Robert E Gerber

INBROKERAGE ACCT #1 (Fidelity Investments):

Columbia Acorn Fund Mutual Fund Shares — Int/Div — Sold (part)

Rockland Co. NY, 3.50%, 2013, Muni Bonds — Interest — Matured — Applicable

NY State Thruway 5.0%, 2019, Muni Bonds — Interest

Fidelity Municipal Money Mkt Mut Fund Shares — Int/Div

Vanguard Limited Term Tax Exempt Fund Mutual Fund Shares — Int/Div — Sold (part) — Applicable

Same — Sold (part) — Applicable

Same — Buy (add'l) — Applicable

Fidelity Contrafund Mut Fund Shares — Int/Div

Baron Growth Fund Mut Fund Shares — Int/Div

Pimeco Total Return Fund Mut Fund Shares — Int/Div — Sold — Applicable

Templeton Global Bond Fund Advisor Class — Int/Div — Sold — Applicable

BlackRock Equity Dividend Fund Institut Mut Fund Shares — Int/Div

JP Morgan Large Cap Growth Class Mut Fund Shares — Int/Div — Sold — Applicable

BBH Core Select Fund Class N Mut Fund Shares — Int/Div

S&P 500 Depository Receipts (*SPDRs") — Int/Div — Buy — Applicable

IN BROKERAGE ACCT #2 (Fidelity Investments):

NY State Housing Finance Agency, 5.25%, 2015, Muni Bonds — Interest — Matured — Applicable

Fidelity Municipal Money Mkt Mut Fund Shares — Int/Div

Vanguard Intermediate Term Tax Exempt Mutual Fund Shares — Int/Div — Sold (part) — Applicable

Vanguard Limited Term Tax Exempt Mutual Fund — Int/Div — Buy — Applicable

Same — Sold (part) — Applicable

ROLLOVER IRA #1, FIDELITY INVESTMENTS — hy

Fidelity Cash Reserves Money Mkt Mut Fund Shares

Tweedy Browne Global Value Fund Mut Fund Shares — Sold (part) — Applicable

Fidelity Contrafund Mut Fund Shares

Ivy Asset Strategy Fund C1 Mut Fund Shares — Sold (part) — Applicable

Morgan Stanley Global Long/Short Fund Mut Fund Shares — Sold (part) — Applicable

Same — Sold (part) — Applicable

BlackRock Global Allocation Fund Instit Mut Fund Shares — Sold (part) — Applicable

Pimeo Total Rund Fund Institutional Mut Fund Shares — Sold (part) — Applicable

Same — Sold — Applicable

BBH Core Select Fund Class N Mut Fund Shares — Sold (part) — Applicable

JP Morgan Large Cap Growth Sel Class Mut Fund Shares — Sold (part) — Applicable

Same — Sold — Applicable

Fidelity Low Price Stock Mut Fund Shares — Buy — Applicable

Same — Buy (add'l) — Applicable

Same — Sold — Applicable

Vanguard Ltd Term Tax Exempt Fund Mut Fund Shs — Buy — Applicable

Same — Sold (part) — Applicable

S&P $00 Depository Receipts ("SPDRs") — Buy — Applicable

Fidelity Spartan Mkt Index Advantage Class Mut Fund Shares — Buy — Applicable

IRA (£1), FIDELITY INVESTMENTS — Int/Div

Fidelity Cash Reserves Money Mkt Mut Fund Shares

Templeton Global Bond Advisor Class Mut Fund Shares — Sold — Applicable

Fidelity Low Price Stock Fund Mutual Fund Shares — Buy — Applicable

IRA (£2), FIDELITY INVESTMENTS — Int/Div

Tweedy Browne Global Value Fund Mut Fund Shares

Baron Growth Mut Fund Shares

Fidelity Contrafund Mut Fund Shares

Fidelity Cash Reserves Money Mkt Mut Fund Shares

INBROKERAGE ACCOUNT #3, FIDELITY INVESTMENTS

Spartan 500 Index Fid Investor Class Mutual Fund Shares — Int/Div

Baron Growth Mutual Fund Shares — Int/Div

Fidelity Municipal Money Mkt Mut Fund Shares — Int/Div

Vanguard Limited Term Tax Exempt Fund — Int/Div — Applicable

Same — Sold (part) — Applicable

LIMITED PARTNERSHIP INTERESTS.

