William Joseph Kayatta jr

Vanguard MSCI Emergmg Mrkts ETF (VWO) — Int/Div

Brokerage Account #1 (H)

iShares Russell 1000 Gr, Index (IWF) — Int/Div

iShares Russell 1000 Value Index (1IWD) — Int/Div

iShares Russell 2000 Gr. Index (WO) — Int/Div

ALPS Alerian MLP ETF (AMLP) — Int/Div

iShares Russell 2000 Index (1IWM) — Int/Div

Vanguard Energy ETF (VDE) — Int/Div

Vanguard Inform. Tech. ETF (VGT) — Int/Div

iShares NASDAQ Biotech. Index (IBB) — Int/Div

Consumer Discretionary SPDR (XLY) — Int/Div

Fidelity Advisors New Insights Fund (FNICX) — Int/Div — Sold (part)

Health CARe Select SPDR (XLV) — Int/Div

Oppenheimer Intern. Bond Fund (OIBCX) — Int/Div

Ivy Asset Strategy Fund (WASCX) — Int/Div

iShares Barclays MBS Bon Fund (MBB) — Int/Div

iShares IBOXX $ luvt Gr. Corp. Bd. Fund {(LQD) — Int/Div

iShares MSC EAFE Index Fund (EFA) — Int/Div

Materials Select Sector SPDR Fund (XLB) — Int/Div

Sector SPDR Consumers STPL (XLP) — Int/Div

Sector SPDR Energy (XLE) — Int/Div

Sector SPDR Industrial (XL — Int/Div

Sector SPDR Utilites ((XLU) — Int/Div

SPDR Barclays High Yield Bond ETF (INK) — Int/Div

Vanguard Financial ETF (VFH) — Int/Div

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div

Vanguard Short Term Bond (BSV) — Int/Div

Vanguard Telecommunications SRVCS ETF (VOX) — Int/Div

Elements-Rogers Tr — Interest

Merrill Lynch Bank Deposit Program — Interest

BIF Money Fund — Interest

Blackrock Energy & Resources (BGR) — Int/Div — Sold (part)

Henderson Global Equity (HFQAX) — Int/Div

SPDR S&P S00 ETF (SPY) — Int/Div — Buy (add'l)

SPDR S&P S00 ETF (SPY) — Buy (add'l)

Eaton Vance Tax Managed 1511 — Int/Div

Blackstone GSO Strategic (BGB) — Int/Div — Buy

401K) Account £1(H)

Blackrock Ener & Res Tr (BGR) — Int/Div

Vanguard Bond Index Fund (BND) — Int/Div

SPDR BarCap Short-term Corp. Bond (SCPB)Y — Int/Div

iShares Barclays 7-10 Treasury Bond Fund (IEF) — Int/Div

iShares Asa-A Rated Corp. Bond (QLTA) — Int/Div

Vanguard Total Stock Market Index (VT) — Int/Div

Vanguard Dividend Appreciation (VIG) — Int/Div

Powershares S&P ETF (SPLV) — Int/Div

Powershares QOQQ Trust, Series 1 (QQQ) — Int/Div

iShares Russell 2000 Index ((IWM) — Int/Div

EGA: Emerging Markets Consumer ETF (ECON) — Int/Div

Powershares DB Commodity Index Tracking Fund (DBC) — None

IShares Gold Trust ETF (IAL) — Int/Div

Vanguard MSCI EAFE ETF (VEA) — Int/Div

Vanguard MSC Emergmg Markets Index (VWO) — Int/Div

iShares MSCI Germany Index (EWG) — Int/Div

iShares Barclays Tips Bond Fund (TIP) — Int/Div

Wisdon Tree Asia Local Debt (ALD) — Int/Div

Vanguard REIT Index (VNQ) — Int/Div

Schwab Sweep Account — Interest

iShares MSCI United K. (EWU) — Int/Div

SPDR S&P 500 (SPY) — Int/Div — Buy (add'l)

Vanguard Int. Equity ETF (VNQI) — Int/Div

Wisdom Tree Japan (DXJ) — Int/Div

Wisdom Tree Trust (BZF) — None

Pinco ETF (HYS) — Int/Div

Blackstone ?GSO Strategic Credit (BGB) — Int/Div — Buy

Brokerage Account #2 (H)

