Frank S Maas

Abbott Laboratories Common — Int/Div

Abbvie Common — Int/Div — from line 1)

American Electrical Power Common — Int/Div

Amgen Common — None

AT&T Common — Int/Div

Bank of New York Common — Int/Div

BP Amoco PLC ADRs — Int/Div

ChevronTexaco Common — Int/Div

Comcast Corp. Class A Common — Int/Div

Conoco Class B Common — Int/Div

Dommion Resources Common — Int/Div

DuPont Common — Int/Div

Exelon Common — Int/Div

Exxon Mobil Common — Int/Div

Fairpoint Commumcations Common — Int/Div

Frontier Communications — Int/Div

General Electric Common — Int/Div

General Mills Common — Int/Div

Hospira Common — None

Idearc Common — None

International Business Machines Common — Int/Div

JP Morgan/Chase Common — Int/Div

Montsanto Common — Int/Div

OGE Energy Corp Common — Int/Div

Phzer Common — Int/Div

Phillips 66 Common — Int/Div

Plains All American Pipelines LP Unit Ltd P'Ship Interest — None

PP&L Resources Common — Int/Div

Verizon Communications Common — Int/Div

Vodaphone PLC New Group — Int/Div

Wells Fargo — Int/Div

Weyerhaeuser Common — Int/Div

Zoetis Common — Int/Div — from line 25)

Fidelity NY Muni Money Market Fund — Int/Div

Fidelity Tax-FreeMoney Market Fund — Int/Div

Alliance Municipal Income Fund--NY Portfolio, Class A — Int/Div

Alliance Bond Fund US Gov't Portfolio Class A — Int/Div

Frunklin Insured NY Tax Free Income Fund — Int/Div

Franklin NY Tax Free Income Fund — Int/Div

Putnam Amer. Gov't Income Fund Class A — Int/Div

NY Insured Municipals Income Trust — Int/Div

Express Scripts Holding Co Common — Int/Div

Frontier Communications Common — Int/Div

GE Common — Int/Div

Medco Health Solutions Common — None

Merck Common — Int/Div

Pfizer Common — Int/Div

Sensient Common — Int/Div

Cisco Common — None

Citigroup Common — None

Fairpoint Communications Common — None

JP Morgan/Chase Common — Int/Div

Travelers Common — Int/Div

Western Asset NY Municipal Fund Class A — Int/Div

FMOXX — Int/Div

FFNOX — Int/Div

FSMKX — Int/Div

CMCSA — Int/Div

FE — Int/Div

ALU — Int/Div

T — Int/Div

VOD — Int/Div

VZ — Int/Div

Zoetis — Int/Div — from line 47)

New York City Deferred Compensation Plan (457) — None

Fidelity Value (IRA) — Int/Div

Oppenheimer Money Market Fund (IRA) — Int/Div

Oppenheiner Capital Appreciation Fund {IRAXF) — Int/Div

Citibank Money Market Account (IRA) — Interest

Citibunk Checking — None

Citibank Savings — Interest

FMAGX — Int/Div

FIGRX — Int/Div

FSLCX — Int/Div

FDCAX — Int/Div

FONTX — Int/Div

FMCSX — Int/Div

FEQIX — Int/Div

FSICX — Int/Div

FDGFX — Int/Div

FDVLX — Int/Div

WEMMX — Int/Div

FDRXX — Interest

TIAA-CREF Retirement Account — Int/Div

FNYXX()) — Int/Div

JP Morgan Chase Savings (F) — Interest — Closed

TD Bank Checking (F) — Int/Div — Open

JP Morgan Chase Checking — Interest

JP Morgan Chase Checking (F) — Interest

Vice President

Trustee, Family Trust 11

Member, Executive Committee, New York State Bar Association, Commercial and Federal Litigation Section

Reimbursement — OGOC Summit — 31316 — Newport Beach, California — Conterence — Lodging, Meals, and Transportation

Reimbursement — Digital Government Institute — 4/34 — Washington, DC — Conference — Lodging, Meals, and Transportation

Reimbursement — E-Discovery Project Management Summit — 521-22 — Pittsburgh, PA — Conference — Lodging, Meals, and Transportation

Reimbursement — Conference on Preservation Excellence — 9/1819 — Portland, OR — Conference — Lodging, Meals, and Transportation

Reimbursement — Electonic Discovery Institute — 10/15-17 — Santa Monica, CA — Conference — Lodgmg, Meals, and Transportation

Reimbursement — The Sedona COnference — 11/7/-8 — Phoenix, AZ — Conference — Lodgmg, Meals, and Transportation

Reimbursement — Georgetown University — 1121-22 — Tysons Comers, VA — Conference — Lodging, Meals, and Transportation

Reimbursement — NYSBA Commercial & Federal Litigation Section — 5/3.5 — Saratoga Springs, NY — Conlerence — Lodgmg and Meals

Parts | and VII: Family Trust Il matured during 2013 and the proceeds were transferred to the beneficiary. Accordingly, | have no longer reported the assets of

Family Trust Il and have no idea what its year end value may have been,

Part VII: Line 51: Fairpoint Communications, which is shown on my brokerage statement, has no value and pays no dividends. Accordingly, I will not include it

on future reports.

Line 54: The Legg Mason Partners NY Tax Free Bond Fund Class A changed its name to the Western Asset NY Municipals Fund in or around October 2012.

Lines 86/87: One JP Morgan Chase checking account was closed during the year. Smee it no longer appears on my electronic statements | cannot determine the

2012. 1

date it was closed. The value was substantially less than $15,000. Also, | opened a TD Bank checking account (now reflected on line 87 sometime in

am unsure of the date. That transaction should have been reported in 2012, The year-end value of that account in 2013 was substantially les than $15,000,

Lines 86/89: The JP Morgan Chase checking account that was closed was inadvertently reported on two lines in my 2012 report.