Thomas Lee

Nationwide VA-NA — None — Buy

ING NQ VAR — None

American Skandia NQ VA Prudential(name change) — None

MS O Coupon Bond — None — Redeemed

Eaton Vance MS Fund — Int/Div — Sold

Shares of Community Banschares of MS, Inc. — Int/Div

ING.NQVA — None

American Skandia NQ Prudential (name change) — None

His Hartford VA ...IRA — None

Land in Scott Co., MS — None

U.S. Ser. E. Bonds — None

Phoenix Life — None

Community Bancshares of MS accounts — Interest

ING VIRA — None

Hartford VA NQ — None — Sold

ING VA IRA — None

Franklin Income — Int/Div — Sold

VK C&S Municipal — Int/Div — Sold

FT Municipal — Int/Div

VK C&S Municipal — Int/Div — Sold

Thomburg Income Builder — Int/Div — Sold

FT Corp. Strength — Int/Div

Thormburg Income Builder — Int/Div — Sold

FT Emerging Markets — Int/Div

VK Sector Rotation — Int/Div

FT TM Advantage — Int/Div

Claymore MPL — Int/Div — Sold

Gugg GLB Div & GRW CA MO (changed name)Gugg Tact High Div. — Int/Div — Sold

GUGG GLOBAL HIGH DIV — Int/Div — Sold

EV STR.INCOME A — Int/Div — Sold

FT Smid High Div — Int/Div

FT Lovered Call — Int/Div

RS Floating Rate — Int/Div — Sold

FT Smid High Div — Int/Div

FT Lovered Call — Int/Div

Gugg Ban AC Commodity — Int/Div

RS Floating Rate — Int/Div — Sold

FT Euro Deep Value — Int/Div — Buy

FT Deep Value — Int/Div — Buy

FT Cap Str. Buy Write — Int/Div — Buy

Gugg Zachs Inc. — Int/Div — Buy

Gugg Zachs Inc — Int/Div — Buy

Thomburg Str. Inc — Int/Div — Buy

FT Euro Deep Value — Int/Div — Buy

FT Deep Value — Int/Div — Buy

FT Cap Str. Buy Write — Int/Div — Buy

Gugg MLP & Energy — Int/Div — Buy

Gugg Zachs Inc — Int/Div — Buy

Gugg Zachs Inc — Int/Div — Buy

Gugg Zachs Inc — Int/Div — Buy

Thomburg Str. Inc — Int/Div — Buy

Templeton Global Bal — Int/Div — Buy

FT Euro Deep Value — Int/Div — Buy

FT Deep Value — Int/Div — Buy

Gugg Zach Inc — Int/Div — Buy

Thornburg Str. Inc — Int/Div — Buy

General Partner SI, Tom S. Lee [Jl Limited Partnership — ce s———— em ——————

Agreement — 2013 — State Employee Pension Fund; pension upon retirement age 65 _—_—

Spouse's income — 2013 — Director - Community Bancshares of MS, Inc

Practically all of my annuities, mutual fund accounts, stocks and bonds are held in my LPL Financial Account.

The proceeds of all sales and redemptions shown in this Report were received in that account and all funds for purchases

were disbursed from that account.

All of the assets owned by the Tom S. Lee [lll Limited Partnership are listed in Section V11.