Paul Adam Engelmayer

Brokerage #1 (H)

Aberdeen Emerging Markets Inst] — Int/Div

Alerian MLP ETF — None — Sold

Coho Relative Value Equity Advisor — Int/Div

iShares MSCI Emerging Market Index Fund — Int/Div

Eaton Vance Structured Emergimg Markets — Int/Div

FPA Crescent — Int/Div — Sold (part)

First Eagle Global Inst CL — Int/Div

Salient MLP & Energy Infrastructure — Int/Div — Buy (add'l)

Schwab NY AMT Tax-Free Money Fund — Int/Div

WCM Focused International Growth Inst! — Int/Div

Brokerage #2 (H)

Schwab NY AMT Tax-Free Money Fund — Int/Div

Brokerage #4 (H)

Alerian MLP ETF — None — Sold

BBH Core Select N — None — Sold

Berkshire Hathaway Inc Del A — None

Berkshire Hathaway Inc Del B — None

Coho Relative Value Equity Advisor — Int/Div — Buy (add'l)

First Eagle Global Inst CL — Int/Div

FPA Crescent — Int/Div

JPMorgan Strategic Income Opportunities Fund 1 Class — Int/Div

Parnassus Core Equity Institutional — hy — Buy (add'l)

Salient MLP & Energy Infrastructure — Int/Div — Buy (add'l)

Schwab NY AMT Tax-Free Money Fund — Int

WOM Focused International Growth Inst! — Int/Div

WisdomTree US LargeCap Dividend ETF — Int/Div

Brokerage #5 (H)

Brookhaven NY Go Ser Bds Ser 2017 4% O04 152026 (1 13152XNT) — Int/Div

Erie Cnty Ny Indl Dev Agy Sch Fac 5% 05/0172026 (29509PIF — Int/Div

Hudson Yds Infrastructure Corp 5% 02/15/2029 (44420RA0Q3) — Int/Div

Long Island Pwr Authn Y Elec Sys Rev (5426902H4) — Int/Div

Met Transprin Auth NY Revenue 5% 1171572026 (S926 1APW 1) — Int./hv

Metropolitan Trans Auth NY Rev 5% 1171572017 (S926 1 AMO) — Int/Div

Metropolitan Transn Auth N'Y Dedicated (59259NRS4) — Int/Div

Metropolitan Transn Auth NY Rev 5% 1171572028 (59261 ANLTY — Int/Div

Metropolitan Transn Auth NY Dedicated (59259N2GT) — Int/Div

Metropolitan Transn Auth NY Rev 159259Y6K0) — None — Sold (part)

Metropolitan Transn Auth Ny Rev 5% VI1S2028 (S9259Y5T2) — Int/Div — Buy

Metropolitan Transn Auth Ny Rev 5% 11/15/2020 (59261 APZ4) — hy — Buy

New York City Transitional (64971QXQ1) — Int/Div

New York City Transitional Fin 5% OR/0172029 (6497 IWR 36) — Int/Div

New York NY Go Bds Ser. H (64966180) — Int

New York Ny City Mun Wir Fin Auth 5% 06/15/2029 (649T72GOTS) — Int/Div — Buy

New York NY City Transitional Fin Auth Rev Future Tax Secured Subord — Int/Div

New York St Dorm Auth Revs St (64990HMO0)Y — Int/Div

New York St Dorm Auth Revs St (64990HPCS) — None — Sold

New York St Dorm Auth Sales Tax Rev (64990AAL9) — Int/Div

New York St Dorm Auth St Pers Income (64990ECGO) — Int/Div

New York St Dorm Auth St Pers Income (64990EDF — Int/Div

New York St Dorm Auth St Pers Income (64990FEX8S) — Int/Div

New York St Dorm Auth St Pers Income Rev Bds 5% 02/15/2028 (64990F4V6) — Int

New York St Twy Authgen Rev Gen Rey Bds (650009YC 1) — Int/Div

New York St. Dorm Auth Sales Tax 5% 03/1572031 (64990AFB6A) — Int/Div

New York St. Dorm Auth St. Pers Income LOL 02/152027 (64990F4UR)Y — Int/Div

New York St. Urban Dev 5% 03/15/2029 (650015385) — Int/Div

Sales Tax Asset Receivable Corp NY 5% HOV 152028 (T94665FQT) — Int/Div — Buy (add'l)

