Srikanth Srinivasan

Brinker Destinations IRA

Fidelity Spartan 500 Index (FUSVX) — Int/Div — Buy (add'l)

Aston/River Road Independent Value (ARIVX) — None

Aberdeen Emerging Markets (GEGAX) — Int/Div — Sold

Avenue Credit Strategies Investor (ACSAX) — Int/Div

Legg Mason Clearbridge Small Cap Growth (SASMX) — None — Sold (part)

Legg Mason Clearbridge Small Cap Growth (SASMX) — Sold (part)

Legg Mason Clearbridge Small Cap Growth (SASMX) — Buy (add'l)

Columbia Dividend Opportunity (INUTX) — Int/Div — Buy (add'l)

Columbia Select Large Cap Growth (ELGAX) — None — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Buy (add'l)

Columbia Select Large Cap Growth (ELGAX) — Buy (add'l)

Delaware Value (DDVAX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond (DLTNX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond (DLTNX) — Sold (part)

Drevfus Bond Market Index (DBMIX) — Int/Div — Buy (add'l)

Drevfus Bond Market Index (DBMIX) — Buy (add'l)

Dnehaus Active Income (LCMAX) — Int/Div — Sold (part)

Red Rocks Listed Private Equity (LPEFX) — Int/Div

Forward EM Corporate Debt (FEXRX) — Int/Div — Buy (add'l)

JP Morgan Strategic Income Opport JSOAX) — Int/Div — Sold (part)

JP Morgan Strategic Income Opport JSOAX) — Sold

MFS International Value (MGIAX) — Int/Div

Pimco Total Return (PTTDX) — Int/Div — Sold

T. Rowe Price Growth Stock (TRSAX) — Int/Div — Sold (part)

T. Rowe Price Growth Stock (TRSAX) — Buy (add'l)

RS Global Natural Resources (RSNRX) — Int/Div

Rudgeworth Mid Cap Value (SMVTX) — Int/Div — Buy (add'l)

Rudgeworth Mid Cap Value (SMVTX) — Buy (add'l)

Rivernorth Core Opportunity (RNCOX) — Int/Div — Buy (add'l)

Riverpark Strategic Income (RSIVX) — Int/Div — Buy (add'l)

T. Rowe Price Intemational Stock (PAITX) — Int/Div — Buy (add'l)

TCW Dividend Focused (TGIGX) — Int/Div — Buy (add'l)

TCW Dividend Focused (TGIGX) — Sold (part)

Touchstone Focused (TFOAX) — Int/Div — Buy (add'l)

Touchstone Focused Equity (TFEAX) (Y)

Wasatch Intemational Opportunities (WAIOX) — Int/Div — Buy (add'l)

Wasatch Frontier Emerging Small Cos (WAFMX) — Int/Div

Wasatch Emerging Markets Small Cap (WAEMX) — Int/Div — Sold (part)

Wasatch Emerging Markets Small Cap (WAEMX) — Sold

Fidelity Cash Reserves (FDRXX) — None

Baron Emerging Markets (BEX1X) — Int/Div — Buy

Baron Emerging Markets (BEX1X) — Buy (add'l)

Dnehaus Event Driven (DEVDX) — None — Buy

Legg Mason Bw Absolute Return Opportunities (LROAX) — Int/Div — Buy

Undiscovered Managers Behavioral Value USFQ — Int/Div — Buy

Brinker Destinations Brokerage Account #1

Fidelity Spartan $00 Index (FUSVX) — Int/Div — Sold (part)

Fidelity Spartan $00 Index (FUSVX) — Buy (add'l)

S10. — Sold (part)

Fidelity Intermediate Muni Income (FLTMX) — Int/Div — Buy (add'l)

Fidelity Intermediate Muni Income (FLTMX) — Sold (part)

Aston/River Road Independent Value (ARIVX) — None

Avenue Credit Strategies (ACSAX) — Int/Div

Legg Mason Clearbridge Small Cap Growth (SASMX) — None — Sold (part)

Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)

Columbia Dividend Opportunity (INUTX) — Buy (add'l)

Columbia Select Large Cap Growth (ELGAX) — None — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Buy (add'l)

Columbia Select Large Cap Growth (ELGAX) — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Buy (add'l)

Delaware Value (DDVAX) — Int/Div — Buy (add'l)

Delaware Value (DDVAX) — Sold (part)

Doubleline Total Return Bond (DLTNX) — Int/Div

Doubleline Low Duration (DLSNX) — Int/Div — Sold

Dnehaus Active Income (LCMAX) — Int/Div — Sold (part)

Red Rocks Listed Private Equity (LPEFX) — Int/Div

Forward EM Corporate Debt (FFXRX) — Int/Div — Buy (add'l)

JP Morgan Strategic Income Opportunity USOAX) — Int/Div — Sold

MFS International Value (MGIAX) — Int/Div — Sold (part)

Northern Int Tax Exempt (NOITX) — Int/Div — Buy (add'l)

