Brian Matthew Morris

New York Life Variable Annuity

MainStay ICAP Select Equity Fund — Int/Div — Sold

MainStay VP Common Stock Portfolios — Int/Div — Sold

MainStay VP Convertible Portfolio — Int/Div — Sold

MainStay Janus Balanced Portfolio — Int/Div — Sold

MainStay Large Cap Growth Portfolio — Int/Div — Sold

MammStay VP S&P 500 Index Portfolio — Int/Div — Sold

MainStay VP T. Rowe Price Equity Income Portfolio — Int/Div — Sold

RBC Prime Money Market Fund — Interest — Closed

Ascent Bancorp Restricted — None — Buy

DA Davidson & Co — Interest — Open

Yahoo Common Stock — None

Carbon Energy Holdings — None

Capital Housing Partners — Distribution

First Interstate Bank (Cash Account) — Interest

Christensen & Prezeau, PLLP 401(k) Profit Sharing Plan

American Funds AMCAP Fund — Int/Div

American Funds New Perspective — Int/Div

Franklin Templeton Mutual Global Discovery Fund — Int/Div

JP Morgan Mid-Cap Value Fund — Int/Div

Neuberger Berman Socially Responsive Fund — Int/Div

Oppenheimer Main Street Smnall & Mid. Cap Fund — Int/Div

Estate #1

Agricultural property, Madison County. Montana — None

Opportunity Bank (Cash Account) — Interest

Liability — AES — Education Loan

Liability — Chase Bank — Credit Card

Liability — Amencan Express — Credit Card

| serve as the executor for Estate #2 listed in Part 1. | am serving as the executor for no compensation and my spouse, dependent children, and | have no beneficial

interest in principal or income for the estate. All of the assets in Estate # 2 are being transferred to to two separate trusts. These tranfers have been delayed due to

clouds on titles of several real estate parcels. The transfers should be completed this year.

It is my understanding that 1 am not required to list the assets or income of Estate #2 under these circumstances.