Triborough Brdg & Tunl Auth N'Y Revs 05 (89602NY BY) — Int/Div

Triborough Brdg & Tunl Auth N'Y Revs 05 (S9602NZET) — Int/Div

Triborough Brdg & Tunl Auth Ny 4% 11152027 (ROGO2RCI2) — None — Sold

Triborough Brdg & Tunl Auth NY 5% 1171572027 (RO602NH64) — Int/Div — Sold (part)

IRA #1 Roth 1 (H)

Aberdeen Emergmg Markets Instl — Int/Div

BBH Core Select N — Int/Div

Canllon Reams Unconstramed Bond — Int/Div

First Eagle Global Inst CL — Int/Div — Buy (add'l)

Salient MLP & Energy Infrastructure — Int/Div — Buy (add'l)

IRA #1 Roth 2 (H)

Aberdeen Emerging Markets Inst] — Int/Div

BBH Core Select N — Int/Div

Salient MLP & Energy Infrastructure — Int/Div

WOM Focused Intemational Growth Inst] — Int/Div

IRA #3 (H)

Aberdeen Emerging Markets Inst] — Int

BBH Core Select N — Int/Div

Canllon Reams Unconstrained Bond — Int/Div

First Eagle Global Inst CL — Int/Div — Sold (part)

Salient MLP & Energy Infrastructure — Int/Div — Sold (part)

IRA #4 (H)

Canllon Reams Unconstrained Bond — Int/Div — Sold (part)

Salient MLP & Energy Infrastructure — Int/Div

IRA ES (H)

Aberdeen Emerging Markets Inst] — Int/Div

Canllon Reams Unconstrained Bond — Int/Div — Sold (part)

IRA #6 (H)

CapitalSpring Investment Partners V Parallel 11, LP — Distribution

FPA Crescent — Int/Div

JPMorgan Strategic Income Opportunities Fund 1 Class — Int/Div

BlackGold Opportunity Offshore Fund, LTD — None — Sold

Trust £1 (H)

BBH Core Select N — Int./y

Berkshire Hathaway Inc Del B — None

BlackRock Strategic Income Opps Inst] — Int/Div

Coho Relative Value Equity Advisor — Int/Div

Credit Suisse Floating Rate Hi Inc A — Int/Div

First Eagle Global Inst CL — Inv

FPA Crescent — Int/Div

iShares MSCI Emerging Market Index Fund — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth — Int/Div

Templeton Global Bond Fund Advisor Class — Int/Div

WOM Focused Intemational Growth Inst! — Int/Div

WisdomTree U.S. MidCap Dividend — hy — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — hy — Buy (add'l)

Trust #2 (H)

BBH Core Select N — Int/Div

Berkshire Hathaway Inc Del B — None

BlackRock Strategic Income Opps Inst] — Int/Div

Coho Relative Value Equity Advisor — Int/Div

Credit Suisse Floating Rate Hi Inc A — Int/Div

First Eagle Global Inst CL — Int/Div

FPA Crescent — Int/Div

iShares MSC Emerging Market Index Fund — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth — Int

Templeton Global Bond Fund Advisor Class — Int/Div

WOM Focused Intemational Growth Inst! — Int/Div

WisdomTree U.S. MidCap Dividend — Int/Div — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Int — Buy (add'l)

UTMA #3 (H)

Aberdeen Emerging Markets Inst] — Int/Div

First Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

Templeton Global Bond Fund Advisor Class — Int/Div

WOM Focused International Growth Inst! — Int/Div

WisdomTree U.S. MidCap Dividend — Int/Div — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Int/Div — Buy (add'l)

UTMA #4 (H)

Aberdeen Emerging Markets Inst — Int/Div

Berkshire Hathaway Inc Del B — None

First Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — None

WisdomTree US LargeCap Dividend ETF — Int/Div — Buy (add'l)

529 #1 (H)

Growth Stock Index Portfolio — None

Value Stock Index Portfolio — None

Inflation-Protected Securities Portfolio — None

Interest Accumulation Portfolio — None — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

29 22 (H)

Aggressive Growth Portfolio — None — Sold (part)

Aggressive Growth Portfolio — Sold (part)

Developed Markets Index Portfolio — None — Sold (part)

Developed Markets Index Portfolio — Sold (part)

Mid-Cap Stock Index Portfolio — None — Sold (part)

Mid-Cap Stock Index Portfolio — Sold (part)

Interest Accumulation Portfolio — None — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

