William Joseph Kayatta jr

Brokerage Account #1 (H)

iShares Russell 1000 Gr, Index (IWF) — Int/Div

iShares Russell 1000 Value Index (1IWD) — Int/Div

iShares Russell 2000 Gr. Index (WO) — Int/Div

ALPS Alerian MLP ETF (AMLP) — Int/Div

iShares Russell 2000 Index (1IWM) — Int/Div

Vanguard Energy ETF (VDE) — Int/Div

Vanguard Inform. Tech. ETF (VGT) — Int/Div

iShares NASDAQ Biotech. Index (IBB) — Int/Div

Consumer Discretionary SPDR (XLY) — Int/Div

Fidelity Advisors New Insights Fund (FNICX) — Int/Div — Sold (part)

Health CARe Select SPDR (XLV) — Int/Div

Oppenheimer Intern. Bond Fund (OIBCX) — Int/Div

Ivy Asset Strategy Fund (WASCX) — Int/Div

iShares Barclays MBS Bon Fund (MBB) — Int/Div

iShares IBOXX $ luvt Gr. Corp. Bd. Fund {(LQD) — Int/Div

iShares MSC EAFE Index Fund (EFA) — Int/Div

Materials Select Sector SPDR Fund (XLB) — Int/Div

Sector SPDR Consumers STPL (XLP) — Int/Div

Sector SPDR Energy (XLE) — Int/Div

Sector SPDR Industrial (XL — Int/Div

Sector SPDR Utilites ((XLU) — Int/Div

SPDR Barclays High Yield Bond ETF (INK) — Int/Div

Vanguard Financial ETF (VFH) — Int/Div

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div

Vanguard MSCI Emergmg Mrkts ETF (VWO) — Int/Div

Vanguard Short Term Bond (BSV) — Int/Div

Vanguard Telecommunications SRVCS ETF (VOX) — Int/Div

FIA Card SVS NA RASP — Int/Div — Sold

Elements-Rogers Tr — Interest

Merrill Lynch Bank Deposit Program — Interest

BIF Money Fund — Interest

Blackrock Energy & Resources (BGR) — Int/Div

Blackrock Energy & Resources (BGR) — Sold (part)

Blackrock Energy & Resources (BGR) — Sold (part)

Henderson Global Equity (HFQAX) — Int/Div

SPDR S&P S00 ETF (SPY) — Int/Div

Eaton Vance Tax Managed ETF — Int/Div — Buy

401K) Account £1{H)

Blackrock Ener.& Res Tr (BGR) — Int/Div — Buy

Vanguard Bond Index Fund (BND) — Int/Div

SPDR BarCap Short-term Corp. Bond (SCPBY — Int/Div

iShares Barclays 7-10 Treasury Bond Fund (IEF) — Int/Div

iShares Aaa-A Rated Corp. Bond (QLTA) — Int/Div

Vanguard Total Stock Market Index (VT) — Int/Div

Vanguard Dividend Appreciation (VIG) — Int/Div

Powershares S&P ETF (SPLV) — Int/Div

Powershares QQQ Trust, Series 1 (QQQ) — Int/Div

iShares Russell 2000 Index ((IWM) — Int/Div

EGA: Emerging Markets Consumer ETF (ECON) — Int/Div

Powershares DB Commodity Index Tracking Fund (DBC) — None

IShares Gold Trust ETF (IAL) — Int/Div

Vanguard MSCI EAFE ETF (VEA) — Int/Div

Vanguard MSCI Emerging Markets Index (VWO) — Int/Div

iShares MSCI Germany Index (EWG) — Int/Div

iShares Barclays Tips Bond Fund (TIP) — Int/Div

Wisdon Tree Asma Local Debt (ALD) — Int/Div

Vanguard REIT Index (VNQ) — Int/Div

Schwab Sweep Account — Interest

iShares MSC United K. (EWL) — Int/Div

SPDR S&P 500 (SPY) — Int/Div

Vanguard Int. Equity ETF — Int/Div

Wisdom Tree Japan (DX) — Int/Div

Wisdom Tree Trust (BZF) — None

Pimco ETF (HYS) — Int/Div

Brokerage Account #2 (H)