Citibank NA Account (X) — Interest — Closed

Morgan Stanley Bank N.A — Interest — Open

Global X. Norway ETF (NORW) — Int/Div — Sold

iShares N. America Tech ETF (IGM) — Int/Div

iShares NASDAQ Biotech ETF (IBB) — Int/Div — Sold (part)

iShares LS Consumer Goods ETF (1YK) — Int/Div

iShares US Energy ETF (IYE) — Int/Div — Sold

iShares US Energy ETF (IYE) — Buy

iShares US Energy ETF (IYE) — Buy (add'l)

iShares US Energy ETF (IYE) — Buy (add'l)

iShares US Pharma ETF (IHE) — Int/Div

iShares US Tech ETF (IYW) — Int/Div

iShares US Telecomm ETF (1YZ) — Int/Div

Powershares Water Res ETF (PHO) — Int/Div — Buy (add'l)

Clearbridge Aggressive Growth (SAGYX) — Int/Div

Ishares US Fin ETF (IYF) — Int/Div

lshares US Industrial ETF (1Y)) — Int/Div — Buy

Ishares Russell 2000 ETF (IWM) — Int/Div — Buy

Pierce Atwood Capital Contribution Notes — Interest — Sold (part)

Kev Bank IRA (CD) — Interest

Bank of America Deposit Account — Interest

Trust42(H)

Powershares Water Res (PHO) — Int/Div — Buy (add'l)

Maine Hlth & Higher EDL FACS AUTH REV SER-A — Interest — Redeemed

Maine EDL LN AUTH STUDENT LN REV — Interest

iShares NASDAQ Biotech ETF (I1BB) — Int/Div

iShares US Consumer Goods ETF (1YK) — Int/Div

iShares US Energy ETF (IYE) — Int/Div — Sold

iShares US Energy ETF (IYE) — Buy

iShares US Energy ETF (IYE) — Buy (add'l)

iShares US Finacials ETF ((IYF) — Int/Div — Buy (add'l)

iShares Industrials ETF (IY) — Int/Div

iShares US Medical Devices ETF (IHD — Int/Div — Buy (add'l)

iShares US Pharm (IHE) — Int/Div

iShares US Tech ETF (IYW) — Int/Div

iShares US Telecom ETF (1YZ) — Int/Div

Morgan Stanley Liquid Asset Fund — Interest

Ishares US Oil & Gas Exp. Prod (IEQ) — None — Sold

Ishares N. Amer. Tech (IGM) — Int/Div

Ishares S&P US PFD Sik Ind (PFF) — Int/Div — Buy

Ishares Russell 2000 ETF (IWM) — Int/Div — Buy

Estate (HKX)

Morgan Stanley Bank N.A.(X) — Interest

IShares NASDAQ Biotech ETF (IBBXKX) — Int/Div

IShares US Consumer Goods ETF (YK) xX) — Int/Div

IShares US Fmancials ETF (IYFXX) — Int/Div

IShares US Industirals ETF (1Y)) X) — Int/Div

IShares US Medical Devices ETF (IHIKX) — Int/Div

IShares US Pharmeceutucals ETF (IHEXX) — Int/Div

IShares US Technology ETF (IYW)(X) — Int/Div

IShares US Telecomm ETF (1YZ) X) — Int/Div

Powershares Water Res PTF (PHOXX) — Int/Div

Somerset County ME Genl Oblig Jail Bond (xX) — Interest

Miane Health & Higher EDL FACS Auth Re OID Bond (X) — Interest

Maine EDL LN Auth Student LN REV Bond (X) — Interest

Maine State HSG Auth MTG Purch REV SER-A Bond (X) — Interest

Maine HLTH & HGHR EDL FACS REV SER-C Bond (X) — Interest

Co-Trustee, Trust #2

Member, Lmversity of Maine School of Law Board of Visitors

Agreement — 2012 — Withdrawal Agreement with Pierce Atwood LLP

Agreement — 2010 — Pierce Atwood LLP Pension Plan (former employer's plan; no control)

Reimbursement — Boston College Law School — 422/15 — Newton, Ma — Moot Court tor Students — Transportation

Income — 2015 — Pierce Atwood LLP buyout payments under Withdrawal Agreement — SK7.633.00

The "Estate" accounted for in Part VII is an estate for which my spouse bacame the exectrutix in 2015 and of which she is a 50% beneficiary.