Joan Glazer Margolis

J.P. Morgan Chase Bank, New Haven, CT Bank Accs. &IRA. Bank — Interest

First Niagara Bank (New Alliance), New Haven, Bank Accounts — Interest

State of Israel.Bonds {Mazel Tov Savings Bonds) — Interest — Sold (part)

State of Israel Bonds (7th Dev. Reg. Savings Amended Bond) — Interest — Sold (part)

Connecticut Light & Power Co., Preferred Stock — Int/Div

United lHluminating Co., Common Stock — Int/Div

International Business Machines, Stock — Int/Div

Puerto Rico Zero Coupon Bonds — Interest

LP. Morgan Fund (formerly Chase Vista Trust) — Interest

Columbia Seligman Henderson Glob. Tech Fund (fka Seligman) — Int/Div

Microsoft Comp. Stock — Int/Div — Sold (part) — Chald

Fundamental Investors. Inc — Int/Div — Buy (add'l)

Fundamental Investors. Inc — Int/Div — Sold (part) — Chald

Growth Fund of America, Inc — Int/Div — Sold (part) — Chald

Capital World Growth & Income Fund — Int/Div — Sold (part) — Chald

Capital World Growth & Income Fund — Int/Div — Buy (add'l)

Small Cap World Fund, Inc — Int/Div — Sold (part) — Chald

New World Fund — Int/Div

Euro Pacific Growth Fund — Int/Div

New Economy Fund SBI — Int/Div

Amencan Mutual Funds, Inc — Int/Div

Columbia Seligman Comm. & Info. (fka Seligman Comm), Stock — Int/Div — Sold (part)

Kellogg Co., Stock — Int/Div — (part) — Chald

Xcel Energy, Stock — Int/Div

J.P. Morgan Chase Corp... Stock — Int/Div

Cisco Systems Inc. Stock — Int/Div

Phizer. Inc. Stock — Int/Div

Nippon Telegraph & Telephone Co., Stock — Int/Div — Sold (part) — Chuld

Amgen, Inc., Stock — Int/Div

Qualcomm, Inc.. Stock — Int/Div

Proctor & Gamble Co.. Stock — Int/Div

Home Depot, Stock — Int/Div — Sold (part) — Chuld

Dell Computer Corp... Stock — Int/Div — Redeemed

Mayflower Advisors, LLC (formerly Wells Fargo Bank, NA), Market Fund — Interest

General Electric. Stock — Int/Div — Sold (part) — Chald

AXA Equitable Fund — Interest

Pub. Sve. Enter. Gr. Inc. (fka PSEG). Stock — Int/Div

Conn, State Higher Ed. Supp. LN Authority — Interest — Sold (part)

Johnson & Johnson, lnc. Stock — Int/Div — Sold (part) — Chald

First Niagara Financial Group, LLC (fka New Alliance), Stock — Int/Div

Venzon Commumcations, Stock — Int/Div

Dow Chemical Co., Stock — Int/Div

Prime Money Market Fund (fka Tamarack Investment FDS Prime) — Interest

Bnstol Myer Squibb Co., Stock — Int/Div — Sold (part) — Chald

Intel Corp, Stock — Int/Div — Sold (part) — Chald

Conn. St. GO CAB's Colleges SWD Plan, Bonds — Interest

Archer Daniels Midland Co... Stock — Int/Div

Milestone Scientific. Inc... Stock — Int/Div

Hamden, CT, Property (p'ship now LLC) — Rent

Merck & Co., Inc., Stock — Int/Div

Coon ST SPL Tax Obligation R Spl, Bond — Interest

McDonald's, Stock — Int/Div

Shanghai OLED New Haven, LLC, Stock — Int/Div

JM. Smucker & Co... Stock — Int/Div

Bright Directions Coll Sav.. Prog., Ill. Coll Sav. Pool (non control) — Interest

Royal Dutch Shell, PLC — Int/Div

Statoil ASA — Int/Div

Thompson Reuter Corp — Int/Div

Vodafone Group PLC — Int/Div

NMinots Tool Works Inc — Int/Div

Connecticut St. Sev C G/O — Int/Div — Sold (part)

Enduro Rovalty Trust — Int/Div — Sold (part)

Enterprise Products Partners, LP — Int/Div

Manning & Napier FDNCW Pro Blend Extended Term Serv, Class A — Int/Div

Promissory Note (personal loan secured by mig. by JBB, LLC) — Distribution

Prudential Premier Retirement B Series Annuity — Interest

CBOE Holdings, Inc — Int/Div

Manulife Financial Corp. — Int/Div

Novartis AG — Int/Div

SPDR Gold Trust — Iistnbution

Connecticut St. For Issues Dated Prior to 119/10 — Interest

Connecticut St SPL Tax Obligation Rev RFDG Trans Infra Serv — Interest — Sold (part)

Connecticut st. Ser C G/O Unltd B/E OID — Interest

Connecticut St. Ref Ser G/O Und B/E — Interest — Sold (part)

Consolidated Edison. Inc — Int/Div

Citizens Bank — Interest — Open

Caterpillar, Inc — Int/Div — Buy

Diebold. Inc — Int/Div — Buy

Trustee, Family Philanthropic Funds

Spouse's income — 2013 — Husband, Self-Emploved Attorney, New Haven, Connecticut

Upon the death of several elderly relatives, | became the Trustee of philanthropic funds established by my relatives with a local charity. My role with respect

to these philanthropic funds is quite limited. As Trustee, my sole responsibility is to make recommendations for distributions to other charities, which

recommendations can be followed or ignored by the charitable foundation which administers the funds, This charitable foundation manages millions of dollars

of charitable funds (akin to a little version of the United Way), of which my relatives’ philathropic funds are just a small part. 1 have no knowledge of, or

responsibility for, any assets held by this fund; all these decisions ure vested solely in the discretion of the charitable foundation. | explained this in a letter to

CFD, dated July 30, 2004.

Thank you