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Laura Taylor Swain

2018Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 153

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Havens Relief Fund Society
  • I (salary and benefits)

As filed

HSBC Bank (cash) — Interest

Citibank (cash) — Interest

Synchrony Bank (cash) — Interest

IEEE tmployees Stock Ownership Plan (no control) — Int/Div

IRA#I(H)

Schwab Cash Reserves Sweep Shares (SWSXX) (cash) — Int/Div

Energy Select Sector (XLE) — Int/Div — Sold (part)

Energy Select Sector (XLE) — Sold (part)

Energy Select Sector (XLE) — Sold

FIDELITY MSCIINSUSTRIALS (FIDL) — Int/Div — Buy

FIDELITY MSCIINSUSTRIALS (FIDL) — Sold (part)

FIDELITY MSCI CONS DISCR (FDIS) — Int/Div — Buy

FIDELITY MSCI CONS DISCR (FDIS) — Buy (add'l)

FIDELITY MSCI CONS DISCR (FDIS) — Buy (add'l)

FIDELITY MSCI CONS STPLS (FSTA) — Int/Div — Buy

FIDELITY MSC! FINANCIALS (FNCL) — Int/Div — Buy

FIDELITY MSC! FINANCIALS (FNCL) — Sold (part)

FIDELITY MSCI HEALTH (FHLC) — Int/Div — Buy

FIDELITY MSCI HEALTH (FHLC) — Buy (add'l)

FIDELITY MSCIHINFOR TECH (FTEC) — Int/Div — Buy

FIDELITY MSCIHINFOR TECH (FTEC) — Sold (part)

FIDELITY MSCIHINFOR TECH (FTEC) — Buy (add'l)

FIDELITY MSCIHINFOR TECH (FTEC) — Buy (add'l)

Flexshares Exg Trd FD IBOXX S$ yr TGT Dur TIPS Index Fund (TDTF) — Int/Div — Buy (add'l)

Flexshares Exg Trd FD IBOXX S$ yr TGT Dur TIPS Index Fund (TDTF) — Sold (part)

Invesco Optimum Yield (formerly Powershares DB Opt Yd ETF) (PDBC) — Int/Div — Buy (add'l)

Invesco Senior Loan (formerly Powershares Senior Loan ETF) (BKLN) — Int/Div — Buy (add'l)

Invesco Senior Loan (formerly Powershares Senior Loan ETF) (BKLN) — Buy (add'l)

Invesco Senior Loan (formerly Powershares Senior Loan ETF) (BKLN) — Sold (part)

Invesco Vanable Rate Preferred ETF (VRP) — Int/Div — Buy

Invesco Vanable Rate Preferred ETF (VRP) — Sold

IShares Bond ETF Agency Bond (AGZ) — Int/Div — Buy (add'l)

IShares CMBS ETF (CMBS) — Int/Div — Buy

IShares MSCI ETF Minimum Volatility (USMV(Y)

IShares TIPS Bond ETF (TIP) — Int/Div — Buy (add'l)

IShares 7-10 YR TRSURYBOND ETF IEF (Y)

ROBO Gbl Rbotcs And Automatn Indx (ROBO) — None — Sold (part)

ROBO Gbl Rbotcs And Automatn Indx (ROBO) — Sold

SPDR Barclays ETF High Y1d Very Liquid Index (JNK) — Int/Div — Buy (add'l)

SPDR Barclays ETF High Y1d Very Liquid Index (JNK) — Sold

SPDR Dow Jones REIT (RWR) — Int/Div — Buy (add'l)

SPDR Dow Jones REIT (RWR) — Buy (add'l)

SPDR Dow Jones REIT (RWR) — Buy (add'l)

SPDR Euro STOXX SO ETF (FEZ) — Int/Div — Buy (add'l)

SPDR Euro STOXX SO ETF (FEZ) — Sold

SPDR Intrmdt Trm Crprate Bod ETF — Int/Div — Buy (add'l)

SPDR Long Term Treasury (SPTL) — Int/Div — Buy

SPDR Long Term Treasury (SPTL) — Buy (add'l)

SPDR Small Cap ETF (SPSM) — Int/Div — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Buy (add'l)

Vanguard FTSE ETF Dev Mkts (VEA) — Int/Div — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Buy (add'l)

Vanguard FTSE ETF Dev Mkts (VEA) — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Buy (add'l)

Vanguard FTSE Emerging Mkts (VWO) — Int/Div — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Buy (add'l)

Vanguard FTSE Emerging Mkts (VWO) — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Sold (part)

Vanguard Intermediate Term Gov ETF (VGIm) — Int/Div — Buy (add'l)

Vanguard Intermediate Term Gov ETF (VGIm) — Buy (add'l)

Vanguard Large Cap ETF (VV) — Int/Div — Sold (part)

Vanguard Large Cap ETF (VV) — Sold (part)

Vanguard Large Cap ETF (VV) — Sold (part)

Vanguard Large Cap ETF (VV) — Sold (part)

Vanguard Large Cap ETF (VV) — Sold (part)

Vanguard Long Term Cor Bd ETF (VCLT) — Int/Div — Buy (add'l)

Vanguard Mtrg-Backd ETF Mortg-Backed Secs (VMBS) — Int/Div — Buy (add'l)

Vanguard Mtrg-Backd ETF Mortg-Backed Secs (VMBS) — Buy (add'l)

