Joan Marie Azrack

2018Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 141

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Salary and bonus from Landman Corsi Ballaine & Ford PC

As filed

Citibank NA Personal Banking NY, NY (multiple accounts) — Interest

National Life Ins. Co. whole life policy — Int/Div

Oppenheimer: Advantage Bank Deposits various banks (TRA) (see VII 2) — Interest — Sold

Fidelity VIP Equity Incm Port-Nationwide annuity contract (see VII 4) — None

Fidelity VIP Growth Port - Nationwide ANNUITY contract — None

Fidelity Overseas Port - Nationwide annuity contract — None

Fidelity VIP2 Asst Mgr Port - Nationwide Annuity contract — None

PMA: Pimco Low Duration Fund Intl (IRA) (See VIN 1) — Distribution — Buy (add'l)

continuation of 8) — Buy (add'l)

continuation of 8) — Buy (add'l)

continuation of 8) — Sold (part)

Oppenheimer: Catalyst Inside Buying Fund — Int/Div — Sold

Oppenheimer Global Value Fund Nationwide annuity contract — None

Fidelity Blue Chip Fund - Fidelity 401K (see VIL 3) — None

Fidelity Diversified intl - Fidelity 401K — None

Fidelity Freedom 2020 Fund - Fidelity 401K — None

Fidelity Contrafund - Fidelity 401K — None

Fidelity Growth & Inc - Fidelity 401K — None

Fidelity Value Fund - Fidelity 401K — None

Fidelity Government Money Market Fidelity 401K — None

Fidelity Investment Grade Bond Fund Fidelity 401K — None

Am Century Equity - Fidelity 401K — None

JP Morgan Growth & Income "A" Shares — Int/Div

Walt Disney Co common stock — Int/Div

NW NVIT Money Market - Nationwide Annuity contract — None

Oppenheimer: Eaton Vance Insured NY Muni Bond Fund — Int/Div — Sold

Oppenheimer: Kinetics Paradigm Adv C1 ( — Int/Div — Sold

Oppenheimer: Catalyst Inside Buying Fund (IRA) — Int/Div

Oppenheimer: Kinetics Paradigm Fund (IRA) — Int/Div — Sold

Oppenheimer: Voya Global Equity Div & Prm Opp Fund (IRA) — Int/Div

PMA: Vanguard High Yield Adm (IRA) — Distribution — Buy (add'l)

continuation of 31) — Sold (part)

comtinuation of 31) — Buy (add'l)

continuation of 31) — Buy (add'l)

Oppenhemmer: Kinetics Paradigm Adv ( (IRA) — Int/Div

PMA: Vanguard Short Term Investment Grade Fund (IRA) — Distribution — Buy (add'l)

continuation of 36) — Sold (part)

continuation of 36) — Buy (add'l)

continuation of 36) — Buy (add'l)

PMA: MetWest Intermediate Bond Fund — Distribution — Buy (add'l)

continuation of 40) — Sold (part)

continuation of 40) — Sold (part)

Northwestern Mutual Life Ins. whole policy — Int/Div

Oppenheimer: First Trust Strategic High Income Fund (TRA) — Int/Div — Sold

PMA: Vanguard Intermet Term Investment Grade Fund (IRA) — istmbution — Buy (add'l)

continuation of 45) — Sold (part)

comtinuation of 45) — Sold (part)

NW NVIT Intl Equity Fund - Nationwide ANNUITY contract — None

NW NVIT Multi Mogr Intl Gr Nationwide annuity contract — None

JP Morgan Mid Cap Growth — Int/Div

NW NVIT DYNMC US Gr fik/a NVIT Large Cap Gr - Nationwide annuity — None

Oppenheimer: Invesco Inv Gr NY Muni — Int/Div — Sold

Oppenheimer: Large Cap formerly Black Rock (IRA) — Int/Div — Sold

Oppenheimger: Large Cap formerly Black Rock (IRA) — Int/Div

Oppenheimer: Advantage Bank Deposits in various banks (IRA) — Interest

PMA: Jensen Quality Grade (IRA) — Distribution — Sold (part)

continuation of 56) — Sold (part)

continuation of 56) — Buy (add'l)

PMA: Odyssey Growth Fund (IRA) — Distribution — Sold (part)

continuation of $9) — Sold (part)

continuation of 59) — Sold (part)

continuation of 59) — Buy (add'l)

PMA: T Rowe Price Small Cap Stock Fund {IRA) — Distribution — Sold (part)

continuation of 63) — Sold (part)

PMA: Vanguard Extended Market Index (IRA) — Distribution — Sold (part)

continuation of 65) — Sold (part)

continuation of 65) — Sold (part)

continuation of 635) — Buy (add'l)

PMA: Vanguard 500 Index Fund (IRA) — Distribution — Sold (part)

continuation of 69) — Sold (part)

continuation of 69) — Sold (part)

continuation of 69) — Buy (add'l)

continuation of 69) — Buy (add'l)

PMA: Harbor Intl Fund (IRA) — Distribution — Sold (part)

continuation of 74) — Sold

PMA: T. Rose Price Intl (IRA) — Distribution

PMA: Vanguard Intl Index Fund (IRA) — Distribution — Sold (part)

PMA: Harbor Intl Fund — Iistnbution — Sold

PMA: Odyssey Growth Fund — Distribution — Sold (part)

