Alison Julie Nathan

IRAZI(H)

Emigrant Direct (cash) — Interest

Bank of America (cash) — None

Chase (cash) — Interest

Merrill Lynch Bank Deposit Program (cash) — Int/Div — Closed

Vanguard Total Bond Market Index Adm CI (VBTLX) — Int/Div — Buy

Vanguard Total Bond Market Index Adm CI (VBTLX) — Buy (add'l)

Vanguard Total Int] Bond Index Adm CI I(VTABX) — Int/Div — Buy

Vanguard Total Int] Bond Index Adm CI I(VTABX) — Buy (add'l)

Vanguard Total Int] Stock Index Adm Cl IVTIAX) — Int/Div — Buy

Vanguard Total Int] Stock Index Adm Cl IVTIAX) — Buy (add'l)

Vanguard Total Int] Stock Index Adm Cl IVTIAX) — Buy (add'l)

Vanguard Total Stock Mkt Index Adm Cl (VTSAX) — Int/Div — Buy

Vanguard Total Stock Mkt Index Adm Cl (VTSAX) — Buy (add'l)

Vanguard Total Stock Mkt Index Adm Cl (VTSAX) — Buy (add'l)

AIG Focused Div Strat (FDSWX) — Int/Div — Sold

AQR Long Short Equity Fd 1 (QLEIX) — None — Sold

Baron Real Estate Fund Class Instl (BREIX) — None — Sold

Boston Partners Global Long Short Fund Inst CHIBGLSX) — None — Sold

Boston Partners Long / Short Equity Fd Inst] (BPLSX) — None — Sold

Congress Midcap Growth Fund (IMIDX) — None — Sold

Delaware Emerging Mkts Fd 1 (DEMIX) — None — Sold

Fidelity Advisor Biotechnology Fund (FRTIX) — None — Sold

Franklin Intl Small Cap (FKSCX) — None — Sold

First Trust Val Line Div Index (FVD) — Int/Div — Sold

Guggenheim Macro Opps Fund (GIOIX) — Int/Div — Sold

John Hancock Int! Growth Fund (GOGIX) — None — Sold

Kayne Anderson MLP (KYN) — Int/Div — Sold

Lazard Global Listed Infra Inst] CHGLIFX) — Int/Div — Sold

Loomis Sayles Sr Fl (LSFYX) — Int/Div — Sold

Lord Abbett Short Duration Income Fd (LDLFX) — Int/Div — Sold

MFS Emergmg Markets Debt Fd (MEDIX) — Int/Div — Sold

Nuveen Short Duration Credit Opportunities Fund JSD) — Int/Div — Sold

Pimeo Income Fund (PONPX) — Int/Div — Sold

Pimco Investment Grade Corp Bd P (PBDPX) — Int/Div — Sold

Powershares Aerospace and Defense (PPA) — Int/Div — Sold

Prnmecap Odyssey Growth Fund (POGRX) — None — Sold

SEI Global Managed Vol Fd Y (SGLYX) — None — Sold

T Rowe Price Capital Appreciation Fd Retail (PRWCX) — None — Sold

T Rowe Price Global Tech Fd (PRGTX) — None — Sold

T Rowe Price Health Sciences Ret (PRHSX) — None — Sold

The Oukmark Intl Fund (OAKIX) — None — Sold

Thormburg Global Opportunities Fund CL (THOIX) — None — Sold

Victoryshares US 500 Vol Wid (CFA) — Int/Div — Sold

Victory Sycamore Established Value Fund I(VEVYX) — Int/Div — Sold

Brokerage Account #2 (H)