IRA #2 (H)

CITIBANK CASH MONEY FUNDS (Y)

WESTERN ASSET INSTL GOVT (X) {INGXX) — Interest

JP MORGAN INTREPID GROWTH FUND CLASS A JIGAX) — None — Sold

JP MORGAN VALUE ADVANTAGE FUND (JVAAX) — None — Sold

JP MORGAN STRATEGIC INCOME OPPORTUNITY UJUSOAX) — Int/Div — Sold

JP MORGAN CORE PLUS BOND FUND CLASS A (ONIAX) — Int/Div — Sold

ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Int/Div — Buy

ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Sold (part)

ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Buy (add'l)

ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Sold (part)

ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Sold (part)

ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Int/Div — Buy

ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Sold (part)

ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Buy (add'l)

ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Sold (part)

ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Sold (part)

ISHARES TR RUSSELL 2000 ETF (1WM) — Int/Div — Buy

ISHARES TR RUSSELL 2000 ETF (1WM) — Sold (part)

ISHARES TR RUSSELL 2000 ETF (1WM) — Buy (add'l)

ISHARES TR RUSSELL 2000 ETF (1WM) — Sold (part)

ISHARES TR RUSSELL 2000 ETF (1WM) — Sold (part)

ISHARES TR JPMORGAN EMERGING MKTS (EMB) — Int/Div — Buy

ISHARES TR JPMORGAN EMERGING MKTS (EMB) — Sold (part)

ISHARES TR JPMORGAN EMERGING MKTS (EMB) — Sold (part)

ISHARES TR JPMORGAN EMERGING MKTS (EMB) — Buy (add'l)

ISHARES TR SHORT-TERM CORP BD {IGSB) — Int/Div — Buy

VANGUARD BD INDEX FDS (BND) — Int/Div — Buy

VANGUARD BD INDEX FDS (BND) — Sold (part)

VANGUARD BD INDEX FDS (BND) — Sold (part)

VANGUARD BD INDEX FDS (BND) — Buy (add'l)

VANGUARD BD INDEX FDS (BND) — Buy (add'l)

VANGUARD TAX MANAGED INTL (VEA) — Int/Div — Buy

VANGUARD TAX MANAGED INTL (VEA) — Sold (part)

VANGUARD TAX MANAGED INTL (VEA) — Sold (part)

VANGUARD TAX MANAGED INTL (VEA) — Sold (part)

VANGUARD TAX MANAGED INTL (VEA) — Buy (add'l)

VANGUARD CHARLOTTE FDS (BNDX) — Int/Div — Buy

VANGUARD CHARLOTTE FDS (BNDX) — Sold (part)

VANGUARD CHARLOTTE FDS (BNDX) — Sold (part)

VANGUARD CHARLOTTE FDS (BNDX) — Buy (add'l)

VANGUARD INTL EQUITY INDEX (VWO) — Int/Div — Buy

VANGUARD INTL EQUITY INDEX (VWO) — Sold (part)

VANGUARD INTL EQUITY INDEX (VWO) — Sold (part)

VANGUARD INTL EQUITY INDEX (VWO) — Buy (add'l)

VANGUARD INTL EQUITY INDEX (VWO) — Sold (part)

IRA #3 (H)

Western Asset Inst] Govt MMF (INGXX) — Interest

IShares TR Russell 1000 Value ETF (IWD) — Int/Div — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Int/Div — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

Shares TR Russell 2000 ETF (IWM) — Int/Div — Buy (add'l)

Shares TR Russell 2000 ETF (IWM) — Sold (part)

Shares TR Russell 2000 ETF (IWM) — Sold (part)

Shares TR Russell 2000 ETF (IWM) — Sold (part)

IShares TR JP Morgan USD Emerging Mkts (EMB) — Int/Div — Buy

IShares TR JP Morgan USD Emerging Mkts (EMB) — Sold (part)

IShares TR JP Morgan USD Emerging Mkts (EMB) — Sold (part)

IShares TR JP Morgan USD Emerging Mkts (EMB) — Buy (add'l)

ISHARES TR SHORT-TERM CORP BD {IGSB) — Int/Div — Buy

SPDR SER TR Barclays High Yield Bond ETF (JNK) — Int/Div — Sold

Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Sold (part)

Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Buy (add'l)

Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Buy (add'l)

Vanguard TaxManaged Intl Fd FISE (VEA) — Int/Div — Sold (part)

Vanguard TaxManaged Intl Fd FISE (VEA) — Sold (part)

Vanguard TaxManaged Intl Fd FISE (VEA) — Sold (part)

Vanguard TaxManaged Intl Fd FISE (VEA) — Buy (add'l)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Int/Div — Sold (part)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Sold (part)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Sold (part)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy (add'l)

Vanguard Intl Equity Index Fds ¥1SE (VWO) — Int/Div — Sold (part)

Vanguard Intl Equity Index Fds ¥1SE (VWO) — Sold (part)

Vanguard Intl Equity Index Fds ¥1SE (VWO) — Buy (add'l)

Vanguard Intl Equity Index Fds ¥1SE (VWO) — Sold (part)

Board Member, Havens Relief Fund Society

Spouse's income — 2018 — I (salary and benefits)

The trust identified in Part | contains no reportable assets.

Part VII, line 4: The investments of this ESOP, which was established in 2009, are not participant-directed. The information reported is the most recent

available information, which is as of 12/31/2016.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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