Sarah Netburn

2016Annual

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What was filed

306
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

As filed

RMA ACCOUNT #1: XXX7T(H)

iShares DJ Select Divid Index Fund — None — Sold

iShares Floating Rate Bond Fund ETF — None — Sold

iShares NASDAQ Biotechnology Index Fund — None — Sold

iShares US Real Estate — None — Sold

iShares JP Morgan USD Emerging Markets Bond ETF — None — Sold

Pimco 1-5 Yr US Tips Index ETF — None — Sold

Vanguard Index Funds Vanguard Small Cap FTF — None — Sold

iShares Barclays 1-3 Yr Credit Bond Fund — None — Sold

iShares Barclays 1-3 Yr Treas. Bond FD — None — Sold

iShares Barclays TIPS Bond Fund — None — Sold

iShares IBOXX High Yield Corp Bond — None — Sold

iShares S&P S00 Value — None — Sold

iShares Trust S&P 500 Growth Index Fund DE — None — Sold

iShares S&P 100 Index Fund DE — None — Sold

iShares TR FLTG Rate NT ETF — None — Sold

iShares MSC Japan ETF — None — Sold

JPM Chase Capital XXVII 7.200% Due 12/22/39 Callable — None — Sold

Powershares Exchange Traded FD TR FINL PFD Portfolio — None — Sold

Vanguard Short Term Corporate BD ETF — None — Sold

Powershares ETF Trust 11 n/k/a Powershares Senior Loan (BLKN) — None — Sold

SPDR Barclays Capital High Yield ETF — None — Sold

SPDR Barclays Intl Treas Bond ETF — None — Sold

SPDR Barclays S/T IRT Treas Bond ETF — None — Sold

Powershares DB Commodity Index Tracking Fund — None — Sold

Powershares DB Multi Sector Commodity TR DB Agriculture Fund — None — Sold

SPDR S&P Emerging Markets ETF DE — None — Sold

SPDR SER TR Barclays Cap Conv ETF — None — Sold

Vanguard Index Funds MFD INC FSTE ALL — None — Sold

Vanguard Index Funds Mid Cap — None — Sold

Vanguard Intel Equity Index FD INC FSTE ALL-WORLD EX-U — None — Sold

Vanguard Info Tech — None — Sold

Vanguard FTSE Europe ETF — None — Sold

Vanguard FTSE Emerging Markets — None — Sold

iShares US Treas Bond Fund ETF — None — Sold

Vanguard Charlotte FDS Intl BD Index Fd FTF — None — Sold

iShares BOXX Invt Grade Corp Bond ETF — None — Sold

Columbia Aggressive Growth NY 529 Portfolio Class A — Int/Div

IRA #1 Rollover: XXX67 (H)

UBS Pace Money Market Investment Fund ClassP — None — Sold

Blackrock Health Sciences Fund — None — Buy

Blackrock Health Sciences Fund — Sold

Calamos Convertible Fund Class A — None — Sold

DWS Dreman Small Cap Value Fund Class A — None — Sold

Delaware Value Fund Inst. Class — Int/Div — Buy

Delaware Value Fund Inst. Class — Sold (part)

S10. — Buy (add'l)

S10. — Sold

Pumam Voyager Fund Inc. C1 A — None — Sold

Olstein All Cap Value Fd Adviser — None — Buy (add'l)

Olstein All Cap Value Fd Adviser — Buy (add'l)

Olstein All Cap Value Fd Adviser — Sold (part)

Olstein All Cap Value Fd Adviser — Buy (add'l)

Olstein All Cap Value Fd Adviser — Sold

Oppenheimer Developing Markets Fund CLA — None — Sold

Oppenheimer Equity Income Fund Inc. CI A — None — Sold

Calvert Short Duration Income Fund Class A — None — Sold

JP Morgan Strategic Income Opportunities — Int/Div — Sold (part)

JP Morgan Strategic Income Opportunities — Sold (part)

JP Morgan Strategic Income Opportunities — Buy (add'l)

JP Morgan Strategic Income Opportunities — Sold (part)

