Carlos F. Lucero

mE COMMERCIAL BUILDING, ALAMOSA COUNTY. CO — None

HW APARTMENTS, ALAMOSA COUNTY. CO — Rent

E14 SECTION FARM LAND; CONEJOS COUNTY. CO — Rent

Vacant Land, Conejos County Co — None — Secdb

U2INTEREST IN mu ACRES RIO ARRIBA COUNTY. NM — None — 4d

ACRE VACANT LOT; JEFFERSON COUNTY. CO — None — 7

LOS HERMANOS LUCEROS, LTD PARTNERSHIP (14% INTEREST) — istrnibution — Sec#

CARLOS F. LUCERO. PC (100% STOCK) — Int/Div — Seed?

J LCM, INC — Int/Div — Seed

TD AMERITRADE IRA BROKERAGE ACCOUNT

SPDR Dow Jones (DIA) — Int/Div

Spdr Tr Unit Ser (SPY) — Int/Div

Vanguard Funds Emerging Markets Vipers (VWO) — Int/Div

Federated Income Sec Tr (PSAFX) — Int/Div — Sold

Harbor FD BD FD INSTL (HABDX) — Int/Div — Sold

Mathews Intl FDS Pacific Tiger (MAPTX) — Int/Div

Payden Invt Emerging Markets BD FD (PYEMX) — Int/Div — Sold

Payden lnvt Group GNMA (PYGNX) — Int/Div — Sold

PIMCO Funds Invest Grade Corp BD FD (PGCAX) — Int/Div — Sold

PIMCO High Yield FD ADMIN (PHY AX) — Int/Div — Sold

PIMCO Real Return (PRRDX) — Int/Div

IShares Core S&P Small-Cap ETF (IR) — Int/Div

Money Market Fund TDAM — Interest

Harbor FD High Yield Bond Fund (HYFIX) — Int/Div — Sold

WH TD AMERITRADE BROKERAGE ACCOUNT

Money Market Fund TDAM — Interest

HW CHARLES SCHWAB & CO, INC BROKERAGE ACCOUNT

SCHWAB BROCKERAGE DEPOSIT ACCOUNT — Interest

EQUITABLE LIFE ASSURANCE SOCIETY ANNUITY — Int/Div — Sec#2

SAFECO LIFE INSURANCE COMPANY ANNUITY — Int/Div — Sec#2

COLORADO BONDSHARES — Int/Div

LCM 3, LLC — None — Seeds

mm Viento Claro Energy, LLC — None

TD AMERITRADE ACCT - ROLLOVER IRA — 8

ALPS Brown Capital Small Company {BCSSX) — Int/Div — Buy

AQR Managed Futures (AQMIX) — Int/Div — Buy

Artisan Mid CapValue (ARTQX) — None — Buy

Berwyn FD INC COM (BERWX) — Int/Div — Buy

Bridgeway FD INC Blue-Chip 35 Index FD (BRLIX) — Int/Div — Buy

Bussalo FDS Mid Cap FD (BUFMX) — Int/Div — Buy

Dodge and Cox Funds Intl STK FD (DODFX) — Int/Div — Buy

Dodge and Cox Funds Stock Funds (DODGX) — Int/Div — Buy

ING Real Estate FD CL 1 (IGLIX) — None — Buy

Jensen Quality Growth (JENIX) — Int/Div — Buy

Metropolitan West TOT RET BD CL IMWTIX) — Int/Div — Buy

PIMCO total RET FD INSTL (PTTRX — Int/Div — Buy

SSGA FDS EMERG MKTS Select (SEMSX) — Int/Div — Buy

T Rowe Price EMERG MKTS Select (PRMSX) — Int/Div — Buy

T Rowe Price Blue Chip Growth Fund ({TRBCX) — None — Buy

T Rowe Price Equity Income F SH BEN INT (PRFDX)(PRFDX) — Int/Div — Buy

Templeton Global Bond Advisor (TGBAX) — Int/Div — Buy

Thomburg INTERNTL Value INST (TGVIX) — Int/Div — Buy

Liability — ESTATE OF MARIA MEDINA — INSTALLMENT NOTE TO PURCHASE 1/2 INTEREST IN mn ACRES, RIO ARRIBA COUNTY, N.M.

Reimbursement — ABA - Rule of Law Initiative — 4/29-5/07 — Bogata, Colombia — Non-FJC Edu Seminar — Transportation, Food, Lodging

Reimbursement — Federal Bar Association — 5/13-5/21 — Memphis, TN — Non-FJC Edu Seminar — Transportation, Food, Lodging

Income — Carlos F. Lucero, P.C. - Annuity payments received for prior services performed for former clients. — $22,299.60

#1. Assets over $10,000 value consist of Jl ranch, land, water rights, equipment, livestock and related property help in partnership with Jil] members.

Income was derived from the sale of livestock.

#2. Assets over $10,000 value consist of law partnership income camed prior to June 30, 1995 in the form of annuities, For tax purposes, annuity income is

reported by CFL, P.C. 1 own 100% of the stock of “Carlos F. Lucero, PC™ however the assets of this corporation include ouly a bank account for which the value

and mcome amounts are less than the required reporting amounts. This corporation does receive income in the form of an annuity and is reported in Part 111.

#3. Assets over $10,000 value consists of mutual funds, LCM, Inc is a corporation owned by my S000. The assets include a bank account, certificates of deposit,

a money market account, and Colorado Bondshares mutual fund. .

#4. Land was purchased on January 1, 2003 for $50,174 from the estate of Maria Medina, property is subject to mortgage (part VI, Line 1).

#5, Assets of LCM 3, LLC consist of oil/gas investments through Avanti Exploration, LLC and are believed to be worthless at the close of the year.

#6 Most recent assessed value is $6,750.

#7 Most recent assessed value is $49,140,

#8 Line 34 Part VIII designates & new IRA account with detailed holdings listed below.