Dan A. Polster

2014Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 138

    investments

  • 8

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 2

    income

  • 1

    spouse income

Named parties

  • Agnon School
  • Siegal Lifelong Learning Center/CWRL
  • Jewish Education Center of Cleveland
  • Jewish Federation of Cleveland
  • Bellefare Jewish Children's Bureau
  • Federal Bar Assn (Cleveland chapter)
  • Mt. Sma Health Care Foundation
  • Park Synagogue (Stipend tor teaching 10th grade Confirmation class)
  • Cleveland State University (adjunct faculty payment for teaching law school class)
  • Coleman Law LLC (sole practice)

As filed

Money Market Funds (MLynch) — Interest

Oakmark Intl Fund — Int/Div

Baron Growth Fd — Int/Div

GNM P41107 bonds — Int/Div

Templeton Global Bd Fd — Int/Div

Cohen & Steers Reit Fd — Int/Div — Buy (add'l)

Cohen & Steers Reit Fd — Int/Div — Sold (part)

Mamnstay Large Cap Fd — Int/Div — Sold (part)

NFJ Div Int Prem Strat Fd — Int/Div

Amer.Funds Wash Fd — Int/Div — Sold (part)

Eaton Vance Tax-Ad Gl Div Fd — Int/Div

Cohen & Steers Pref — Int/Div — Buy (add'l)

Mainstay Floating Rate Fd — Int/Div — Buy (add'l)

Mainstay Floating Rate Fd — Int/Div — Sold

Mainstay Unconstrained Bond Fd — Int/Div — Buy

Oppenheimer Senior Fit Rate Fd — Int/Div — Buy

Oppenheimer Senior Flt Rate Fd — Int/Div — Sold

Liberty Acom Tr Fd — Int/Div

Chevron/Texaco — Int/Div

DWS High Inc. Trust (formerly Kemper High Inc. Trust — Int/Div — Sold

Intel — Int/Div

Goldman Sachs Money Mkt — Int/Div

Costco Wholesale Corp — Int/Div

Vanguard Mid-Cap Fd — Int/Div

Microsoft Corp. — Int/Div

Mylan, Inc — Int/Div

Deere & Co — Int/Div — Sold

FedEx Comp — Int/Div

Kinder Morgan Energy Partners — Int/Div — Sold

Du Pont De Nemours — Int/Div

Facebook Inc — Int/Div

Baxter International — Int/Div — Buy

Timkensteel Corp — Int/Div — Buy

Timkensteel Corp — Int/Div — Sold (part)

Tenneco common — Int/Div

Embary (spinoff) — Int/Div

Windstream (spinoff) — Int/Div

Transistor Devices common — Int/Div — Sold

Transistor Devices common — Int/Div — Sold

Nomura Partners Japan Fund Class S — Int/Div

Unicom {formerly Comm. Ed. Preferred) — Int/Div

Roulston Growth Fd — Int/Div

PNC Bank (formerly National City)--check — Interest

PNC Bank-check — Interest

PNC Bank--CD — Interest

PNC Bank--<CD — Interest

Ohio Savings - savings — Interest

IRA-Ohio Savings Bank (Amcap Class A Fd) — Int/Div

IRA-Ohio Savings Bank (CD) — Interest

IRA-Prudential Equity Fund — Int/Div

IRA-Prudential Equity Fd — Int/Div

mmm SEP IRA (Securities America) lines £5.66 — Int/Div

American Gr. Fd of America — Buy

Fidelity Advisor Mid Cap Value Fd — Buy

Fidelity Select Energy — Buy

Franklin Mutual European Fund — Buy

Oppenheimer Dev. Markets Fd — Buy

T Rowe Price Small Cap Value Fd — Buy

Vanguard Health Care Investor — Buy

Vanguard Total Stock Market Index — Buy

Vanguard 500 Index Admiral — Buy

Pimco Income Fd — Buy

Templeton Global Bond — Buy

Vanguard Short Term Inv. Gr. Investor — Buy

Mentor Property, LLCS40,000--12/19/12 — Distribution

Norton Property, LLC $27,000 — Distribution — Buy

Trust** (Jines 81-147) — Int/Div

State of Israel Bond

Tenneco common

JPMorgan Chase

M.Lynch Money Market

Israel Preferred

Dev. Bank of Israel Pref

Amer. Fds New Persp Fd

American Washington Mut Fd — Sold (part)