JP Morgan Strategic Income Opportunities — Buy (add'l)

JP Morgan Strategic Income Opportunities — Sold

13D Activist Fund — None — Sold (part)

13D Activist Fund — Buy (add'l)

13D Activist Fund — Sold (part)

13D Activist Fund — Buy (add'l)

13D Activist Fund — Sold

Tweedy Brown Global (TBGVX) — None — Sold (part)

Tweedy Brown Global (TBGVX) — Sold (part)

Tweedy Brown Global (TBGVX) — Buy (add'l)

Tweedy Brown Global (TBGVX) — Sold (part)

Tweedy Brown Global (TBGVX) — Buy (add'l)

Tweedy Brown Global (TBGVX) — Sold

Lord Abbett Short Duration Income Fund — Int/Div — Buy (add'l)

Lord Abbett Short Duration Income Fund — Sold (part)

Lord Abbett Short Duration Income Fund — Buy (add'l)

Lord Abbett Short Duration Income Fund — Sold (part)

Lord Abbett Short Duration Income Fund — Buy (add'l)

Lord Abbett Short Duration Income Fund — Sold (part)

Lord Abbett Short Duration Income Fund — Sold

Franklin Small Cap Growth (MFFSKS) — None — Buy (add'l)

Franklin Small Cap Growth (MFFSKS) — Buy (add'l)

Franklin Small Cap Growth (MFFSKS) — Sold

Aberdeen Divers AL — None — Sold

Prudential Short Dur — None — Buy (add'l)

Prudential Short Dur — Sold (part)

Prudential Short Dur — Buy (add'l)

Prudential Short Dur — Sold

Franklin Mutual European Fund — None — Sold (part)

Franklin Mutual European Fund — Buy (add'l)

Franklin Mutual European Fund — Sold

Ivy Emerging Markets Equity Fd — None — Sold (part)

Ivy Emerging Markets Equity Fd — Buy (add'l)

Ivy Emerging Markets Equity Fd — Sold (part)

Ivy Emerging Markets Equity Fd — Sold

JP Morgan Large Cap Growth Fd Select — None — Buy (add'l)

JP Morgan Large Cap Growth Fd Select — Buy (add'l)

JP Morgan Large Cap Growth Fd Select — Sold (part)

JP Morgan Large Cap Growth Fd Select — Sold

Oakmark Intl Fund — None — Sold (part)

Oakmark Intl Fund — Buy (add'l)

Oakmark Intl Fund — Sold (part)

Oakmark Intl Fund — Buy (add'l)

Oakmark Intl Fund — Sold (part)

Oakmark Intl Fund — Buy (add'l)

Oakmark Intl Fund — Sold

Scout Mid Cap Fund — Int/Div — Sold (part)

Scout Mid Cap Fund — Sold (part)

Scout Mid Cap Fund — Buy (add'l)

Scout Mid Cap Fund — Sold (part)

Scout Mid Cap Fund — Sold

Blackrock High Yield Bond — Int/Div — Sold (part)

Blackrock High Yield Bond — Sold (part)

Blackrock High Yield Bond — Buy (add'l)

Blackrock High Yield Bond — Sold (part)

Blackrock High Yield Bond — Buy (add'l)

Blackrock High Yield Bond — Sold

Eaton Vance Floating Rate Advantage — Int/Div — Sold (part)

Eaton Vance Floating Rate Advantage — Buy (add'l)

Eaton Vance Floating Rate Advantage — Sold

Loomis Sayles LTD Term Govt and Agency Fd — Int/Div — Sold (part)

Loomis Sayles LTD Term Govt and Agency Fd — Sold (part)

Loomis Sayles LTD Term Govt and Agency Fd — Buy (add'l)

Loomis Sayles LTD Term Govt and Agency Fd — Sold (part)

Loomis Sayles LTD Term Govt and Agency Fd — Buy (add'l)

Loomis Sayles LTD Term Govt and Agency Fd — Sold (part)

