Sold (part)

Columbia Floating Rate Instl CL CFRZX — Dividend — Sold (part)

Columbia Floating Rate Instl CL CFRZX — Sold

IShares Edge MSCI Min Volatility ETF USMV — Dividend — Sold (part)

IShares Edge MSCI Min Volatility ETF USMV — Buy (add'l)

Ishares Core MSCI EAFE ETF (IEFA) — Dividend — Buy

Ishares Core MSCI EAFE ETF (IEFA) — Sold (part)

Ishares US Treasury Bond ETF (Govt) — Dividend — Buy

Ishares US Treasury Bond ETF (Govt) — Sold (part)

Morgan Stanley Instl Intl Advantage Cl 1 (MFAIX) — Dividend — Buy

Morgan Stanley Instl Intl Advantage Cl 1 (MFAIX) — Sold (part)

Pimco Income Cl 12 (PONPX) — Dividend — Buy

LPL Financial ROTH IRA #2 (H)

Cash - Goldman Sachs — Interest

Ishares Core S&P Total US Stock Market ETF — Dividend — Sold

Blackrock Strategic Income Opptys Investors Cl A — Dividend — Sold

Pimco All Asset All Authority Cl A (class exch to Cl 12) — Dividend — Sold

Holston Methodist Fed'l CU (Cash Accounts) — Interest

LPL Financial (Cash Account) — Interest

Employee (adjunct professor), University of Tennessee College of Law, Knoxville, TN

Associate Editor and Board Member, American Bankruptcy Law Journal (National Conference of Bankruptcy Judges)

Managing Editor, Conference News, National Conference of Bankruptcy Judges

Liability — Home Depot — Revolving Credit Card

Liability — Bard College at Simon's Rock — Tuition, Room & Board

Reimbursement — Mid-South Commercial Law Institute — 12/11/19 - 12/13/19 — Nashville, TN — seminar faculty — lodging, meals, tuition

Reimbursement — National Conference of Bankruptcy Judges — 10/29/19 - 11/02/19 — Washington, DC — professional association meeting — lodging, travel

Reimbursement — Tennessee Bar Association — 04/05/19 - 04/07/19 — Gatlinburg, TN — seminar faculty — lodging, travel, meals

Income — 11/2019 — University of Tennessee College of Law - teaching — $3,300.00

Income — 2019 — Associate Editor, American Bankruptcy Law Journal, National Conference of Bankruptcy Judges — $6,000.00

Spouse's income — 2019 — Powell United Methodist Church; employment