Citibank NA Account (X) — Interest

Global X. Norway ETF (NORW) — Int/Div — Buy (add'l)

iShares N. America Tech ETF (IGM) — Int/Div — Buy (add'l)

iShares N. America Tech ETF (IGM) — Buy (add'l)

iShares NASDAQ Biotech ETF (IBB) — Int/Div — Sold (part)

iShares LS Consumer Goods ETF (1YK) — Int/Div

iShares US Energy ETF (IYE) — Int/Div — Buy (add'l)

iShares US Oil Equip. & SER ETF (1EZ) — Int/Div — Sold

iShares US Pharma ETF (IHE) — Int/Div

iShares LS Tech ETF (IYW) — Int/Div

iShares US Telecomm ETF (1YZ) — Int/Div

Powershares Water Res ETF (PHO) — Int/Div — Buy (add'l)

Powershares Water Res ETF (PHO) — Buy (add'l)

Powershares Water Res ETF (PHO) — Buy (add'l)

Clearbridge Aggressive Growth (SAGYX) — Int/Div — Buy (add'l)

Ishares US Fin ETF (IYF) — Int/Div — Buy

Ishares US Fin ETF (IYF) — Buy (add'l)

Ishares US Fin ETF (IYF) — Buy (add'l)

Pierce Atwood Capital Contribution Notes — Interest — Sold (part)

Kev Bank IRA (CD) — Interest

Bank of America Deposit Account — Interest

Trust #1 (MH)

Fidelity Growth Company — Int/Div — Sold

Trust#2(H)

Powershares Water Res (PHO) — Int/Div — Buy (add'l)

Powershares Water Res (PHO) — Buy (add'l)

Maine Hlth & Higher EDL FACS AUTH REV SER-A — Interest

Maine EDL LN AUTH STUDENT LN REV — Interest

Global X Norway ETF (NORW) — Int/Div — Sold

iShares NASDAQ Biotech ETF (IBB) — Int/Div — Sold (part)

iShares NASDAQ Biotech ETF (IBB) — Sold (part)

iShares LS Consumer Goods ETF (1YK) — Int/Div

iShares US Energy ETF (IYE) — Int/Div

iShares US Finacials ETF ((IYF) — Int/Div

iShares Industrials ETF (IY) — Int/Div

iShares LS Medical Devices ETF (IHD — Int/Div

iShares L'S Oil & Equip & SER ETF (IEZ) — Int/Div — Buy (add'l)

iShares L'S Oil & Equip & SER ETF (IEZ) — Sold

iShares LS Pharm (IHE) — Int/Div

iShares US Tech ETF (IYW) — Int/Div

iShares LS Telecom ETF (1YZ) — Int/Div

Morgan Stanley Liquid Asset Fund — Interest

Ishares US Oil & Gas Exp. Prod (1EO) — None — Buy

Ishares N. Amer. Tech (IGM) — Int/Div — Buy

Co-Trustee, Trust #1

Co-Trustee, Trust £2

Member, University of Maine School of Law Board of Visitors

Agreement — 2012 — Withdrawal Agreement with Pierce Atwood LLP

Agreement — 2010 — Pierce Atwood LLP Pension Plan (former employer's plan; no control)

Reimbursement — Advocates Society of Cananda — 05-01-14 to 0U5-(4-14 — Toronto, Canada — Speaker at Mecting — Transportation, meals, hotel

Reimbursement — Duke University — 11-16-1410 11-18-14 — Durham, N.C — Feaching Seminar — Transportation lodging and meals

Income — 2014 — Duke Umiversaty (Pay for teaching Appellate Advocacy Seminar) — S4.500.00

Income — 2014 — Pierce Atwood LLP buyout payments under Withdrawal Agreement — S87.633.00