Loomis Sayles LTD Term Govt and Agency Fd — Sold

Putnam Diversified Income Fd — Int/Div — Buy (add'l)

Putnam Diversified Income Fd — Sold (part)

Putnam Diversified Income Fd — Buy (add'l)

Putnam Diversified Income Fd — Sold (part)

Putnam Diversified Income Fd — Buy (add'l)

Putnam Diversified Income Fd — Sold (part)

Putnam Diversified Income Fd — Sold

T. Rowe Price Global Tech Fund — None — Buy

T. Rowe Price Global Tech Fund — Buy (add'l)

T. Rowe Price Global Tech Fund — Sold (part)

T. Rowe Price Global Tech Fund — Sold

Victory Incore Fund for Income — Int/Div — Buy (add'l)

Victory Incore Fund for Income — Sold (part)

Victory Incore Fund for Income — Buy (add'l)

Victory Incore Fund for Income — Sold (part)

Victory Incore Fund for Income — Buy (add'l)

Victory Incore Fund for Income — Sold

iShares S&P S00 Growth ETF — Int/Div — Buy

iShares S&P S00 Growth ETF — Buy (add'l)

iShares S&P S00 Value ETF — Int/Div — Buy

iShares S&P S00 Value ETF — Buy (add'l)

iShares U.S. Healthcare ETF — Int/Div — Buy

iShares U.S. Healthcare ETF — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — None — Buy

Vanguard FTSE Emerging Markets ETF — Int/Div — Buy

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF — Int/Div — Buy

Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF — Int/Div — Buy

Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)

Vanguard Intl Equity Index Funds Inc FSTE ALL — Int/Div — Buy

Vanguard Intl Equity Index Funds Inc FSTE ALL — Buy (add'l)

Account XXX68 (H)

UBS Bank USA Deposit Account — Interest

UBS Select Prime Investor Fund — None — Closed

RMA Money Mkt Portfolio — None — Closed

ROTH IRA 22: XXX57 (H)

UBS Bank USA Deposit Account — None

Eaton Vance Richard Bemstein Equity — Int/Div

IRA #3 ETF4; XXX56(H)

iShares Floating Rate Bond ETF — Int/Div — Buy (add'l)

iShares Floating Rate Bond ETF — Sold (part)

iShares Floating Rate Bond ETF — Buy (add'l)

iShares Floating Rate Bond ETF — Sold (part)

iShares Floating Rate Bond ETF — Buy (add'l)

iShares IBOXX Invt Grade Corporate Bond ETF — None — Sold

iShares IBOXX High Yield Corporate Bond ETF — Int/Div — Sold (part)

iShares IBOXX High Yield Corporate Bond ETF — Buy (add'l)

iShares IBOXX High Yield Corporate Bond ETF — Sold (part)

iShares IBOXX High Yield Corporate Bond ETF — Buy (add'l)

iShares MSC Japan ETF — Int/Div — Buy (add'l)

iShares MSC Japan ETF — Sold

iShares S&P S00 Growth ETF — Int/Div — Buy (add'l)

iShares S&P S00 Growth ETF — Buy (add'l)

iShares S&P S00 Value ETF — Distribution — Buy (add'l)

iShares S&P S00 Value ETF — Buy (add'l)

iShares S&P S00 Value ETF — Sold (part)

iShares S&P S00 Value ETF — Buy (add'l)

iShares U.S. Healthcare ETF — Int/Div — Buy

iShares U.S. Healthcare ETF — Buy (add'l)

iShares U.S. Real Estate ETF — Sold

iShares U.S. Treas Bond ETF — Int/Div — Buy (add'l)

iShares U.S. Treas Bond ETF — Sold (part)

iShares U.S. Treas Bond ETF — Buy (add'l)

iShares U.S. Treas Bond ETF — Sold (part)

iShares U.S. Treas Bond ETF — Buy (add'l)

iShares 1-3 Treas Bond — Int/Div — Buy (add'l)

iShares 1-3 Treas Bond — Sold (part)

iShares 1-3 Treas Bond — Buy (add'l)

iShares 1-3 Treas Bond — Sold (part)

iShares 1-3 Treas Bond — Buy (add'l)

