Margaret Mann

AMERICAN FUNDS GROWTH FUND OF AMERICA CLC — Int/Div

AMERICAN FUNDS GROWTH FUND OF AMERICA CLASS F — Int/Div

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICACL A — Int/Div — Sold (part)

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICACLB — Int/Div

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICACLC — Int/Div — Sold

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICACLF — Int/Div — Sold

AMERICAN FUNDS EUROPACIFIC FUNDS CLASS C — Int/Div

AMERICAN FUND 2025 TARGET DATE FUND — Int/Div — Sold

Principal Small Mid Cap Dividend Fund Class A — Int/Div — Buy

GUGGENHEIM S&P GLOBAL WATER INDEX ETF — Int/Div

ST OF CA VAR RANS A-2 RV BE/R/ 3000062811 DTD 112310 — Interest

DELAWARE SMID CAP GROWTH CLASS C — Int/Div

DELAWARE SMID CAP GROWTH CLASS B — Int/Div

ST OF CA VAR GEN OBLI BN TAX BE/ R/STSO00117DTD 40110 — Interest

Genworth Annuity Contract # TOS01 3360 — Int

Wells Fargo Checking — Interest

Wells Fargo Savings — Interest

Wells Fargo IRA CD 2 — Interest

MAN AHL Diversified LP. Class B-1 — Interest — Sold

RMA Money Market Portfolio — Interest

UBS Bank Deposit Account — Interest

ISHARES S&P NORTH AMERICAN NAT RESOURCES SECTOR INDEX FUND — Int/Div

CALIFORNIA EDL FACS AUTH SR A REV FSAOID49% BE/R/ 4.000 0901 — Interest

LA CA DEPT WTR SER A-2 FSA B/E/R/ 4.75 — Int/Div

EAST BAY CAL MUD WTR SYS REV FSARE/R/ SO000601ISDTDO? — Interest — Redeemed

RANCHO MIRAGE CAL REDEV NPFG OID@97.3583 BE/R/ 4.625 040124 — Interest — Redeemed

SAN JOSE CA UNI S/D FGIC RV BE/R, SO00060121 DTD 081706 — Interest

COHEN & STEERS REALTY INCOME FUND INC CLASS C — Int/Div

DWS FLOATING RATE FUND — Interest

DWS SHORT DURATION FUND CLASS A — Int/Div

UBS LIQUID ASSETS FUND — Int/Div

AFLAC INC — Int/Div

AIR PROD & CHEMICAL INC — Int/Div — Sold

ASTRAZENECA PLC SPON ADR — Int/Div

BANK OF NOVA SCOTIA — Int/Div — Sold

BOEING — Int/Div

BRITISH AMERICAN TOBACCO PLC GB SPON ADR — Int/Div

CLOROX CO. — Int/Div

COCA COLA COCOM — Int/Div

COLGATE PALMOLIVE CO — Int/Div

CSX CORP — Int/Div

DIAGEO PLC NEW GB SPON ADR — Int/Div

EMERSON ELECTRIC — Int/Div

FAMCO MLP & ENERGY INCOME INSTITUTIONAL — Int/Div

GENL MILLS INC — Int/Div

ILLINOIS TOOL WORKS INC — Int/Div

INTEL CORP — Int/Div

JOHNSON & JOHNSON COM — Int/Div

MEDTRONIC — Int/Div

NESTLE S A SPONSORED ADR PEPSTG REG SHS SWITZ ADR — Int/Div

NEXTERA ENERGY INC COM — Int/Div

NORTHEAST UTILITIES — Int/Div

OCCIDENTAL PETROLELM CRP — Int/Div

PEARSON PLC SPON ADR — Int/Div

PROCTER & GAMBLE CO — Int/Div

RAYTHEON — Int/Div — Sold

SANOFI SPON ADR — Int/Div

TORONTO DOMINIUM BK NEW CANADA CAD — Int/Div — Sold

S.A. FRANCE SPON ADR — Int/Div — Sold

UNILEVER PLC AMER SHS NEW SPON ADR — Int/Div

UNITED PARCEL SERVICE — Int/Div

UNTD TECHNOLOGIES CORP — Int/Div

VF Comp — Int/Div

VODAFONE GROUP PLC NEW SPONS — Int/Div — Sold

AMERICAN FUNDS NEW WORLD FUND CLASS F — Interest

CITIGROUP CAPITAL IX 6.0000% DUE 02/142033 CALLABLE 02/130 — Interest

NOVARTIS AG SPON ADR — Int/Div

PRIME PLUS INVESTMENTS TISHMAN SPEYER LLP — Int/Div

Fidelity Simple IRA for Offices of MTOHalloran — Int/Div

CALIFORNIA ST TAX BE/R/ MAND SINK FND — Interest

BLACKROCK EQUITY DIVIDEND FUND C — Int/Div

PIONEER STRATEGIC INCOME FUND CLASS C — Int/Div — Buy (add'l)

GE CAPITAL INTERNOTES NTS BE — Interest

Pimco Foreign Bond Fund Class A — Interest — Buy

Cal State Syng CRC — Interest — Buy

Cal St. Pub Works BR SRD — Interest — Buy

Coachella CA WTR Auth. — Interest — Buy

Microsoft Comp. — Int/Div — Buy

Nordstrom Inc — Int/Div — Buy

Stanley Black & Decker — Int/Div — Buy

Teva Pharmaceuticals Int'l — Int/Div — Buy

Yum!Brands Inc — Int/Div — Buy

Reimbursement — Cabforna Bankruptcy Forum — 05/17/2013 to 05/19/2013 — San Diego, CA — Speaking at the Conference — meals and hotel

Reimbursement — Rutter Group — 04/08/2013 to O04/10:2013 — Los Angeles and San Francisco, CA — Speaking at the Conferences — meals, airfare and hotel

Reimbursement — Arizona Sate Bar — 04/08/2013 to 41002013 — Phoenix, Arizona — Speaking at the Conference — meals, airfare and hotel

Reimbursement — Turmaround Management Association — 04/08/2013 10 41002013 — Dana Point, CA — Speaking af the Conference — meals, airfare and hotel

Income — 2013 — Teaching stipend Rutter Group approved by Ninth Circuit — S1.000.00

Spouse's income — 2013 — Income From Law Offices of Michael T. O'Halloran

Due to inadvertent error, certam investments were subject to transactions in previous periods that were not reported. These transactions are listed below.

1. Dow Chemical - Call Redemption on 03/15/11, Value code K

2. AMBAC FINL Group — Sold 1,000 shares 02/02/11, Value code J

3. Abbott Labs — sold 220 shares 02/08/11, Value code J

4. National Grid - sold 215 shares 10/10/11, Value code J

5. Praxair

sold 105 shares 07/12/11, Value code J

6. Roche - sold 255 shares 03/07/11, Value code J

7. Veolia — sold 310 shares on 08/12/11, Value code J

8. Los Angeles CA DEPT WTR SER A-2 FSA B/E/R/ 4.75 was purchased on 04/23/10 and was not sold on June 29, 2012.