Oakmark Intl Fund

Baron Growth Fd

US GNM Bonds

Templeton Global Bond Fd

Eaton Vance Tax-Ad Fd

Mainstay Large Cap Gr Fd — Sold (part)

Mainstay Floating Rate Fd — Buy (add'l)

Mainstay Floating Rate Fd — Sold

Cohen & Steers Pref

Cohen & Steers Reit

Voya GNMA Inc Fd — Buy

Mainstay Unconstrained Bd Fd — Buy

Oppenhemner Senior Fit Rate Fd — Buy

Oppenheimer Senior Fit Rate Rd — Sold

Cohen & Steers Real Asset Fd — Buy

Cohen & Steers Real Asset Fd — Sold

Money Market (Janney Adv)

Enbridge Energy Mgt. LLC

Bolt Technologies — Sold (part)

Bolt Technologies — Sold

Durect Corp. — Sold (part)

Stratus Properties Inc — Sold (part)

GT Advanced Techs Inc — Sold (part)

GT Advanced Techs Inc — Sold (part)

GT Advanced Techs Inc — Sold (part)

GT Advanced Techs Inc — Buy (add'l)

GT Advanced Techs Inc — Sold

Metalico, Inc — Buy (add'l)

Metalico, Inc — Sold

Perma-Fix Environmental

Hudson Technologies — Buy

Hudson Technologies — Buy (add'l)

Hudson Technologies — Buy (add'l)

Vanguard Balanced Inc Fd — Buy

Taylor Devices — Buy

Taylor Devices — Buy (add'l)

Taylor Devices — Buy (add'l)

Money Market (Wells Fargo)

Laclede Gas common

Mylan, Inc

Nuveen Ohio Munic. Fd

Royce Value Trust Inc

Eaton Vance Tax Managed Gr. Fd (formerly EV. Marath)

Cedar Fair — Sold (part)

American Express Co

Chevron/Texaco

XTO Energy (now Exxon Mobil after 2010 merger)

Enterprise Products

Caterpillar Inc

Baxter International — Buy

Williams Partners LP — Buy

IBM Corp,

Emerson Electric Co.

Costco Wholesale Corp

Continental Resources Inc — Sold

Hospitality Properties Reit Trust

Kinder Morgan Energy Partners LP — Sold

United Rentals Inc

Vanguard Mid-Cap Fd

Cuyahoga Cty Cap Impt Bond — Redeemed

Cincinnati Ohio Urban Redevelopment Bd

Embarg. (spinoff)

Windstream (spinoff)

Lifetime Trustee, Agnon School

Trustee, Siegal Lifelong Learning Center/CWRL

Trustee, Jewish Education Center of Cleveland

Vice Chairman and Trustee, Jewish Federation of Cleveland

Trustee, Bellefare Jewish Children's Bureau

Trustee

Board of Directors, Federal Bar Assn (Cleveland chapter)

Board of Directors, Mt. Sma Health Care Foundation

Agreement — 1998 — LS. Civil Service Retirement System (CSRS) vested pension for Dept. of Justice service (1976-1998); to be paid upon retirement from judicial service

Income — 2014 — Park Synagogue (Stipend tor teaching 10th grade Confirmation class) — $2,756.00)

Income — 2014 — Cleveland State University (adjunct faculty payment for teaching law school class) — $2,500.00

Spouse's income — 2014 — Coleman Law LLC (sole practice)

Part VII {Investments and Trusts), line 54: On my prior year's form (lines 50 and 51), | had listed S000 401(K) and HR 10 accounts, maintained through 17

law firm. They were both professionally managed by ABA Retirement Funds. When [0000 retired from 0 law firm, [0 combined the two accounts in to

a SEP IRA, professionally managed by Securities America. [1001 determines an overall investment strategy, and the professional manager selects individual

mutual funds.

Part VII {Investments and Trusts): On this year's form, | have not listed the assets described in lines 54-79 on my prior year's form. These assets were owned by

[0 who rned 21 in December, 2013,

Part 1

9. Board of Directors

Global Cleveland

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Dan A. Polster | Frix