Raymond Joseph Lohier jr

American Century Growth Stock Fund — Int/Div

American Century Ultra Stock Fund — Int/Div

American Century Retirement Growth Stock Fund — Int/Div

IRA AIG American Pathway (Annuity) — Int/Div

Fidelity Asset MGR — Int/Div

Fidelity Growth Co. — Int/Div

Fidelity Magellan Fund — Int/Div

Fidelity Worldwide Fund — Int/Div

Fidelity Retirement Money Market — Interest

Fidelity Investment Contract — Interest

Fidelity SIT MidCap Growth Fund — Interest

IRA Fidelity Mutual Funds — None

Sun Amenca Fund/ Annuity — None

Janus 20 Fund — Distribution

Janus Global Technology Fund — Ine

Vanguard Growth Index Fund — Int/Div

Vanguard Small Cap Index Fund — Int/Div

Vanguard 500 Index Fund — Int/Div

Wachovia Roth IRA — Int/Div

TIAA Cref Retirement Fund — Interest

T Rowe Price New Honzons Fund — Distribution

T Rowe Price Intemational Stock Fund — Int/Div

AOL Inc. common stock — None

Vanguard Windsor 2 Fund — Int/Div

Bank of America Common Stock — Int/Div

Becton Dickson & Co. common stock — Int/Div

China Mobile Lid — Int/Div

Chevron common stock — Int/Div

Cisco. Inc. common stock — None

Dow Chemical common stock — Int/Div

Exxon Mobil Corp. common stock — Int/Div

Honeywell International Common Stock — Int/Div

IBM Corp. common stock — Int/Div

Intel Corp. common stock — Int/Div

International Game Technology common stock — None

Microsoft Corp. common Stock — Int/Div

OGE Energy Corp. — Int/Div

Oracle Corp. common stock — Int/Div

Staples Inc. Common stock — Int/Div

Tne Wamer Cable Inc — Int/Div

Time Wamer Inc.. common stock! — Int/Div

Trust #1 — None

First Clearing LLC {X) — Int/Div

Trustee, New York University Law School

Reimbursement — Yale Law School — Mar. 14,2013 — New Haven, CT — Educational — Transportation, Meals

Reimbursement — University of Hlmois Law School — April 11-12, 2013 — Champaign, Il — Mock Moot Court! Educational Program — Transportation, Meals, Hotel

Reimbursement — Securities and Exchange Commission — Sept. 26, 2013 — Washington, DC — Panel/Speech — Transportation, Hotel

Income — 2013 — New York Umiversity School of Law - Teaching — S20.000 00

Spouse's income — 2013 — City University of New York School of Law - Salary

1) Part | and Part VII

“Trust #1 is an "unfunded trust" whose sole asset is a term life insurance policy.