Michael A. Fagone

What was filed

71
investments
1
positions
0
gifts
0
agreements
0
debts
4
reimbursements
0
income
0
spouse income

Named parties

American Bankruptcy Institute
American Bankruptcy d Institute
Massachusetts Continuing Legal Education

As filed

Fidelity Investments - IRA Rollover (***. **(OR95) (H)

FlexShares MStar Mkt Factor Tilt ETF TILT — Int/Div — Sold (part)

FlexShares Quality Dividend Index ETF QDF — Int/Div

GSAM ActiveBeta Large Cap ETF - GSLC — Int/Div

Shares 1-5 yr US Bond ETF - ISTB — Int/Div

IShares 3-7 yr Treasury ETF - 1EI — Int/Div

IShares Barclays 1-3yr Credit Bond ETF GSB — Int/Div

Shares Barclays Aggregate Bond Index ETF - AGG — Int/Div

IShares Edge MSCI Multifactor USA ETF LRGF — Int/Div — Sold

IShares Edge MSCI USA Momentum Factor ETF -MTUM — Int/Div — Buy

IShares Edge MSCI USA ESG Optimized ETF - ESGU — Int

IShares Russell 2000 Growth Index ETF WO — Int/Div — Sold

IShares S&P S00 Index ETF - IVV — Int/Div

IShares S&P MidCap 400 Index ETF - JH — Int./y

IShares S&P SmallCap 600 Index ETF - UR — Ine — Sold

IShares Core Dividend Growth ETF DGRO — Int/Div

IShares Floating Rate Bond ETF - FLOT — Int/Div

IShares KLD 400 Social Index ETF -< DSI — Int/Div — Buy

IShares Edge MSCI USA Quality Factor ETF - QUAL — Int/Div — Buy

IShares Edge MSCI USA Quality Factor ETF - QUAL — Sold

Invesco QQQ Trust Unit Ser 1 ETF - QQQ — Int/Div

Invesco S&P 500 Equal Wet ETF (formerly Rydex Guggenhein) - RSP — Int/Div

Schwab US Dividend Equity ETF - SCHD — Int/Div — Sold

Vanguard Dividend Appreciation ETF - VIG — Int/Div — Buy

Vanguard Mega Cap 300 Growth E1r MGK — Int/Div

Fidelity Government Cash Reserves MMF FDRXX — Int/Div — Sold (part)

Fidelity Government Cash Reserves MMF FDRXX — Buy (add'l)

Fidelity Government Cash Reserves MMF FDRXX — Sold (part)

Fidelity Government Cash Reserves MMF FDRXX — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

Fidelity Investments - Trust #] (*** **3720) (HY X

Director, American Bankruptcy Institute

Reimbursement — American Bankruptcy Institute — July 12-14, 2018 — Stowe, VT — Speaker — Meals, Lodging, Transportation

Reimbursement — American Bankruptcy d Institute — September 5 - 7, 2018 — Las Vegas, NV — Speaker — Meals, Lodging, Transportation

Reimbursement — Massachusetts Continuing Legal Education — December 3.2018 — Boston. MA — Speaker — Meals, Irunsportation

Reimbursement — American Bankruptcy Institute — December 5-9. 2018 — Phoenix, AZ — Speaker — Meals, Lodging, Transportation

1 am the sole trustee of a trust for the benefit of certain relatives (“Trust #1”). 1 do not receive any income from Trust #1. | do not currently have, and did not

at any time during the reporting period have, any beneficial interest in Trust £1, its res, or any income derived therefrom. My sole function, with respect to

the trust, is to serve as a trustee for those persons who do have a beneficial interest in the trust and, during the reporting period, | served in thar capacity on an

uncompensated basis. Copies of the trust agreement and the relevant account records are available upon request.