Gray M. Borden

2018Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 83

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • FAMILY IRREVOCABLE TRUST #1

As filed

IRA #3 (H)

UBS BANK USA DEP ACCT — None

GOOG Common — None

AMZN Common — None

AAPL Common — Int/Div

CVX Common — Int/Div

GM Common — Int/Div — Sold

HCA Common — None

INTC Common — Int/Div

IVZ Common — Int/Div — Sold

JPM Common — Int/Div

MAA Common — Int/Div

NKE Common — Int/Div

Ishares Core S&P Small-Cap ETF — Int/Div — Buy

Ishares Core S&P Small-Cap ETF — Int/Div — Sold

VOO — Int/Div

Vanguard FTSE All World Ex-US ETF — Int/Div — Sold (part)

HHDFX — Int/Div — Sold (part)

HHDFX — Sold

Natixis Vaughan Nelson Select Fund — Int/Div — Buy

Natixis Vaughan Nelson Select Fund — Buy (add'l)

0IGYX — Int/Div

Oppenheimer Global Opportunities Fund — None — Buy

UBVSX — Int/Div

BX — Int/Div

401K) £2 (H)

Vanguard Institutional S00 Index — Int/Div — Buy (add'l)

BlackRock EAFE Equity Index Fund — Int/Div

BlackRock Russell 2000 Index Fund — Int/Div

ACP2 - Southern Company Supplemental Benefit — None

Northern Trust Aggregate Bond Index Fund — Int/Div — Sold

Def. Comp. - Southern Company Stock Equivalent — Int/Div

529 Fund #1 - Utah Educational Savings Plan (H)

Vanguard Total Stock Market Index — Int/Div

Vanguard Developed Markets Index — Int/Div

Vanguard Emerging Mkt Stock Index — Int/Div

529 Fund #2 - Utah Educational Savings Plan (H)

Vanguard Total Stock Market Index — Int/Div

Vanguard Developed Markets Index — Int/Div

Vanguard Emerging Mkt Stock Index — Int/Div

Vanguard Total Bond Market Index — Int/Div

Vanguard Short-Term Invest-Grade — Int/Div

Vanguard Total International Bond Index — Int/Div

529 Fund #3 - Utah Educational Savings Plan (H)

Vanguard Institutional Index — Int/Div

Notch 8 Investments. LLC (H)

High Five MGM, LLC — None

BROKERAGE ACCOUNT #3 (HY

Southern Company (X) — Int/Div

HIINX — Int/Div — Sold

AEPGX — Int/Div — Sold

SHSAX — Int/Div — Sold

FSGRX — Int/Div — Sold

VGENX — Int/Div — Sold

MVCKX — Int/Div — Sold

Servislst Bank Accounts — Interest

KO Common — Int/Div

Wells Fargo Bank Accounts — Interest

IRA £2 (H)

UBS BANK USA DEP ACCT — None

UBS BANK USA DEP ACCT — Int/Div — Sold

Ishares Core S&P Small-Cap ETF — Int/Div

VOO — Int/Div

Natixis Vaughan Nelson Select Fund — Int/Div — Buy (add'l)

0IGYX — Int/Div — Buy (add'l)

UBVSX — Int/Div

BROKERAGE ACCOUNT #1 (H)

SO Common — Int/Div

NXPI Common — Int/Div

GE Common — Int/Div

Charles Schwab Deposit Accounts — Interest

HD Common — Int/Div

ADM Common (X) — Int/Div

WMT Common (X) — None

BROKERAGE ACCOUNT £2 (H)

VNSYX — Int/Div

WITIX — Int/Div

WITIX — Int/Div — Buy (add'l)

WITIX — Buy (add'l)

AFNIX — Int/Div — Buy (add'l)

TRBCX — Int/Div

UBS BANK USA DEP ACCT — Interest

UBS BANK USA DEP ACCT — Int/Div — Buy

TRUSTEE, FAMILY IRREVOCABLE TRUST #1

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of $ US.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ GRAY M. BORDEN

NOT

NY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.