Broadway 72 Assocs, Ltd Partnership Interest — Distribution

FFHS&K Investment Assocs. 1983-1, Lud Partmership Interest — None

ROLLOVER IRA #2, FIDELITY INVESTMENTS — Int/Div

Fidelity Cash Reserves Money Market Mut Fund Shares

Fidelity Contrafund Mut Fund Shares

Federal Farm Credit Bank, 4.875%, 2018 Bonds — Matured — Applicable

Pimco Total Return Fund- Institutional Mut Fund Shares

Blackrock Global Allocat Fund-Institut'l Mut Fund Shires

Ivy Asset Strategy Fund Class Mut Fund Shares

BBH Core Select Fund Class N Mut Fund Shares

JP Morgan Large Cap Growth Sel Class — Sold — Applicable

Fidelity Low Price Stock Mut Fund Shares

Fidelity Spartan Total Market Index Mutual Fund Shares — Buy — Applicable

Standard & Poors 500 Depository Receipts ("SPDR") — Buy — Applicable

S29 PLAN. FIDELITY INVESTMENTS — None

Fidelity UNIQUE 2015 Portfolio

INSURANCE POLICIES

Northwestern Mutual Whole Life Policy Fl — Int/Div

Northwestern Mutual Whole Life Policy 2 — Int/Div

Northwestern Mutual Whole Life Policy Ws — Int/Div

Northwestern Mutual Whole Life Policy we — Int/Div

Northwestern Mutual Whole Life Policy Hs — Int/Div

ROLLOVER IRA #3 (Morgan Stanley Smith Bamey) — Interest

Dreyfus Money Mkt Govt Secur Series Mut Fund Shares

WI Clean Water 4.391% 2019 Mum Bonds

NY Environmental Facilities 4.469% 2019 Muni Bonds

NY City NY 4.899% 2020 Muni Bonds

Timpanogos UT 4.69% 2018 Muni Bonds

San Luis Obispo Cnty CA 7.45% 2019 Muni Bonds

Brazoria Cnty TX 4.594% 2019 Muni Bonds — Sold — Applicable

FL St Board of Ed 4.941% 2018 Muni Bonds

Kawai Cnty HI 4.556% 2021 Mum Bonds

Dallas TX 4.489% 2020 Muni Bonds — Sold — Applicable

Anchorage AK 4.518% 2020 Muni Bonds — Sold — Applicable

Los Angeles CA 4.53% 2022 Muni Bonds — Sold — Applicable

JA Finance Auth 3.93% 2022 Muni Bonds — Buy — Applicable

Same — Sold — Applicable

NH Highway 4.334% 2022 Muni Bonds — Buy — Applicable

King & Snohomish Counties WA 4.821% 2022 Muni Bonds — Buy — Applicable

Director, American College of Bankruptcy

Director, American Bankruptcy Institute

Member of Board of Governors, National Conference of Bankruptcy Judges

Liability — Northwestern Mutual Life — Policy Loans

Reimbursement — American College of Bankruptcy — 3/14/13-3/16/13 — Washington, DX — Board Meeting and Meeting — Transportation, Lodging, Food

Reimbursement — American College of Bankruptcy — 3/22/13-3/22/13 — Newton, MA — Speaker at Program — Transportation, Food

Reimbursement — National Conference of Bankruptcy Judges — 4R/1349/13 — Phoenix, AZ — Board Meeting — Transportation, Lodgmg, Food

Reimbursement — Tp AE 3 ean PAY AS A Institute — Meetings, Speaker at Program — Re TPE me a EW eat LHI ARTY = tae i

Reimbursement — Association of Commercial Finance Attomeys — S30/13-6/1713 — Manchester, VT — Speaker at Program — Transportation, Lodging, Food

Reimbursement — American Bankruptcy } Institute — 1113-7/14/13 — Newport, RI — Speaker at Program — Transportation, Lodging, Food

Reimbursement — American Bankruptcy Institute — SRI3-89/13 — Hershey, PA — Speaker at Program — Transportation, Lodging, Food

Reimbursement — Hudson Valley Bankruptcy Bar Association — 9/19/13-9/20¢/13 — Hyde Park, NY — Speaker at Program — Transportation, Lodging, Food

Reimbursement — Georgetown Law School — 9/26/13-9/27/13 — Washington, DX — Speaker at Program — Transportation, Lodging, Food

Reimbursement — American Bankruptcy Institute — 10/23/13 10v27/13 — Berlin, Germany — Speaker at Program — Transportation, Lodgmg, Food

Reimbursement — Bankruptcy Judges (Shared Casts) — Nh ON

Reimbursement — American Bankruptcy Institute — 12/5/13-12/7/13 — Rancho Santa Fe, CA — Board and Committee Meetings — Transportation, Lodging, Food

Income — 2013 — Matthew Bender & Co. (LexisNexis), compensation for chapters written as contributing author to Collier on Bankruptcy — $2.240.00

Income — 2013 — Hudson Valley Bankruptcy Bar Assn, compensation for doing continuing legal education program — S100.00

Income — 2013 — Columbia Law School = Teaching — S600 (5)

Spouse's income — 2013 — Self-emploved wniter

Level before the later partial sales of those shares on 8/6/13 and 8/19/13, respectively. The previously omitted "buy (add’l)" of the Vanguard Limited Term

Exempt Fund shares now appears on line 8 of Part VII of this amended report. That has caused the line numbers for transactions shown after that line to increase

by one in each instance, und the line numbers in the comments above have been changed in each instance to correspond to the new line numbers.