Peggy Kuo

Justice Federal Credit Union - bank account — Interest — Exempt

New York City Deferred Compensation Plan « common trust fund — Exempt

American Funds The Growth Fund of America Class F-2 — Int/Div — Exempt

Calamos Convertible Fund Class A — Int/Div — Exempt

Calvert Short Duration Income Fund Class A — Int/Div — Exempt

DWS Small Cap Value Fund Class A — Int/Div — Exempt

Eaton Vance Floating-Rate Advantage Fund Class — Int/Div — Exempt

Eaton Vance Large Cap Value Fund Class A — Int/Div — Exempt

Eaton Vance Large Cap Value Fund Class — Int/Div — Exempt

Eaton Vance Richard Bernstein Equity Strategy Fund Class 1 — Int/Div — Exempt

Franklin-Templeton Global Bond Fund Class A — Int/Div — Exempt

Goldman Sachs MidCap Value Inst] — Int/Div — Exempt

Invesco MudCap Core-Equity Fund Class Y — Int/Div — Exempt

Ivy High Income Fund Class A — Int/Div — Exempt

Ivy High Income Fund Class — Int/Div — Exempt

JP Morgan Short Duration Bond Fund Class A — Int/Div — Exempt

JP Morgan Strategic Income Opportunities Fund Select Class Shares — Int/Div — Exempt

Looms Sayles Ltd Term Govt & Agency Fund — Int/Div — Exempt

Loomis Sayles Ltd Term Govt & Agency Fund Class Y — Int/Div — Exempt

Lord Abbett Short Duration Income Fund — Int/Div — Exempt

Managers Funds Short Duration Govt — Int/Div — Exempt

Oakmark Intl Fund Class — Int/Div — Exempt

Oppenheimer Developing Mkts Fund Class Ad — Int/Div — Exempt

Oppenhemmer Equity Income Fund Class A — Int/Div — Exempt

Oppenhemmer Equity Income Fund Class Y — Int/Div — Exempt

Oppenheimer Rochester Ltd Term NY — Int/Div — Exempt

Oppenheimer Steelpath MLP Alpha Fund A — Int/Div — Exempt

Oppenheimer Steelpath MLP Alpha Fund Y — Int/Div — Exempt

PIMCO CommoditiesPlus Fund Class A — Int/Div — Exempt

PIMCO CommoditiesPlus Strategy Fund Class P — Int/Div — Exempt

PIMCO Real Return Fund Class A — Int/Div — Exempt

PIMCO Total Return Fund Class A — Int/Div — Exempt

Scout MidCap Fund — Int/Div — Exempt

TCW Emerging Markets Income Fund Class 1 — Int/Div — Exempt

TCW Emerging Markets Income Fund Class N — Int/Div — Exempt

Templeton Global Bond Advisor Class — Int/Div — Exempt

Tweedy, Browne Global Value Fund — Int/Div — Exempt

Victory Fund for Income Class — Int/Div — Exempt

Victory Fund for Income Class A — Int/Div — Exempt

Vanguard 500 Index Fund Admiral Shares — Int/Div — Exempt

Vanguard Value Index Fund Admiral Shares — Int/Div — Exempt

Vanguard Extended Mkt Index Fund Admiral Shares — Int/Div — Exempt

Vanguard Mid-Cap Index Fund Investor Shares — Int/Div — Exempt

Vanguard Mud-Cap Index Fund Admiral Shares — Int/Div — Exempt

Vanguard Total Bond Mkt Index Fund Admiral Shares — Int/Div — Exempt

Vanguard Total Bond Mkt Index Fund Investor Shares — Int/Div — Exempt

Vanguard Total Bond Mkt Index Fund Admiral Shares — Int/Div — Exempt

Vanguard Intermediate Term Investment Grade Fund Investor Shares — Int/Div — Exempt

Vanguard Total Int'l Stock Index Fund Admiral Shares — Int/Div — Exempt

Vanguard Total Stock Mkt Index Fund Admiral Shares — Int/Div — Exempt

Dodge & Cox Stock — Int/Div — Exempt

Vanguard Total Bond Mkt Institutional — Int/Div — Exempt

Goldman Sachs Strategic Inc IC — Int/Div — Exempt

DFA US Small Cap Value — Int/Div — Exempt

Artisan Intl Institutional — Int/Div — Exempt

Fidelity Contrafund K — Int/Div — Exempt

Fidelity Low Priced Stock K — hy — Exempt

Bank of America bank account — Interest — Exempt

linois State Universities Retirement System common trust fund — Exempt

General Counsel and Deputy Commissioner, New York City Office of Administrative Trials and Hearings

Assistant reasurer, Federal Bar Council

President-Elect, Federal Bar Council Inn of Court

Vice-Chair, Manhattan Legal Services

Agreement — 2015 — New York City Pension Plan - payments upon retirement, no control

Agreement — 200 — New York Stock Exchange Pension Plan - payments upon retirement, no control

Income — 2013 — New York City Office of Administrative Trials and Hearings, gross salary — S144.088.00

Income — 2014 — New York City Office of Admimistrative Tals and Hearings, gross salary — SIS137.00

Income — 2015 — New York City Office of Administrative Trials and Hearings, gross salary — $144,752.00

Income — 2015 — Defense Institute for International Legal Studies, teaching tee — $575.00

Spouse's income — 2013:2015 — self-employed musician

Spouse's income — 20132015 — music royalties

Part VIL, items 2 and 59 are common trust funds which do not disclose the underlying holdings or the mcome derived from them. The only information | have

shows the values of the account on a quarterly or annual basis, which may include reinvested dividends and interest, along with market fluctuations in the value of

the assets. Accordingly, 1 have left columns B( 1) and B(2) blank