S29 23 (H)

Aggressive Growth Portfolio — None

Developed Markets Index Portfolio — None

Mid-Cap Stock Index Portfolio — None

Interest Accumulation Portfolio — None

29 24 (H)

Growth Stock Index Portfolio — None — Sold (part)

Value Stock Index Portfolio — None — Sold (part)

Inflation-Protected Secunties Portfolio — None

Interest Accumulation Portfolio — None

Teachers Retirement System of NY 403(b) (Hy

Diversified Equity — None

Stable Value — None

International Equity — None

Citibank Checking Account (H) — None

Chase Checking Account (H) — None

Estate #2 - Checking Account (H)

Chase Checking Account — None

Brokerage #7 (H)

CapitalSpring Direct Lending Parmers, LP — Distribution

Brokerage #8 (H)

Alerian MLP ETF — None — Sold

Baron Growth — Int/Div

BBH Core Select N — None — Sold

Berkshire Hathaway Inc Del B — None — Sold (part)

Berkshire Hathaway Inc Del B — Sold (part)

Fidelity Contrafund — Int/Div

Fidelity Low-Priced Stock Fund — Int/Div

Rovce Total Return Fund — Int/Div

Salient MLP & Energy Infrastructure — Int/Div — Buy (add'l)

Schwab NY AMT Tax-Free Money Fund — Int/Div

SPDR S&P SOO ETF — Int/Div

SPDR S&P MidCap 400 ETF — Int/Div

Tweedy Browne Global Value Fund — hy

IRA #7

Aberdeen Emerging Markets Inst! — Int/Div

BBH Core Select N — Int/Div — Sold (part)

Canllon Reams Unconstrained Bond — Int/Div

First Eagle Global Inst CL — Ine

Salient MLP & Energy Infrastructure — Int/Div

IRA #8

BBH Core Select N — Int/Div — Sold (part)

Canllon Reams Unconstrained Bond — Ine

First Eagle Global Inst CL — hy

Trust #3 (H)

BBH Core Select N — None — Sold

Blackrock Global Allocation — None — Sold

Blackrock Strategic Muni — Int/Div

DWS Intermediate Tax Free Fund Inst — None — Sold

Fidelity S00 Index Fund — Int/Div — Sold (part)

Fidelity Contrafund — Int/Div — prt)

Fidelity Low priced stock — None — Sold

Fidelity MMKt Prem — Buy

Fidelity MMKt Prem — Sold (part)

Fidelity MMKt Prem — Sold (part)

Fidelity Tax Exempt Mmkt FD Premium — Int/Div — Buy (add'l)

Fidelity Tax Exempt Mmkt FD Premium — Sold (part)

Fidelity Tax Exempt Mmkt FD Premium — Sold (part)

Fidelity Total Market Index Fund — Int/Div — Sold (part)

Fidelity Treasury Money Market Fund — Int/Div

Glenmede Large Cap Core — Int/Div — Sold (part)

iShares iBoxx Investment Grade — None — Sold

SPDR S&P S00 ETF Trust Unit Ser S&P — Int/Div

SPDR S&P 500 MidCap 400 ETF Tr UTSER — Int/Div — Sold (part)

SPDR SER TR SPDR Bloomberg — Int/Div — Buy (add'l)

Vanguard Intermediate Tax Exempt Admiral — Int/Div — Sold (part)

Vanguard Intermediate Tax Exempt Admiral — Sold (part)

Trust 24 (H)

Chase Checking Account — None

UTMA #6 (H)

First Trust Dow Jones Internet Index — None

JPMorgan Strategic Income Opportunities Fund Class — Int/Div

Schwab Government Money Fund — Int/Div

SPDR Bloomberg Barclays 1-3 Month T Bill ETF — Ine

WisdomTree US LargeCap Dividend ETF — Int/Div

Trust #5 (H) — Int/Div

Aberdeen Emerging Markets Inst! — Int/Div — Buy (add'l)

BBH Core Select N — Ine

Berkshire Hathaway Inc Del B — None

BlackRock Strategic Income Opps Inst — Int/Div

Canllon Reams Unconstrained Bond — Int./y — Buy (add'l)

Coho Relative Value Equity Advisor — Int

Credit Suisse Floating Rate Hi Inc A — hy

First Eagle Global Inst CL — Int/Div

FPA Crescent — Int/Div

iShares MSC1 Emerging Market Index Fund — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth — Int/Div