Memill Lynch Bank Deposit Program (cash) — Interest — Closed

Vanguard Federal Money Market Fund (cash) — Int/Div — Open

Vanguard Total Stock Market Index Fund Adm (VISAX) — Int/Div — Buy

AIG Focused Div Strat (FDSWX) — None — Sold

AQR Long Short Equity Fd 1 (QLEIX) — None — Sold

Baron Real Estate Fund (BREFX) — None — Sold

Blackrock Strategic Muni Opportunities Fund Inst] (MAMTX) — Int/Div — Sold

Boston Partners Global Long Short Fund INSTL CL (BGLSX) — None — Sold

Boston Partners Long / Short Equity Fd Inst] (BPLSX) — None — Sold

Congress Midcap Growth Fund INSTL Class (IMIDX) — None

Delaware National High Yield Muni Bond (DVHIX) — Int/Div — Sold

Delaware Emerging Mkts Fd Inst] (DEMIX) — Distribution — Sold

Fidelity Advisor Biotech Fd (FBTIX) — None — Sold

Franklin Intl Small Cap (FKSCX) — None — Sold

First Trust Val Line Div Index (FVD) — Int/Div — Sold

Invesco (formerly Guggenheim) S&P 500 Equal Weight Tech ETF (RYT) — Int/Div

Ishares S&P Mid-Cap 400 (UH) — Distribution

shares US Healthcare (1IYH) — Distribution — Sold

John Hancock Int! Growth Fund (GOGIX) — None — Sold

Lazard Glbl Lstd Infrastructure Port (GLIFX) — Int/Div — Sold

Nuveen Short Duration Hi Yid Muni Bd Fd INVHIX) — Int/Div — Sold

Pnimecap Odyssey Growth Fund CL (POGRX) — None

SEI Global Mgd Volatility Fund Y (SGLYX) — None — Sold

T Rowe Price Capital Appreciation Fd Retail (PRWCX) — None — Sold

The Oakmark Select Fund (OAKLX) — None

Victoryshares US 500 Vol WTD ETF (CFA) (xX) — Int/Div

Wells Fargo Strategic Muni Bd Fd (STRIX) — Int/Div — Sold

Wells Fargo Muni Bond Fd 1 (WMBIX) — Int/Div — Sold

Brokerage Account #3 (H)

Merrill Lynch Bank Deposit Program — Interest — Closed

Vanguard 500 Index Adm C1 {VFIAX) — Int/Div — Buy

Vanguard Growth Index Adm Cl (VIGAX) — Int/Div — Buy

Vanguard Total Stock Market Index Adm Cl (VTSAX) — Int/Div — Buy

AIG Focused Div Strat (FDSWX) — Int/Div — Sold

AQR Long Short Equity Fund (QLEIX) — None — Sold

Baron Real Estate Fund (BREIX) — None — Sold

Blackrock Strategic Muni Opportunities Fund Inst] (MAMTX) — Int/Div — Sold

Boston Partners Global Long Short Fund (BGLSX) — None — Sold

Boston Partners Long / Short Equity Fd Inst] (BPLSX) — None — Sold

Fidelity Advisor Biotechnology Fd (FBTIX) — None — Sold

Guggenheim Macro Opps Fund Instl {GIO — Int/Div — Sold

Hartford Mut Fds Inc Bal Inc Fd {(HBLAX) — Int/Div — Sold

Ishares US Consumer Goods EFT (1YK) — Int/Div — Sold

Kayne Anderson MLP (KYN) — Int/Div — Sold

Looms Sayles Sr Fl (LSFYX) (X) — Int/Div — Sold

Lord Abbett Short Duration Income Fd (LDLFX) — Int/Div — Sold

MFS Diversified Income Fund (DIF1X) — Int/Div — Sold

Nuveen Real Asset Income Fund (NRIIX) — Int/Div — Sold

Nuveen Short Duration Credit Opps Fd Us — Int/Div — Sold

Pimco All Asset Fund (PASAX) — Int/Div — Sold

Pimco Foreign Bond Fd (PFBPX) — Int/Div — Sold

Pimco Income Fund (PONPX) — Int/Div — Sold

Pimco Investment Grade Corp Bond Fd P (PBDAX) — Int/Div — Sold

Primecap Odyssey Growth Fund (POGRX) — Int/Div

SEI Global Mgd Vol Fd Y (SVOAX) — None — Sold

T. Rowe Price Capital Appreciation Fd Retail (PRWCX) — None — Sold

T Rowe Price Health Sciences Fd (PRHSX) — None — Sold

TCW Total Return Bond Fd (TGLMX) — Int/Div — Sold

Western Asset Claymore Inflation Linked Opp (WIW) — Int/Div — Sold

Brokerage Account #4 (H)

TD Ameritrade Cash Account (cash) — Interest

Apple Inc Stock (AAPL) — Int/Div

Retirement Plan 21 (H)

Vanguard FTSE Social Index (VFTSX) — Int/Div

Vanguard Target Retirement 2020 I(VTWNX) — Int/Div

Vanguard Target Retirement 2040 {VFORX) — Int/Div

529 Account #1 (H)

JPMorgan 529 Age-Based 9-10 Portfolio ( (formerly Moderate Growth) — None

529 Account #2 (H)

NextGen Franklin Templeton Age 0-8 Years Portfolio C — None — Sold

MFS 6-10 Yrs C — None — Sold

Vanguard Aggressive Age-Based Option — None — Buy

529 Account #3 (H)

JPMorgan 529 Age-Based 9-10 Portfolio ( (formerly Moderate Growth) — None

529 Account #4 (H)

NextGen Blackrock 8-10 Yrs € — None — Sold

NextGen Franklin Templeton Age 0-8 Years Portfolio C — None — Sold

Vanguard Aggressive Age-Based — None — Buy

Advisor on the Restatement of the Law, Copyright Project, Amencan Law Institute

Professor (part ime), NYU School of Law

Income — 2018 — NYU School of Law (teaching income) — S20.000.00

Spouse's income — 2018 — NYU School of Law Salary

Paart VIL, line 79: The Closed date reflects the end of the month when the account zeroed out and is speculative rather than exact.

Part VII, lines 114 and 120: These holdings were consolidated in the 2017 report at line 142,

Part VII, lines 116 and 123: These holdings were consolidated in the 2017 report at line 146.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, lines 32, 76, and 83 of the 2017 report are not reportable in this cycle: there are no corresponding reportable transactions.