Northern Int Tax Exempt (NOITX) — Sold (part)

T. Rowe Price Growth Stock Advisor ({TRSAX) — Int/Div — Sold (part)

T. Rowe Price Growth Stock Advisor ({TRSAX) — Sold (part)

T. Rowe Price Growth Stock Advisor ({TRSAX) — Buy (add'l)

RS Global Natural Resources (RSNRX) — Int/Div — Sold

Ridgeworth Mid Cap Value Equity (SMVTX) — Int/Div — Buy (add'l)

Ridgeworth Mid Cap Value Equity (SMVTX) — Buy (add'l)

Rivernorth Core Opportunity (RNCOX) — Int/Div

T. Rowe Price Intl Stock Advisor (PAITX) — Int/Div — Buy (add'l)

T. Rowe Price Intl Stock Advisor (PAITX) — Buy (add'l)

TCW Dividend Focused (TGIGX) — Int/Div — Sold (part)

TCW Dividend Focused (TGIGX) — Sold (part)

Touchstone Focused (TFOAX) — Int/Div — Buy (add'l)

Wasatch International Opportunities (WAIOX) — Int/Div — Sold (part)

Wasatch Frontier Emerging Small Cos (WAFMX) — Int/Div

Wasatch Emerging Markets Small Cap (WAEMX) — Int/Div — Sold

Fidelity Cash Reserves (FDRXX) — None

Riverpark Strategic Income — Int/Div — Buy

Riverpark Strategic Income — Buy (add'l)

Baron Emerging Markets (BEXIX) — Int/Div — Buy

Dnehaus Event Driven (DEVDX) — None — Buy

Legg Mason Bw Absolute Return Opportunities (LROAX) — Int/Div — Buy

Undiscovered Managers Behavioral Value USFQ — Int/Div — Buy

American Funds Roth IRA

American Funds AMCAP A (AMCPX) — Int/Div

Amencan Funds New World A (NEWFX) — Int/Div

American Funds Small Cap World A (SMCWX) — Int/Div

American Funds Capital World Growth & Income A (AWSHX) — Int/Div

American Funds Washington Mutual Investors A (AWSHX) — Int/Div

American Funds Income Fund of America A(AMECX) — Int/Div

Wells Fargo Checking Account — Interest

American Funds College Savings Plan (529) #1

American Funds AMCAP 529A — Int/Div — Sold

American Funds Balanced Funds 529A — Int/Div — Sold

Amencan Funds Mutual Fund 529A — Int/Div — Sold

American Funds EuroPacific Growth S29A — None — Sold

American Funds New Perspective 529A — None — Sold

American Funds Growth Fund of America L29A — None — Sold

American Funds Washington Mutual Investors Fund 529A — Int/Div — Sold

College 2021 Fund 529A — Int/Div — Buy

College 2024 Fund 529A — Int/Div — Buy

American Funds College Savings Plan (529) "y]

American Funds AMCAP 529A — Int/Div — Sold

American Funds Balanced Funds 529A — Int/Div — Sold

Amencan Funds Mutual Fund 529A — Int/Div — Sold

American Funds EuroPacific Growth S29A — None — Sold

American Funds New Perspective 529A — None — Sold

American Funds Growth Fund of America S$29A — None — Sold

American Funds Washington Mutual Investors Fund S29A — Int/Div — Sold

College 2021 Fund 529A — Int/Div — Buy

College 2024 Fund 529A — Int/Div — Buy

Amencan Funds Brokerage Account

American Funds Tax Exempt Bond Fund of America A (AFTEX)(Y)

American Funds Growth Fund of America AAGTHX) (Y)

American Funds New Economy Fund A (ANEFX1(Y)

American Funds Fundamental Investors A (ANCFX)(Y)

American Funds Bond Fund of America A (ABNDX)(Y)

Mass Mutual Variable Life Insurance Policy

Mass Mutual VUL Guard Guaranteed Account — Interest

Mass Mutual VUL Guard DWS Small Cap Index — None

Mass Mutual VUL Guard MML Small Cap Equity — None

Gift — India Abroad — Stated dinner value for judge's J during his Person of the Year award acceptance — SS7T0.00

Reimbursement — Connecticut Asian Pacific American Bar Association — Oct. 2-3. 2014 — Hartford, CT — Keynote tor Annual Meeting — Transportation, food, hotel

Reimbursement — University of Pennsylvania Law School — Jan. 23-24, 2014 — Philadelphia, PA — Moot court judging — Transporation, food, hotel

For Part VII (Investments and Trusts):

1) On line 36, Touchstone Focused Equity (TFEAX) is no longer reportable due to its having been subsumed by Touchstone Focused (TFOAX), The gross value

reported for TFOAX in line 35 is that of the merged holding.

2) The American Funds Brokerage Account (listed as "Brokerage Account #2" in calendar year 2013) has no reportable assets because the filing instructions

suggest that assets s|

should be listed at 50% value. Last year, the brokerage account was

overreported at full value and thus appeared on the disclosure form.