Sheila M. Finnegan
2015Annual
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What was filed
83
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Northwestern University Law School
As filed
New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div
Everbank Checking — Interest
US. Employee Credit Union Checking and Saving — Interest
leconix Brand Group, Inc. (ICON) — None
Brokerage Account (Fidelity)
Fidelity Municipal Money Market — Interest
Merck & Co (formerly Schering Plough) — Int/Div
VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Int/Div — Buy
VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy (add'l)
VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy (add'l)
VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy (add'l)
VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Sold (part)
VTI (Vanguard Index Total Stk Mkt ETF) — Int/Div — Buy
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Int./y
FSEVX (Spartan Extended Mkt Index Fid Adv Class) — Ine
AGG (IShare Core U.S. Aggregate Bond ETF) — Int/Div — Buy
SPY (SPDR S&P S00 ETF) — Int/Div
Brokerage Acct 2 (UBS- 08 to Fidelity; now combined )
RMA Money Mkt Portfolio — Int/Div
Chicago IL Wstwitr Transm Rev Ser B FGIC 010117 Did 112106 — Interest
Denton Texas Util Sys Rev FSA B/E /R S000 1200117 DTD OSS — Interest — Redeemed
Marvland St. Sr A BE/R/ — Interest
Brokerage acct 3 {Fid/Breck: now combined)
Charleston Canty S.C. Transn Sales Tax Go — Interest — Redeemed
Arizona St Transn Brd Hwy Rev Bds Ser — Interest
Collin Cnty Tex Ultd Tax Rd and Ref Bds — Interest
Honolulu Hawaii City & Cnty Wastewtr Svs — Interest
Elk Grove Village GO Bds Ser — Interest
King Cuty Wash Swr Rev — Interest
Naperville ILL GO Ref BDS Ser — Interest
Ohio State Infrastr lmpt GO Rev — Interest
Ohio St Univ Gen Repts — Interest
Orange Cty Fla Sales Tax Rev — Interest
Redmond Wash Ref Bds Ser — Interest
Tempe Ariz GO Bds Ser — Interest
Texas St Univ Sys Fing Rev — Interest
Humble Tx Indpt Sch Bond 2/15/19 — Interest — Redeemed
Washington St Motor Vhele Fuel Tax GO — Interest
Winnebago Caty Ill Go Alt Ref BDS — Interest
Marvland St. Sr A BE/R — Interest
Will Grundy Ete Cnty" III Cmnty 06/01/2018 Colleg — Interest
Rollover IRA/Roth SF (UBS-83/Fid-868/24/ — Int
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy
Goldman Sachs Group Inc Bond 1/15/15 — Redeemed
Anheuser Busch Co. Bond 2/1/15 — Redeemed
Cisco Systems Inc Bond 2/22/16
Metlife Inc NTS 05.000% 061515 Ded062305 FC 121508 calla M/W — Redeemed
Rollover IRA SF 2 (UBS-84/Fid Multiple Roth) — Int/Div
TIP (Ishares Tips Bond ETF)
VXUS (Vanguard Star FD Total Intl Stock Index ETF)
AGG (Ishares Core US Aggregate Bond ETF) — Buy
VTI {Vanguard Total Stock Mkt ETF)
IRA Rollover Acct KS (Fidelity) — Int/Div
OPGSX (Oppenheimer Gold & Spec Minerals C1 A)
AGQG (IShare Core US Aggregate Bond FTF)
Roth IRA Accts KS (Fidelity) — Int/Div
FDRXX (Fidelity Cash Reserves)
SPHIX (Fidelity High Income)
AGG (shares Core U.S. Aggregate Bond ETF) — Buy (add'l)
Roth IRA SF (Fidelity) — Int
FDRXX (Fidelity Cash Reserves)
Abbvie Inc
Health Savings Account IRA — Int/Div
VXUS (Vanguard Total Intl ETF)
VTI (Vanguard Total Stock Market ETF)
Federated Prime Cash Trust
College Invest Stable Value Plus (MetLife) £29 Plan for DS — Int/Div
Ilinois Bright Start 529 for MS (Index Age Based 12-14 Yrs) — Int/Div
inois Bright Start 529 for MS (Index Equity) — Int
Utah 529 Plan MS (Option 9) — Int/Div
Fidelity 529 Plan MS (MA Portfolio 2015) — Int/Div
College Invest Stable Value Plus (MetLife) £29 Plan for MS — Int/Div — Buy
Brokerage Acct DS
FTEXX (Fidelity Municipal Money Market) — Interest
VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div
Brokerage Acct MS
FTEXX (Fidelity Municipal Money Market) — Interest
VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div
Roth IRA DS (now at Vanguard) — Int/Div
Vanguard Total Stock Mtk ETF (VT1)
Ishares Core US Aggreg Bond (AGG)
Chase Bank checking - DS — Interest
Chase Bank saving - MS — Interest
Adpmunct Professor, Northwestern University Law School
This amended report differs from the origmal report only in the addition of this Part VIII explanation which is in response to the October 11, 2016 letter from the
Committee on Financial Disclosure.
1. As the October 11, 2016 letter noted, my 2015 report (Part VII, line 24) listed “Charleston Cnty Transn Sales Tax Go” (redeemed on 11/2/2015). This was
not listed on my 2014 report. Conversely, my 2014 report (Part VII, line 31) listed “Charleston Caty SC BE/R 4.250 110115 dtd 050206 that was not listed in
the 2015 report. | have determined from the CUSIP (160069NLO) that these are one and the same bond. The bond initially was held in a UBS account and the
account statement reflected the name as “Charleston Canty SC BE/R 4.250 110115 ded 050206" so this is what appeared on the 2010 report and carried over to
reports in 2011, 2012, 2013, and 2014. None of those reports listed “Charleston Cnty Transn Sales Tax Go”, By the time the bond was redeemed on 11/2/2015,
it had been transferred to a Fidelity account, and the Fidelity account statement reflected it as “Charleston Cnty Transn Sales Tax Go” so this is the name that
appeared in the 2015 report.
2. In Part VII, line 58, “SPHIX (Fidelity High Income)” is listed. SPHIX was also listed in the 2014 report (at line 93). In prior reports (2010 to 2013), SPHIX
was listed in two places as it was held in both my husband's ROTH IRA account (and still is), as well as in one of my ROTH IRA accounts. But as explained in
the notes to my 2014 report, the SPHIX position held in my ROTH IRA account was sold on 11/22/2013,
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.