Powershares DB Multi Sector Commodity TR DB Agriculture Fund — None — Sold

Powershares Senior Loan (BKLN) — Int/Div — Sold

SPDR S&P Emerging Markets E11 DE — None — Sold

Vanguard Charlotte FDS Total Intl Bd Index Fd ETF — None — Sold

Vanguard FTSE Emerging Markets ETF — Int/Div — Sold (part)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard FTSE Europe ETF — Int/Div — a

Vanguard FTSE Europe ETF — Buy (add'l)

Vanguard FTSE Europe ETF — Sold

Vanguard Index Funds Vanguard Mid Cap ETF DE — Int/Div — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Sold (part)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Int/Div — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Sold (part)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Buy (add'l)

Vanguard Intl Equity Index FD Inc FSTE ALL — Int/Div — Buy (add'l)

Vanguard Intl Equity Index FD Inc FSTE ALL — Sold (part)

Vanguard Intl Equity Index FD Inc FSTE ALL — Buy (add'l)

Vanguard Sector Index FD Information Tech ETF — Int/Div — Buy

Vanguard Sector Index FD Information Tech ETF — Buy (add'l)

Vanguard Sector Index FD Information Tech ETF — Sold (part)

Vanguard Sector Index FD Information Tech ETF — Buy (add'l)

Vanguard Sector Index FD Information Tech ETF — Sold (part)

Vanguard Sector Index FD Information Tech ETF — Sold

Vanguard Short Term Corporate BD ETF DE — Int/Div — Buy (add'l)

Vanguard Short Term Corporate BD ETF DE — Sold (part)

Vanguard Short Term Corporate BD ETF DE — Buy (add'l)

Vanguard Short Term Corporate BD ETF DE — Sold (part)

Vanguard Short Term Corporate BD ETF DE — Buy (add'l)

RIT) — Sold (part)

IRA #4 (H)

JRHOX — Int/Div

In the 2015 Report, | made the following errors: (1) SPDR S&P Emergmg Markets ETF DE was listed on line 94 in the 2015 Report as an asset held at the end

of 2015, when in fact it was sold in full on 07/30/15, It is listed on line 272 in this Report as sold in full on 07/30/15; (2) iShares US Real Estate ETF was listed

on line 98 in the 2015 Report as sold in full on 12/16/15, when in fact it was sold in part on that date; it was sold in full on 01/04/16, as noted on line 258; (3)

Powershares DB Multi Sector Commodity TR DB Agriculture Fun was listed on line 99 in the 2015 Report as an asset that was held at the end of 2015, when

in fact it was sold in full on 03/02/15. It is listed on line 270 in this Report as sold in full on 03/02/15; (4) "Vanguard Intl Equity Index FD Inc FSTE ALL" is

listed in one account on line 95 and "Vanguard Ftse All World" is listed in the same account on line 101 of the 2015 Report, when in fact these are one in the

sume; in this Report it is listed only as "Vanguard Intl Equity Index FD lnc FSTE ALL"; (5) "iShares S&P 500 Value ETF" is listed in one account on line 89 and

106 in the 2015 Report; in this Report this asset is listed only once; (6) "iShares Floating Rate Bond ETF" was first purchased on 1/14/14 into Account IRA #3

ETF4; XXX56, but it was not listed in prior reports. It is listed here at line 232; (7) "iShares High Yield Corporate Bond ETF" is listed on line 111 in the 2015

Report; the proper name is * iShares IBOXX High Yield Corporate Bond ETF," and 1s listed as such in this Report; (8) In my 2015 Report, I list "JP Morgan

Strat (ISOSX)" and "JP Morgan Strategic (JSOAX)." These assets are reflected mn this Report under "JP Morgan Strategic Income Opportunities™ (9) In my

2015 Report, | list “Lord Abbett Short (LALDX)" and "Lord Abett Short (LDLFX)." These assets are reflected in this Report under "Lord Abbett Short Duration

Income Fund."

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.