JPMorgan Strategic Income Opportunities Fund 1 Class — Ine — Buy (add'l)

New York Go Bds Ser 2009-F1 4.5% 11152018 — None — Sold

New York Go Bds Ser D 5% 08/01/2018 — None — Sold

New York St. Twy Auth St Pers Income Tax £0, 03152018 — None — Sold

Onondaga Cnty Ny Go Bds Ser 2009A 4% 03/01/2019 — Int/Div

Onondaga Cnty Ny Go Bds Ser 2012 5% 05/01/2018 — None — Sold

Salient MLP & Energy Infrastructure — Int/Div

Templeton Global Bond Fund Advisor Class — Int/Div

WOM Focused International Growth Inst! — Int/Div — Buy (add'l)

Wisdom Tree U.S. MidCap Dividend — Int/Div — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Int/Div — Buy (add'l)

Trust #6 (H)

Aberdeen Emerging Markets Inst] — Int/Div — Buy (add'l)

BBH Core Select N — Int/Div

Berkshire Hathaway Inc Del B — None

BlackRock Strategic Income Opps Inst] — Int./y

Canllon Reams Unconstrained Bond — Int/Div — Buy (add'l)

Coho Relative Value Equity Advisor — Int/Div

Credit Suisse Floating Rate Hi Inc A — Int/Div

First Eagle Global Inst CL — Int/Div

FPA Crescent — Int/Div

iShares MSC1 Emerging Market Index Fund — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth — Int/Div

JPMorgan Strategic Income Opportunities Fund Class — Int/Div — Buy (add'l)

New York Go Bds Ser 2009-F1 4.5% 11152018 — None — Sold

New York Go Bds Ser D 5% 08/01/2018 — None — Sold

New York St. Twy Auth St Pers Income Tax LoL, 0152018 — None — Sold

Onondaga Cnty Ny Go Bds Ser 2009A 4% 03/01/2019 — Int/Div

Onondaga Cuty Ny Go Bds Ser 2012 5% 05/01/2018 — Sold

Salient MLP & Energy Infrastructure — Int/Div

Templeton Global Bond Fund Advisor Class — Int

WOM Focused Intemational Growth Inst! — Int/Div — Buy (add'l)

WisdomTree U.S. MidCap Dividend — Int/Div — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Int/Div — Buy (add'l)

Brokerage #9 (H)

JPMorgan Strategic Income Opportunities Fund 1 Class — Ine

Schwab Government Money Fund — Int./y

SPDR Bloomberg Barclays 1-3 Month T Bill ETF — Int/Div

WisdomTree US LargeCap Dividend ETF — Int/Div

Brokerage #10

Aberdeen Emerging Markets Inst] — Int/Div

First Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

Templeton Global Bond Fund Advisor Class — Int/Div

WOM Focused International Growth Inst! — Int/Div

WisdomTree U.S. MidCap Dividend — Int/Div — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Int/Div — Buy (add'l)

Brokerage #11 (H)

Aberdeen Emerging Markets Inst] — Int/Div

Berkshire Hathaway Inc Del B — None

First Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

WisdomTree US LargeCap Dividend ETF — Int/Div — Buy (add'l)

Reimbursement — Harvard Law School — 0109 1801/10/18 — Cambridge, MA — Instructor, Problem Solving Workshop — I ransportation, Meals and Lodgmg

Reimbursement — Harvard Law School — OI 15180120018 — Cambndge, MA — Instructor. Tnal Advocacy Workshop — Transportation, Meals and Lodging

Reimbursement — Supreme Court Historical Society — 0306/18-03/0718 — Washmgton, DX — Panelist — Transportation, Meals and Lodging

Reimbursement — Harvard Law Review — 0329/18 — Cambridge, MA — Trustees Meeting — Transportation, Meals and Lodging

Reimbursement — Judicial Conference of the } United States — 06/127 1806/15/18 — San Diego, CA — Attendee — Transportation, Meals and Lodging

Reimbursement — Harvard Law Review — 12/6/18-12/7/18 — Cambridge, MA — F'rustees Meeting — Transportation, Meals and Lodging

Spouse's income — 2018 — Library of Amenca, consultant pay

Re. Part 11, Agreements - "2009 WilmerHale partnership agreement re. interest cared on retained capital of former partners (y)".

This agreement was disolved in mid-December, 2014, It is no longer in force, and will not be listed on future Financial Disclosure Reports.