Sheila M. Finnegan

2015Annual

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What was filed

  • 83

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Northwestern University Law School

As filed

New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div

Everbank Checking — Interest

US. Employee Credit Union Checking and Saving — Interest

leconix Brand Group, Inc. (ICON) — None

Brokerage Account (Fidelity)

Fidelity Municipal Money Market — Interest

Merck & Co (formerly Schering Plough) — Int/Div

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Int/Div — Buy

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy (add'l)

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy (add'l)

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy (add'l)

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Sold (part)

VTI (Vanguard Index Total Stk Mkt ETF) — Int/Div — Buy

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Int./y

FSEVX (Spartan Extended Mkt Index Fid Adv Class) — Ine

AGG (IShare Core U.S. Aggregate Bond ETF) — Int/Div — Buy

SPY (SPDR S&P S00 ETF) — Int/Div

Brokerage Acct 2 (UBS- 08 to Fidelity; now combined )

RMA Money Mkt Portfolio — Int/Div

Chicago IL Wstwitr Transm Rev Ser B FGIC 010117 Did 112106 — Interest

Denton Texas Util Sys Rev FSA B/E /R S000 1200117 DTD OSS — Interest — Redeemed

Marvland St. Sr A BE/R/ — Interest

Brokerage acct 3 {Fid/Breck: now combined)

Charleston Canty S.C. Transn Sales Tax Go — Interest — Redeemed

Arizona St Transn Brd Hwy Rev Bds Ser — Interest

Collin Cnty Tex Ultd Tax Rd and Ref Bds — Interest

Honolulu Hawaii City & Cnty Wastewtr Svs — Interest

Elk Grove Village GO Bds Ser — Interest

King Cuty Wash Swr Rev — Interest

Naperville ILL GO Ref BDS Ser — Interest

Ohio State Infrastr lmpt GO Rev — Interest

Ohio St Univ Gen Repts — Interest

Orange Cty Fla Sales Tax Rev — Interest

Redmond Wash Ref Bds Ser — Interest

Tempe Ariz GO Bds Ser — Interest

Texas St Univ Sys Fing Rev — Interest

Humble Tx Indpt Sch Bond 2/15/19 — Interest — Redeemed

Washington St Motor Vhele Fuel Tax GO — Interest

Winnebago Caty Ill Go Alt Ref BDS — Interest

Marvland St. Sr A BE/R — Interest

Will Grundy Ete Cnty" III Cmnty 06/01/2018 Colleg — Interest

Rollover IRA/Roth SF (UBS-83/Fid-868/24/ — Int

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy

Goldman Sachs Group Inc Bond 1/15/15 — Redeemed

Anheuser Busch Co. Bond 2/1/15 — Redeemed

Cisco Systems Inc Bond 2/22/16

Metlife Inc NTS 05.000% 061515 Ded062305 FC 121508 calla M/W — Redeemed

Rollover IRA SF 2 (UBS-84/Fid Multiple Roth) — Int/Div

TIP (Ishares Tips Bond ETF)

VXUS (Vanguard Star FD Total Intl Stock Index ETF)

AGG (Ishares Core US Aggregate Bond ETF) — Buy

VTI {Vanguard Total Stock Mkt ETF)

IRA Rollover Acct KS (Fidelity) — Int/Div

OPGSX (Oppenheimer Gold & Spec Minerals C1 A)

AGQG (IShare Core US Aggregate Bond FTF)

Roth IRA Accts KS (Fidelity) — Int/Div

FDRXX (Fidelity Cash Reserves)

SPHIX (Fidelity High Income)

AGG (shares Core U.S. Aggregate Bond ETF) — Buy (add'l)

Roth IRA SF (Fidelity) — Int

FDRXX (Fidelity Cash Reserves)

Abbvie Inc

Health Savings Account IRA — Int/Div

VXUS (Vanguard Total Intl ETF)

VTI (Vanguard Total Stock Market ETF)

Federated Prime Cash Trust

College Invest Stable Value Plus (MetLife) £29 Plan for DS — Int/Div

Ilinois Bright Start 529 for MS (Index Age Based 12-14 Yrs) — Int/Div

inois Bright Start 529 for MS (Index Equity) — Int

Utah 529 Plan MS (Option 9) — Int/Div

Fidelity 529 Plan MS (MA Portfolio 2015) — Int/Div

College Invest Stable Value Plus (MetLife) £29 Plan for MS — Int/Div — Buy

Brokerage Acct DS

FTEXX (Fidelity Municipal Money Market) — Interest

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

Brokerage Acct MS

FTEXX (Fidelity Municipal Money Market) — Interest

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

Roth IRA DS (now at Vanguard) — Int/Div

Vanguard Total Stock Mtk ETF (VT1)

Ishares Core US Aggreg Bond (AGG)

Chase Bank checking - DS — Interest

Chase Bank saving - MS — Interest

Adpmunct Professor, Northwestern University Law School

This amended report differs from the origmal report only in the addition of this Part VIII explanation which is in response to the October 11, 2016 letter from the

Committee on Financial Disclosure.

1. As the October 11, 2016 letter noted, my 2015 report (Part VII, line 24) listed “Charleston Cnty Transn Sales Tax Go” (redeemed on 11/2/2015). This was

not listed on my 2014 report. Conversely, my 2014 report (Part VII, line 31) listed “Charleston Caty SC BE/R 4.250 110115 dtd 050206 that was not listed in

the 2015 report. | have determined from the CUSIP (160069NLO) that these are one and the same bond. The bond initially was held in a UBS account and the

account statement reflected the name as “Charleston Canty SC BE/R 4.250 110115 ded 050206" so this is what appeared on the 2010 report and carried over to

reports in 2011, 2012, 2013, and 2014. None of those reports listed “Charleston Cnty Transn Sales Tax Go”, By the time the bond was redeemed on 11/2/2015,

it had been transferred to a Fidelity account, and the Fidelity account statement reflected it as “Charleston Cnty Transn Sales Tax Go” so this is the name that

appeared in the 2015 report.

2. In Part VII, line 58, “SPHIX (Fidelity High Income)” is listed. SPHIX was also listed in the 2014 report (at line 93). In prior reports (2010 to 2013), SPHIX

was listed in two places as it was held in both my husband's ROTH IRA account (and still is), as well as in one of my ROTH IRA accounts. But as explained in

the notes to my 2014 report, the SPHIX position held in my ROTH IRA account was sold on 11/22/2013,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Sheila M. Finnegan | Frix