PMA: Odyssey Aggressive Growth Fund — istnbution — Sold (part)

PMA: Vanguard Intl Index Fund — Distribution — Buy (add'l)

comtinuation of 81) — Buy (add'l)

PMA: Vanguard Extended Market Index Fund — Distribution

PMA: Jensen Quality Growth — Distribution — Sold (part)

continuation of 84) — Buy (add'l)

PMA: Vanguard 500 Index Fund — istmbution — Sold (part)

PMA: Pimco Low Duration Fund — Distribution — Buy (add'l)

continuation of 87) — Buy (add'l)

PMA: Vanguard High Yield Corporate Fund — Distribution — Buy (add'l)

continuation of 89) — Buy (add'l)

continuation of 89) — Buy (add'l)

PMA: Vanguard Limited Term Tax Exempt Fund — istnbution — Sold (part)

continuation of 92) — Buy (add'l)

continuation of 92) — Buy (add'l)

continuation of 92) — Buy (add'l)

PMA: Vanguard Intmd Term Tax Exempt Fund — Distribution — Sold (part)

continuation of 96) — Sold (part)

PMA: T Rowe Price Equity Inc — Distribution — Buy (add'l)

continuation of 98) — Sold (part)

PMA: American Beacon Intl Fund (IRA) — Distribution — Buy (add'l)

PMA: Vanguard Growth Index Fund (IRA) — Distribution — Sold (part)

continuation of 101) — Sold (part)

continuation of 101) — Sold (part)

continuation of 101) — Buy (add'l)

PMA: T Rowe Price Equity Income Fund IRA — Distribution — Sold (part)

continuation of 105) — Sold (part)

PMA: Vanguard Growth Index Fund — Distribution

PMA: MetWest Intermediate Bond Fund {IRA — Distribution — Buy (add'l)

continuation of 108) — Sold (part)

continuation of 108) — Sold (part)

McDonald's common stock — Int/Div

Coca Cola common stock — Int/Div

Nike common stock class B — Int/Div

PMA: Fidelity Gvt Cash Reserves (see VIII <) — Distribution

PMA: USAA Short Term Bond Fund (IRA) — Distribution — Buy (add'l)

continuation of 115) — Sold (part)

continuation of 115) — Buy (add'l)

continuation of 115) — Buy (add'l)

PMA: Fidelity Govt Cash Reserves (IRA) (see VIII $5) — Distribution

Dodge Cox STK (IRA) — Distribution — Buy (add'l)

continuation of 120) — Buy (add'l)

continuation of 120 — Buy (add'l)

Nuveen NY Mun Value FD Tax Free Com — Int/Div — Sold (part)

PMA Baird Core Plus (IRA) — Distribution — Buy

continuation of 124) — Buy (add'l)

PMA Van Md V1 Index (IRA) — Distribution — Buy

PMA DFA Int'l Core Eq (IRA) — Iistnbution — Buy

comtination of 127) — Buy (add'l)

comtination of 127) — Buy (add'l)

PMA DFA Int'l Small Comp (IRA) — Distribution — Buy

PMA Dodge Cox Int'l — Iistnbution — Buy

PMA JH Dis Val MDCP — Distribution — Buy

PMA DFA Int'l Core Eq. — istmbution — Buy

continuation of 133) — Buy (add'l)

PMA Columbia Midcap Value Fund (IRA) (see VIII 6) — Iistnbution — Sold (part)

continuation of 136) — Sold

PMA FMI Large Cap Fund (IRA) (See VIII EN — Distribution

PMA Van Eq. Inc — Distribution — Buy

NW NVIT Mult Mgr Int] Grade Nationwide Annuity Contact — None

NW Mult Mgr MDCAPGRI - Nationwide Annuity Contract — None — Buy

NW NVIT MULT MGRMDCAPVAL II Nationwide Annuity Contract — None — Buy

Spouse's income — 2018 — Salary and bonus from Landman Corsi Ballaine & Ford PC

1. PMA as used in Section VII refers to Prudential Management Associates, which maintains managed asset portfolios (individual and IRA) consisting of

investments identified in that section.

2. Oppenheimer as used in Section VIT refers to Oppenheimer & Co, Inc., which maintains brokerage accounts (individual and IRA) consisting of investments

identified in that section.

3. Fidelity 401K as used in Section VII refers to a 401K account maintained by Fidelity Investments consisting of investments identified in that section. Each

year, a maximum allowable 401K contribution is made (total value K,) which is allocated pursuant to formula among various of the 401K fund investments

identified in this report. Each allocated amount has a value of J.

4. Nationwide annuity contract, as used in Section VII refers to a Nationwide variable annuity account containing investments identified in that section.

5. In Section VII, items | 14 and 119 are money market funds that would be the subject of multiple purchases and sales during the course of the year, At year end,

the increased value of cach fund had a value of J.

6. Re Section VII 135, the 2017 Report mistakenly indicated that at year end there were no holdings of PMA Columbia Midcap Value Fund. See 2017 Report, 73.

Despite sles in 2017, there were holdings at year end 2017 with a value of K.

7. Re Section VII 137, the 2017 Report mistakenly indicated that at year end there were no holdings of PMA FMI Large Cap Fund. See 2017 Report, 74. Despite

sales in 2017, there were holdings at year end 2017 with a value of 1.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.

Joan Marie Azrack | Frix