Nancy H. Lord

Neuberger Berman Large Cap Value Investor T/k/a Partners Fd — Int/Div

Neuberger Berman Focus Fund Investor Class — Int/Div

MetLife, Inc common stock (MetLife Policy Holder Trust) — Int/Div

MetLife *Whole Life® Policy — Int/Div

Prudential (Herzfeld & Rubin, P.C. Empl 401K Plan) — Int/Div

J.P. Morgan Chase IRA (CD) — None

Agreement — 12/28/12 — Pension - New York State Employees’ Retirement System - Monthly Pension Check (no control)

Liability — Kev Bank — Unsecured Preferred Credit Line Account

Liability — MetLife — Loan against Own "Whole Life” Life Insurance Proceeds

Reimbursement — AAP IE iE. Institute - Bankruptcy Views From The Bench — Law Ceater, Washington DC — on a CLE Panel for CLE Program — By Fg RI I a rT al rae.

Reimbursement — Bankruptcy Bur Assoc . Joint Conf, — George, NY — Program

Income — 2013 — Income Denved from Monthly Payment from NYS Retirement System (NYS & Local Employees Retirement System) — $20,791.00

Income — Rental Income derived from leasing farm acreage (farm is not held for investment purposes) — SHO 00

Part VIL. Investments and Trusts

Re - Prudential / Herzfeld & Rubin, P.C. Employees’ 401(k) Plan. Nothing is being contributed by Herzfeld & Rubin, P.C. or has been contributed by Herzfeld

& Rubin, P.C, (a former employer) since | left the firm's employ in 1999. 1 do not receive any income as this is a retirement plan but | have indicated the change

in value for the reporting year in column B(1). The names of the funds that are currently contained within my 401(k) account are: "Stable Value Fund”; "Loomis

Sayles Global Mark™; "Invesco Comstock A"; "MFS International Value R4"; and "Oppenheimer Int'l Growth Y.”

Part VIL. Investments and Trusts

Item 4 - A dividend is earned each year on the anniversary of this whole-life policy which automatically results in the acquisition of additional insurance coverage.

Since the anniversary dute is in June cach year, 1 have included the dividend amount for 2013, (the dividend amount would fall within category "B” but the amount

of additional insurance that the dividend purchased falls within category "D", so I used category ("D"). For "gross value” at end of the reporting period, 1 have

provided the cash surrender value information which falls within category "L".