Tu M. Pham

INDIVIDUAL ASSETS (H)

FED TRUST FEDERAL BUILDING FEDERAL CREDIT UNION (cash) — Interest

VASCULAR TECHNOLOGIES INC — None

403(B) ACCOUNT #1 (H)

T ROWE RETIREMENT 2050 ADV (PARFX) — Dividend

403(B) ACCOUNT #2 (H)

DODGE & COX GLOBAL D FD (DODLX) — Dividend

GQG PARTNERS EMRG MKTS EQTY FD INV (GQGPX) — Dividend

MAIRS & POWERS SM CAP (MSCFX) — Dividend

OAKMARK INTL FD CLASS (OAKIX) — Dividend

PRIMECAP ODYSSEY AGGR GROWTH (POAGX) — Dividend

SCHWAB FUNDAMENTAL GLBL REAL ESTATE INDEX FD (SFREX) — Dividend

VANGUARD HEALTH CARE FD INV (VGHCX) — Dividend

VANGUARD SMALL CAP VALUE INDEX ADM (VSIAX) — Dividend

401K ACCOUNT (H)

VANGUARD BROKERAGE SWEEP ACCOUNT (cash) (Y)

VANGUARD PRIMECAP FUND ADMIRAL (VPMAX) — Dividend

IRA #1 (H)

SCHWAB US DIVIDEND EQUITY ETF (SCHD) — Dividend

FIRST EAGLE OVERSEAS FUND CL A (SGOVX) — Dividend — Buy

MAIRS AND POWER SM CAP FD (MSCFX) — Dividend

SCHWAB FUNDAMENTAL GLBL REAL ESTATE (SFREX) — Dividend

FIRST EAGLE GLOBAL FUND (SGENX) — None — Sold

VANGUARD HEALTH CARE FUND (VGHCX) — Dividend

BROKERAGE #1 (H)

SCHWAB BANK DEPOSIT ACCOUNT (cash) — Interest

EATON VNCE MGD GLBL BUY (ETW) — Dividend

EOG RESOURCES INC (EOG) — Dividend

PYPL COMMON STOCK (PYPL) — None

ISHARES MSCI EAFE ETF (EFA) — Dividend

SPDR GOLD SHARES ETF NV (GLD) — None — Buy

SPDR S&P 400 MID CAP (MDYV) — Dividend

VANGUARD S/T INVESTMENT (VFSTX) — Dividend

EAGLE MLP STRATEGY FD 1 (EGLIX) — Dividend — Sold (part)

EAGLE MLP STRATEGY FD 1 (EGLIX) — Sold

FIRST EAGLE OVERSEAS FUND CL A (SGOVX) — Dividend — Buy

FIRST EAGLE OVERSEAS FUND CL A (SGOVX) — Buy (add'l)

MAIRS AND POWER SM CAP (MSCFX) — Dividend

SCHWAB SMALL CAP INDEX (SWSSX) — Dividend

BROKERAGE #2 (H)

SCHWAB BANK SWEEP ACCOUNT (cash) — Interest

ISHARES MSCI JAPAN (EWJ) — Dividend

PRIMECAP ODYSSEY AGGR (POAGX) — Dividend

IRA #2 (H)

INVESCO OPPENHEIMER DEVELOPING MARKETS (ODMAX) (FORMERLY OPPENHEIMER) — Dividend

JPMORGAN MID CAP VALUE (FLMVX) — Dividend

MAIRS & POWER SM CAP (MSCFX) — Dividend

OAKMARK INTL FD INV (OAKIX) — Dividend

PRIMECAP ODYSSEY AGGRESSIVE (POAGX) — Dividend

EDUCATIONAL ACCOUNT #1 (H)

MAIRS & POWER GROWTH FUND (MPGFX) — Dividend

PRIMECAP ODYSSEY AGGRESSIVE GROWTH FUND (POAGX) — Dividend

EDUCATIONAL ACCOUNT #2 (H)

MAIRS & POWER GROWTH FUND (MPGFX) — Dividend

PRIMECAP ODYSSEY AGGRESSIVE GROWTH FUND (POAGX) — Dividend

TNSTARS 529 COLLEGE SAVINGS #1(H)

TN AGGRESSIVE GROWTH FUND (POAGX) — None

TN VANGUARD WELLINGTON ADM — None — Sold

TN BALANCED FUND — None — Buy

TN INTEREST BEARING ACCOUNT (cash equiv) — Int./Div.

TNSTARS529 COLLEGE SAVINGS #2 (H)

TN AGGRESSIVE GROWTH FUND — None

TN DFA LARGE CAP INTERNATIONAL FUND — None — Sold

TN TOTAL INTERNATIONAL STOCK FUND — None — Buy

TN VANGUARD WELLINGTON ADM — None — Sold

TN BALANCED FUND — None — Buy

TN INTEREST BEARING ACCOUNT (cash equiv) — Int./Div.

TNSTARS 529 COLLEGE SAVINGS #3 (H)

TN AGGRESSIVE GROWTH FUND — None

TN DFA LARGE CAP INTERNATIONAL FUND — None — Sold

TN TOTAL INTERNATIONAL STOCK FUND — None — Buy

TN VANGUARD WELLINGTON ADM — None — Sold

TN BALANCED FUND — None — Buy

BROKERAGE #3 (H)

PRIMECAP ODYSSEY AGGRESSIVE GROWTH (POAGX) — Dividend

T ROWE PRICE HEALTH SCIENCES (PRHSX) — Dividend

Agreement — 1997 — DEFINED CONTRIBUTION 401(K) PLAN WITH KIRKLAND & ELLIS (FORMER LAW FIRM)

Spouse's income — 2019 — SHELBY COUNTY TENNESSEE SCHOOLS - SALARY

Part VII, line 3: Valuation of this asset is based upon the amount of the initial investment.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.